Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 198
- +12 vs. Q2 2025
- Shares held
- 35.1M
- +1.15M (+3.4%) vs. Q2 2025
- Total value
- $565.6M
- +$55.0M (+10.8%) vs. Q2 2025
- New holders
- 28
- 82 more added
- Sold out
- 16
- 47 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| International Assets Investment Management, LLC | 22,573 | $344.7K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,942 | $337.8K | 0.00% | −8,698−29.3% | Reduced |
| Spirepoint Private Client, LLC | 20,859 | $336.5K | 0.04% | +20,859 | New |
| K2 Principal Fund, L.P. | 19,837 | $320.0K | 0.03% | +347+1.8% | Added |
| Millennium Management LLC | 19,000 | $306.5K | 0.00% | +19,000 | New |
| South State Corp. | 18,972 | $306.0K | 0.01% | −1,000−5.0% | Reduced |
| PKS Advisory Services, LLC | 18,608 | $300.2K | 0.07% | +18,608 | New |
| HBK Sorce Advisory LLC | 18,379 | $296.8K | 0.01% | −516−2.7% | Reduced |
| Redmond Asset Management, LLC | 17,900 | $288.7K | 0.07% | 00.0% | Unchanged |
| Sierra Ocean, LLC | 17,377 | $280.3K | 0.24% | −2,186−11.2% | Reduced |
| Beacon Financial Advisory LLC | 17,370 | $280.2K | 0.06% | +1,275+7.9% | Added |
| Carson Advisory Inc. | 17,192 | $277.3K | 0.15% | +300+1.8% | Added |
| Keyes, Stange & Wooten Wealth Management, LLC | 15,695 | $253.2K | 0.12% | 00.0% | Unchanged |
| Stephens Inc | 15,499 | $250.0K | 0.00% | +255+1.7% | Added |
| Fca Corp | 15,097 | $243.5K | 0.07% | +254+1.7% | Added |
| Tiaa Trust, National Association | 14,854 | $239.6K | 0.00% | +259+1.8% | Added |
| Independent Financial Group, LLC | 13,844 | $223.3K | 0.01% | −7,030−33.7% | Reduced |
| Verus Capital Partners, LLC | 13,624 | $219.8K | 0.02% | +3,512+34.7% | Added |
| Centurion Wealth Management LLC | 13,451 | $217.0K | 0.05% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 13,368 | $215.6K | 0.13% | +1,521+12.8% | Added |
| Barrett & Company, Inc. | 13,228 | $213.4K | 0.07% | −1,242−8.6% | Reduced |
| North Star Asset Management Inc | 13,197 | $212.9K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,713 | $205.1K | 0.00% | +1,221+10.6% | Added |
| Tradition Wealth Management, LLC | 12,570 | $202.8K | 0.01% | 00.0% | Unchanged |
| Endeavor Private Wealth, Inc. | 12,205 | $196.9K | 0.06% | +12,205 | New |
| Wetherby Asset Management Inc | 11,798 | $190.3K | 0.01% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 11,723 | $189.1K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 11,365 | $183.7K | 0.00% | −810−6.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 11,245 | $181.4K | 0.00% | +556+5.2% | Added |
| Creative Planning | 10,999 | $177.4K | 0.00% | −1,007−8.4% | Reduced |
| Belpointe Asset Management LLC | 10,980 | $177.1K | 0.01% | +10,980 | New |
| Fortis Capital Advisors, LLC | 10,980 | $177.1K | 0.03% | +10,980 | New |
| Susquehanna International Group, LLP | 10,858 | $175.1K | 0.00% | −7,074−39.4% | Reduced |
| Coastal Bridge Advisors, LLC | 10,695 | $172.5K | 0.01% | 00.0% | Unchanged |
| NorthStar Asset Management LLC | 10,513 | $169.6K | 0.08% | +184+1.8% | Added |
| Davenport & Co LLC | 10,493 | $169.3K | 0.00% | +25+0.2% | Added |
| Kovack Advisors, Inc. | 10,481 | $169.1K | 0.02% | +14+0.1% | Added |
| Truist Financial Corp | 10,376 | $167.4K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,296 | $166.1K | 0.01% | +10,296 | New |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $165.4K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,217 | $164.8K | 0.04% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 10,071 | $162.4K | 0.00% | +30.0% | Added |
| Formidable Asset Management, LLC | 10,687 | $160.8K | 0.03% | −809−7.0% | Reduced |
| Sittner & Nelson, LLC | 9,886 | $159.5K | 0.06% | +173+1.8% | Added |
| Operose Advisors LLC | 7,000 | $112.9K | 0.03% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $98.8K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,408 | $87.2K | 0.00% | +408+8.2% | Added |
| Future Financial Wealth Managment LLC | 5,000 | $80.7K | 0.05% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,047 | $65.3K | 0.00% | 00.0% | Unchanged |
| Pingora Partners LLC | 3,733 | $60.2K | 0.04% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 3,500 | $56.5K | 0.00% | +1,750+100.0% | Added |
| Principal Securities, Inc. | 3,489 | $56.3K | 0.00% | −400−10.3% | Reduced |
| Sound Income Strategies, LLC | 3,150 | $50.8K | 0.00% | +3,150 | New |
| Coastline Trust Co | 3,000 | $48.4K | 0.01% | +3,000 | New |
| Brown, Lisle/Cummings, Inc. | 2,900 | $46.8K | 0.01% | 00.0% | Unchanged |
| Quent Capital, LLC | 2,850 | $46.0K | 0.00% | +2,850 | New |
| Salomon & Ludwin, LLC | 2,655 | $43.4K | 0.00% | −321−10.8% | Reduced |
| Vermillion Wealth Management, Inc. | 2,250 | $36.3K | 0.01% | +416+22.7% | Added |
| Newbridge Financial Services Group, Inc. | 1,907 | $30.8K | 0.00% | +33+1.8% | Added |
| Rockefeller Capital Management L.P. | 1,826 | $29.5K | 0.00% | +1,826 | New |
| Westfuller Advisors, LLC | 1,769 | $28.5K | 0.01% | +1,769 | New |
| CWM, LLC | 1,743 | $28.0K | 0.00% | +56+3.3% | Added |
| Hughes Financial Services, LLC | 1,617 | $25.6K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,495 | $24.1K | 0.01% | +1,495 | New |
| Pinnacle Bancorp, Inc. | 1,375 | $22.2K | 0.01% | +24+1.8% | Added |
| Assetmark, Inc | 1,339 | $21.6K | 0.00% | +20+1.5% | Added |
| Jones Financial Companies LLLP | 1,214 | $19.6K | 0.00% | +1,144+1,634.3% | Added |
| Pacifica Partners Inc. | 1,092 | $17.7K | 0.01% | +1,092 | New |
| Central Trust Co | 1,000 | $16.1K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 994 | $16.0K | 0.00% | +587+144.2% | Added |
| Eastern Bank | 838 | $13.5K | 0.00% | +838 | New |
| Ameritas Advisory Services, LLC | 700 | $11.3K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 687 | $11.1K | 0.00% | +687 | New |
| Ransom Advisory, Ltd | 600 | $9.68K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 571 | $9.22K | 0.00% | +10+1.8% | Added |
| Geneos Wealth Management Inc. | 538 | $8.68K | 0.00% | −1,368−71.8% | Reduced |
| Hantz Financial Services, Inc. | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| City State Bank | 464 | $7.48K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 407 | $6.57K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 382 | $6.16K | 0.00% | +7+1.9% | Added |
| Creative Financial Designs Inc | 363 | $5.86K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 361 | $5.83K | 0.00% | +361 | New |
| GPS Wealth Strategies Group, LLC | 345 | $5.57K | 0.00% | +6+1.8% | Added |
| Country Trust Bank | 311 | $5.02K | 0.00% | +5+1.6% | Added |
| Game Plan Financial Advisors, LLC | 300 | $4.84K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 194 | $3.13K | 0.00% | +3+1.6% | Added |
| IFP Advisors, Inc | 155 | $2.50K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 124 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 103 | $1.66K | 0.00% | +1+1.0% | Added |
| Larson Financial Group LLC | 81 | $1.31K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 33 | $1.00K | 0.00% | +33 | New |
| DHJJ Financial Advisors, Ltd. | 55 | $888 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 35 | $565 | 0.00% | +35 | New |
| Key Financial Inc | 31 | $503 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 13 | $210 | 0.00% | +13 | New |
| Golden State Wealth Management, LLC | 8 | $129 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4 | $65 | 0.00% | −12−75.0% | Reduced |
| JFS Wealth Advisors, LLC | 0 | $1 | 0.00% | 0 | New |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −324,599−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −77,968−100.0% | Sold out |