Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 198
- +12 vs. Q2 2025
- Shares held
- 35.1M
- +1.15M (+3.4%) vs. Q2 2025
- Total value
- $565.6M
- +$55.0M (+10.8%) vs. Q2 2025
- New holders
- 28
- 82 more added
- Sold out
- 16
- 47 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 5,828,553 | $94.0M | 0.01% | −464,982−7.4% | Reduced |
| Morgan Stanley | 5,732,538 | $92.5M | 0.01% | −275,987−4.6% | Reduced |
| Raymond James Financial Inc | 2,855,200 | $46.1M | 0.01% | −319,307−10.1% | Reduced |
| LPL Financial LLC | 2,062,621 | $33.3M | 0.01% | +16,999+0.8% | Added |
| Wells Fargo & Company | 1,747,211 | $28.2M | 0.01% | −108,369−5.8% | Reduced |
| Royal Bank of Canada | 1,585,032 | $25.6M | 0.00% | +12,411+0.8% | Added |
| Saba Capital Management, L.P. | 1,404,173 | $22.6M | 0.75% | +1,404,173 | New |
| Stifel Financial Corp | 783,968 | $12.6M | 0.01% | +29,427+3.9% | Added |
| Janney Montgomery Scott LLC | 768,215 | $12.4M | 0.03% | +75,207+10.9% | Added |
| UBS Group AG | 693,635 | $11.2M | 0.00% | −8,266−1.2% | Reduced |
| Cornerstone Advisors, LLC | 685,519 | $11.1M | 0.36% | +566,576+476.3% | Added |
| Waterfront Wealth Inc. | 679,108 | $10.8M | 2.21% | +197,680+41.1% | Added |
| Rivernorth Capital Management, LLC | 596,845 | $9.63M | 0.55% | +584,021+4,554.1% | Added |
| Blue Bell Private Wealth Management, LLC | 563,372 | $9.09M | 1.38% | +71,196+14.5% | Added |
| Lazard Asset Management LLC | 549,864 | $8.87M | 0.01% | −6,175−1.1% | Reduced |
| Modern Wealth Management, LLC | 508,809 | $8.21M | 0.16% | −5,240−1.0% | Reduced |
| Guggenheim Capital LLC | 434,054 | $7.00M | 0.05% | −26,226−5.7% | Reduced |
| Advisors Asset Management, Inc. | 336,820 | $5.43M | 0.09% | −158,800−32.0% | Reduced |
| Shaker Financial Services, LLC | 289,696 | $4.67M | 1.60% | −295,378−50.5% | Reduced |
| Captrust Financial Advisors | 271,779 | $4.38M | 0.01% | +957+0.4% | Added |
| Advisor Group Holdings, Inc. | 266,055 | $4.27M | 0.01% | −7,777−2.8% | Reduced |
| D.A. Davidson & Co. | 237,676 | $3.83M | 0.02% | +17,353+7.9% | Added |
| Rothschild Investment LLC | 223,693 | $3.61M | 0.20% | +20,521+10.1% | Added |
| Oppenheimer & Co Inc | 217,834 | $3.51M | 0.04% | +6,944+3.3% | Added |
| Allspring Global Investments Holdings, LLC | 192,339 | $3.10M | 0.00% | +7,595+4.1% | Added |
| Menlo Advisors LLC | 191,083 | $3.08M | 1.46% | −4,159−2.1% | Reduced |
| Private Advisor Group, LLC | 170,977 | $2.76M | 0.01% | +12,785+8.1% | Added |
| RB Capital Management, LLC | 165,823 | $2.67M | 0.56% | +1,198+0.7% | Added |
| HighTower Advisors, LLC | 160,802 | $2.59M | 0.00% | +2,839+1.8% | Added |
| Steward Partners Investment Advisory, LLC | 159,279 | $2.57M | 0.01% | +4,275+2.8% | Added |
| Commonwealth Equity Services, LLC | 154,235 | $2.49M | 0.00% | +19,504+14.5% | Added |
| General American Investors Co Inc | 150,877 | $2.43M | 0.15% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 144,528 | $2.33M | 0.03% | −18,611−11.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 129,789 | $2.09M | 0.01% | +8,259+6.8% | Added |
| Consolidated Portfolio Review Corp | 125,510 | $2.06M | 0.26% | +18,210+17.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 112,500 | $1.81M | 0.07% | −773−0.7% | Reduced |
| Landscape Capital Management, L.L.C. | 104,816 | $1.69M | 0.11% | +52,432+100.1% | Added |
| Sanctuary Advisors, LLC | 102,948 | $1.66M | 0.01% | −11,369−9.9% | Reduced |
| Accel Wealth Management | 100,781 | $1.63M | 0.47% | −4,847−4.6% | Reduced |
| Atlantic Union Bankshares Corp | 97,918 | $1.58M | 0.03% | +6,003+6.5% | Added |
| Cetera Investment Advisers | 93,485 | $1.51M | 0.00% | +57,203+157.7% | Added |
| Intrepid Family Office LLC | 86,335 | $1.39M | 1.26% | +36,335+72.7% | Added |
| Wiley Bros.-Aintree Capital, LLC | 85,205 | $1.37M | 0.01% | +27,621+48.0% | Added |
| Kennedy Investment Group | 79,469 | $1.28M | 0.51% | −1,232−1.5% | Reduced |
| Comerica Bank | 76,647 | $1.24M | 0.00% | −1,797−2.3% | Reduced |
| Samalin Investment Counsel, LLC | 75,082 | $1.21M | 0.42% | −597−0.8% | Reduced |
| Prospera Financial Services Inc | 74,409 | $1.20M | 0.02% | −3,609−4.6% | Reduced |
| Gabelli Funds LLC | 71,600 | $1.15M | 0.01% | −14,300−16.6% | Reduced |
| TrueMark Investments, LLC | 69,041 | $1.11M | 0.19% | +69,041 | New |
| Miracle Mile Advisors, LLC | 65,470 | $1.06M | 0.02% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 64,791 | $1.05M | 0.08% | +20,600+46.6% | Added |
| Mariner, LLC | 64,039 | $1.03M | 0.00% | −9,118−12.5% | Reduced |
| Focused Wealth Management, Inc | 63,874 | $1.03M | 0.11% | −515−0.8% | Reduced |
| First Trust Advisors LP | 62,803 | $1.01M | 0.00% | +10,562+20.2% | Added |
| GWM Advisors LLC | 62,167 | $1.00M | 0.00% | +3,311+5.6% | Added |
| Abel Hall, LLC | 57,000 | $919.4K | 0.37% | 00.0% | Unchanged |
| Comprehensive Money Management Services LLC | 56,345 | $908.8K | 0.64% | +4,245+8.1% | Added |
| NWF Advisory Services Inc. | 56,052 | $904.1K | 0.10% | +1,149+2.1% | Added |
| Benjamin Edwards Inc | 55,074 | $888.5K | 0.01% | −10,092−15.5% | Reduced |
| Mraz, Amerine & Associates, Inc. | 54,025 | $871.4K | 0.14% | 00.0% | Unchanged |
| WJ Financial Advisors LLC | 53,800 | $867.8K | 0.84% | +53,800 | New |
| Concorde Asset Management, LLC | 52,512 | $851.0K | 0.36% | +52,512 | New |
| Stolper Co | 51,379 | $829.0K | 0.25% | +848+1.7% | Added |
| Triumph Capital Management | 51,034 | $823.2K | 0.22% | +716+1.4% | Added |
| Whitener Capital Management, Inc. | 48,512 | $782.5K | 0.19% | +754+1.6% | Added |
| Nations Financial Group Inc, | 48,352 | $779.9K | 0.05% | +422+0.9% | Added |
| Warren Averett Asset Management, LLC | 48,056 | $775.1K | 0.01% | −327−0.7% | Reduced |
| Bay Rivers Group | 45,209 | $729.2K | 0.31% | +2,650+6.2% | Added |
| B&L Asset Management LLC | 44,966 | $725.3K | 0.37% | +32,646+265.0% | Added |
| Readystate Asset Management LP | 44,812 | $722.8K | 0.04% | −187,897−80.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 44,796 | $722.6K | 0.04% | +33,281+289.0% | Added |
| Atlanta Consulting Group Advisors, LLC | 43,745 | $705.6K | 0.17% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 42,971 | $693.1K | 0.01% | +210.0% | Added |
| We Are One Seven, LLC | 42,209 | $680.8K | 0.02% | −396−0.9% | Reduced |
| Delta Wealth Advisors LLC | 40,866 | $659.2K | 0.52% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 36,362 | $586.5K | 0.01% | +36,362 | New |
| Level Four Advisory Services, LLC | 35,755 | $576.7K | 0.02% | +13,418+60.1% | Added |
| Walleye Capital LLC | 34,732 | $560.2K | 0.00% | −16,775−32.6% | Reduced |
| Bank of Montreal | 34,560 | $557.5K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, Inc. | 33,618 | $542.3K | 0.16% | 00.0% | Unchanged |
| Alexander Randolph Advisory, Inc. | 32,807 | $529.2K | 0.44% | +574+1.8% | Added |
| PMG Family Office LLC | 32,678 | $527.1K | 0.59% | +32,678 | New |
| Cypress Capital Management LLC (WY) | 32,523 | $524.6K | 0.48% | +32,523 | New |
| Mercer Global Advisors Inc | 31,639 | $510.3K | 0.00% | +1,738+5.8% | Added |
| Quantedge Capital Pte Ltd | 31,000 | $500.0K | 0.27% | +16,400+112.3% | Added |
| David J Yvars Group | 28,164 | $453.0K | 0.24% | −1,350−4.6% | Reduced |
| Kestra Private Wealth Services, LLC | 27,985 | $451.4K | 0.01% | +44+0.2% | Added |
| J.W. Cole Advisors, Inc. | 27,794 | $448.3K | 0.01% | −35−0.1% | Reduced |
| SOL Capital Management CO | 26,647 | $430.0K | 0.04% | −4,698−15.0% | Reduced |
| Baird Financial Group, Inc. | 26,541 | $428.1K | 0.00% | +4,806+22.1% | Added |
| Brown Advisory Inc | 25,778 | $415.8K | 0.00% | +977+3.9% | Added |
| 1776 Wealth LLC | 25,465 | $410.8K | 0.16% | −6,734−20.9% | Reduced |
| Mezzasalma Advisors, LLC | 25,150 | $405.7K | 0.10% | +367+1.5% | Added |
| Kestra Advisory Services, LLC | 24,943 | $402.3K | 0.00% | +7,365+41.9% | Added |
| Moors & Cabot, Inc. | 24,501 | $395.2K | 0.02% | +660+2.8% | Added |
| Wedbush Securities Inc | 24,347 | $393.0K | 0.01% | +814+3.5% | Added |
| Allworth Financial LP | 24,040 | $387.8K | 0.00% | +2,442+11.3% | Added |
| Uncommon Cents Investing LLC | 23,874 | $385.1K | 0.10% | −800−3.2% | Reduced |
| Daymark Wealth Partners, LLC | 23,828 | $384.3K | 0.01% | +34+0.1% | Added |
| Vista Investment Partners II, LLC | 23,753 | $383.1K | 0.18% | +359+1.5% | Added |