Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +9 vs. Q4 2025
- Shares held
- 36.1M
- +111.7K (+0.3%) vs. Q4 2025
- Total value
- $601.8M
- +$20.8M (+3.6%) vs. Q4 2025
- New holders
- 32
- 88 more added
- Sold out
- 23
- 44 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,108,513 | $101.4M | 0.01% | −143,984−2.3% | Reduced |
| Bank of America Corp | 5,836,337 | $96.9M | 0.01% | +108,629+1.9% | Added |
| Raymond James Financial Inc | 2,831,766 | $47.0M | 0.01% | −38,557−1.3% | Reduced |
| LPL Financial LLC | 2,279,577 | $37.8M | 0.01% | +22,544+1.0% | Added |
| Wells Fargo & Company | 1,691,675 | $28.1M | 0.01% | +214,459+14.5% | Added |
| Royal Bank of Canada | 1,624,774 | $27.0M | 0.01% | +13,087+0.8% | Added |
| Penserra Capital Management LLC | 1,331,546 | $22.1M | 0.26% | +1,331,546 | New |
| Stifel Financial Corp | 825,089 | $13.7M | 0.01% | +41,658+5.3% | Added |
| Janney Montgomery Scott LLC | 728,481 | $12.1M | 0.03% | −54,274−6.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 653,774 | $10.9M | 1.56% | +1,474+0.2% | Added |
| Lazard Asset Management LLC | 612,315 | $10.2M | 0.02% | −3,510−0.6% | Reduced |
| Rivernorth Capital Management, LLC | 601,975 | $9.99M | 0.50% | +3,092+0.5% | Added |
| UBS Group AG | 582,111 | $9.66M | 0.00% | −42,653−6.8% | Reduced |
| Waterfront Wealth Inc. | 564,561 | $9.37M | 1.72% | −78,095−12.2% | Reduced |
| Modern Wealth Management, LLC | 491,970 | $8.35M | 0.14% | −11,587−2.3% | Reduced |
| Guggenheim Capital LLC | 453,148 | $7.52M | 0.06% | +29,338+6.9% | Added |
| Advisor Group Holdings, Inc. | 344,827 | $5.72M | 0.01% | +6,273+1.9% | Added |
| Advisors Asset Management, Inc. | 320,258 | $5.32M | 0.09% | −49,839−13.5% | Reduced |
| Paller Financial Services Inc | 308,877 | $5.13M | 4.24% | −8,273−2.6% | Reduced |
| Cetera Investment Advisers | 294,684 | $4.89M | 0.01% | +164,578+126.5% | Added |
| Steward Partners Investment Advisory, LLC | 276,056 | $4.58M | 0.02% | +109,167+65.4% | Added |
| Captrust Financial Advisors | 257,186 | $4.27M | 0.01% | −9,724−3.6% | Reduced |
| Rothschild Investment LLC | 240,212 | $3.99M | 0.21% | +10,509+4.6% | Added |
| D.A. Davidson & Co. | 234,911 | $3.90M | 0.02% | −1,624−0.7% | Reduced |
| Oppenheimer & Co Inc | 217,046 | $3.60M | 0.04% | +4,129+1.9% | Added |
| Cypress Capital Management LLC (WY) | 216,884 | $3.60M | 3.33% | +27,013+14.2% | Added |
| Altium Capital Management LP | 192,509 | $3.20M | 7.61% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 189,145 | $3.14M | 0.01% | +1,000+0.5% | Added |
| Z3 Capital Partners, LLC | 185,706 | $3.08M | 0.78% | −926−0.5% | Reduced |
| Private Advisor Group, LLC | 182,851 | $3.04M | 0.01% | +703+0.4% | Added |
| HighTower Advisors, LLC | 177,803 | $2.95M | 0.00% | +3,304+1.9% | Added |
| Menlo Advisors LLC | 180,126 | $2.90M | 1.30% | 00.0% | Unchanged |
| RB Capital Management, LLC | 170,896 | $2.84M | 0.60% | +398+0.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 161,158 | $2.67M | 0.01% | +15,065+10.3% | Added |
| Intrepid Family Office LLC | 152,777 | $2.54M | 2.21% | +49,417+47.8% | Added |
| General American Investors Co Inc | 150,877 | $2.50M | 0.17% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 138,511 | $2.30M | 0.80% | −42,838−23.6% | Reduced |
| Commonwealth Equity Services, LLC | 131,095 | $2.18M | 0.00% | +10,812+9.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 122,485 | $2.03M | 0.07% | +33,408+37.5% | Added |
| Stolper Co | 13,843 | $2.00M | 0.66% | −39,251−73.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 120,196 | $2.00M | 0.01% | +324+0.3% | Added |
| Kestra Advisory Services, LLC | 118,241 | $1.96M | 0.01% | +92,668+362.4% | Added |
| Samalin Investment Counsel, LLC | 112,755 | $1.87M | 0.66% | +41,159+57.5% | Added |
| Evolve Private Wealth, LLC | 111,124 | $1.84M | 0.10% | −226−0.2% | Reduced |
| Sanctuary Advisors, LLC | 100,222 | $1.66M | 0.01% | −1,849−1.8% | Reduced |
| Atlantic Union Bankshares Corp | 94,893 | $1.58M | 0.03% | 00.0% | Unchanged |
| Advisory Advocates, LLC | 86,511 | $1.44M | 1.47% | +6,670+8.4% | Added |
| First Trust Advisors LP | 85,992 | $1.43M | 0.00% | +14,388+20.1% | Added |
| Kennedy Investment Group | 82,083 | $1.36M | 0.53% | +425+0.5% | Added |
| Accel Wealth Management | 77,074 | $1.28M | 0.33% | −9,637−11.1% | Reduced |
| WJ Financial Advisors LLC | 77,025 | $1.28M | 1.03% | −1,500−1.9% | Reduced |
| City of London Investment Management Co Ltd | 74,901 | $1.24M | 0.09% | −9,000−10.7% | Reduced |
| TrueMark Investments, LLC | 74,571 | $1.24M | 0.24% | +3,792+5.4% | Added |
| Focused Wealth Management, Inc | 71,464 | $1.19M | 0.12% | −407−0.6% | Reduced |
| Fifth Third Bancorp | 71,231 | $1.18M | 0.00% | +71,231 | New |
| Comprehensive Money Management Services LLC | 65,470 | $1.09M | 0.71% | +8,700+15.3% | Added |
| Envestnet Asset Management Inc | 62,279 | $1.03M | 0.00% | +35,390+131.6% | Added |
| Prospera Financial Services Inc | 61,204 | $1.02M | 0.02% | +1,412+2.4% | Added |
| Jefferies Financial Group Inc. | 59,316 | $984.6K | 0.01% | +21,736+57.8% | Added |
| Triumph Capital Management | 57,270 | $950.7K | 0.19% | +3,903+7.3% | Added |
| GWM Advisors LLC | 56,102 | $931.3K | 0.00% | −1,050−1.8% | Reduced |
| Abel Hall, LLC | 55,000 | $913.0K | 0.19% | −1,300−2.3% | Reduced |
| Whitener Capital Management, Inc. | 53,292 | $884.6K | 0.20% | +2,125+4.2% | Added |
| Warren Averett Asset Management, LLC | 52,254 | $867.4K | 0.01% | −145−0.3% | Reduced |
| Concorde Asset Management, LLC | 52,050 | $864.0K | 0.42% | −2,042−3.8% | Reduced |
| Bay Rivers Group | 51,425 | $853.7K | 0.36% | +4,450+9.5% | Added |
| Mraz, Amerine & Associates, Inc. | 51,232 | $850.4K | 0.13% | −879−1.7% | Reduced |
| Mariner, LLC | 51,219 | $850.2K | 0.00% | −50,902−49.8% | Reduced |
| Nations Financial Group Inc, | 50,219 | $833.6K | 0.04% | +1,056+2.1% | Added |
| NWF Advisory Services Inc. | 49,429 | $820.5K | 0.09% | −2,696−5.2% | Reduced |
| Belpointe Asset Management LLC | 47,796 | $793.4K | 0.03% | +47,796 | New |
| Fortis Capital Advisors, LLC | 47,796 | $793.4K | 0.10% | +47,796 | New |
| Bank of Montreal | 43,560 | $723.1K | 0.00% | +4,700+12.1% | Added |
| Benjamin Edwards Inc | 43,102 | $715.6K | 0.01% | −6,441−13.0% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 42,931 | $712.7K | 0.15% | 00.0% | Unchanged |
| Gabelli Funds LLC | 42,200 | $700.5K | 0.00% | −20,400−32.6% | Reduced |
| We Are One Seven, LLC | 41,892 | $695.4K | 0.01% | +1,018+2.5% | Added |
| Delta Wealth Advisors LLC | 40,866 | $678.4K | 0.52% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 39,897 | $677.4K | 0.01% | −1,287−3.1% | Reduced |
| Apollon Wealth Management, LLC | 40,688 | $675.4K | 0.01% | −883−2.1% | Reduced |
| B&L Asset Management LLC | 37,020 | $614.5K | 0.27% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 34,992 | $580.9K | 0.00% | +4,386+14.3% | Added |
| Alexander Randolph Advisory, Inc. | 34,537 | $573.3K | 0.49% | +628+1.9% | Added |
| Vontobel Holding Ltd. | 33,044 | $548.5K | 0.00% | +1,688+5.4% | Added |
| PMG Family Office LLC | 32,513 | $539.7K | 0.60% | +662+2.1% | Added |
| Pensionmark Financial Group, LLC | 29,776 | $494.3K | 0.01% | +16,659+127.0% | Added |
| Spirepoint Private Client, LLC | 29,225 | $485.1K | 0.05% | +5,585+23.6% | Added |
| Baird Financial Group, Inc. | 28,318 | $470.1K | 0.00% | +364+1.3% | Added |
| David J Yvars Group | 28,164 | $457.9K | 0.26% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 27,378 | $454.5K | 0.01% | +49+0.2% | Added |
| 1776 Wealth LLC | 26,783 | $444.6K | 0.17% | +475+1.8% | Added |
| Allworth Financial LP | 26,540 | $440.6K | 0.00% | +3,663+16.0% | Added |
| Wedbush Securities Inc | 25,938 | $431.0K | 0.01% | +1,017+4.1% | Added |
| Brown Advisory Inc | 25,778 | $427.9K | 0.00% | 00.0% | Unchanged |
| Mezzasalma Advisors, LLC | 25,298 | $420.0K | 0.11% | +416+1.7% | Added |
| Jane Street Group, LLC | 25,210 | $418.5K | 0.00% | −2,735−9.8% | Reduced |
| International Assets Investment Management, LLC | 24,583 | $417.4K | 0.03% | +447+1.9% | Added |
| Susquehanna International Group, LLP | 24,830 | $412.2K | 0.00% | +24,830 | New |
| Moors & Cabot, Inc. | 24,626 | $408.8K | 0.02% | +46+0.2% | Added |
| Cerity Partners LLC | 24,013 | $399.0K | 0.00% | +24,013 | New |