Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 183
- +8 vs. Q2 2024
- Shares held
- 31.1M
- +551.3K (+1.8%) vs. Q2 2024
- Total value
- $482.7M
- +$40.4M (+9.1%) vs. Q2 2024
- New holders
- 22
- 71 more added
- Sold out
- 14
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,059,491 | $95.1M | 0.01% | +287,418+5.0% | Added |
| Bank of America Corp | 5,761,382 | $90.5M | 0.01% | +136,590+2.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,579,874 | $24.8M | 0.03% | +82,009+5.5% | Added |
| Raymond James & Associates | 1,502,749 | $23.6M | 0.01% | +78,601+5.5% | Added |
| Royal Bank of Canada | 1,434,724 | $22.5M | 0.01% | +297,479+26.2% | Added |
| Wells Fargo & Company | 1,357,791 | $21.3M | 0.01% | +60,762+4.7% | Added |
| LPL Financial LLC | 916,516 | $14.4M | 0.01% | +15,420+1.7% | Added |
| Stifel Financial Corp | 775,846 | $12.2M | 0.01% | +70,449+10.0% | Added |
| Advisors Asset Management, Inc. | 771,025 | $12.1M | 0.22% | −5,658−0.7% | Reduced |
| UBS Group AG | 723,808 | $11.4M | 0.00% | −207,978−22.3% | Reduced |
| Lazard Asset Management LLC | 490,993 | $7.71M | 0.01% | +106,201+27.6% | Added |
| Blue Bell Private Wealth Management, LLC | 484,723 | $7.61M | 1.45% | +23,800+5.2% | Added |
| Guggenheim Capital LLC | 443,787 | $6.97M | 0.05% | +21,865+5.2% | Added |
| Janney Montgomery Scott LLC | 428,053 | $6.72M | 0.02% | −7,708−1.8% | Reduced |
| Waterfront Wealth Inc. | 403,664 | $6.21M | 1.52% | +128,315+46.6% | Added |
| CNH Partners LLC | 388,099 | $6.09M | 0.14% | −208,784−35.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 386,499 | $6.07M | 0.01% | +48,700+14.4% | Added |
| Captrust Financial Advisors | 304,049 | $4.77M | 0.01% | +90.0% | Added |
| Cetera Investment Advisers | 302,663 | $4.75M | 0.01% | +3,193+1.1% | Added |
| Sanctuary Advisors, LLC | 211,925 | $3.49M | 0.02% | +3,854+1.9% | Added |
| D.A. Davidson & Co. | 217,944 | $3.42M | 0.03% | −1,786−0.8% | Reduced |
| Menlo Advisors LLC | 201,044 | $3.16M | 1.62% | 00.0% | Unchanged |
| Karpus Management, Inc. | 194,023 | $3.05M | 0.08% | −3,097−1.6% | Reduced |
| Rothschild Investment LLC | 178,424 | $2.80M | 0.18% | +2,663+1.5% | Added |
| Landscape Capital Management, L.L.C. | 176,383 | $2.77M | 0.28% | −88,549−33.4% | Reduced |
| RB Capital Management, LLC | 157,938 | $2.48M | 0.58% | +1,870+1.2% | Added |
| General American Investors Co Inc | 150,877 | $2.37M | 0.16% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 150,288 | $2.36M | 0.04% | −6,954−4.4% | Reduced |
| Cohen & Steers, Inc. | 143,821 | $2.26M | 0.00% | −10,000−6.5% | Reduced |
| Commonwealth Equity Services, LLC | 139,079 | $2.18M | 0.00% | +9,583+7.4% | Added |
| HighTower Advisors, LLC | 136,268 | $2.14M | 0.00% | +1,480+1.1% | Added |
| Private Advisor Group, LLC | 133,786 | $2.10M | 0.01% | +4,829+3.7% | Added |
| Advisor Group Holdings, Inc. | 126,591 | $1.99M | 0.00% | −4,727−3.6% | Reduced |
| Gabelli Funds LLC | 122,658 | $1.93M | 0.01% | −1,500−1.2% | Reduced |
| Accel Wealth Management | 121,929 | $1.91M | 0.71% | +151+0.1% | Added |
| Shaker Financial Services, LLC | 120,571 | $1.89M | 0.71% | −67,685−36.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 112,503 | $1.77M | 0.01% | +8,240+7.9% | Added |
| Stratos Wealth Partners, LTD. | 105,984 | $1.66M | 0.02% | +105,984 | New |
| Atlantic Union Bankshares Corp | 98,532 | $1.55M | 0.09% | −4,175−4.1% | Reduced |
| Benjamin Edwards Inc | 95,859 | $1.51M | 0.02% | +95,859 | New |
| Atria Investments LLC | 95,600 | $1.50M | 0.02% | +2,246+2.4% | Added |
| Comerica Bank | 95,054 | $1.49M | 0.01% | +530+0.6% | Added |
| Kennedy Investment Group | 84,570 | $1.33M | 0.61% | −379−0.4% | Reduced |
| Polar Asset Management Partners Inc. | 75,192 | $1.18M | 0.03% | +75,192 | New |
| Saba Capital Management, L.P. | 75,048 | $1.18M | 0.03% | +75,048 | New |
| Steward Partners Investment Advisory, LLC | 74,454 | $1.17M | 0.01% | +9,456+14.5% | Added |
| Quantedge Capital Pte Ltd | 74,000 | $1.16M | 0.35% | −24,800−25.1% | Reduced |
| NWF Advisory Services Inc. | 67,714 | $1.06M | 0.15% | −1,729−2.5% | Reduced |
| Samalin Investment Counsel, LLC | 67,488 | $1.06M | 0.46% | −60−0.1% | Reduced |
| Financial Advocates Investment Management | 67,040 | $1.05M | 0.06% | −3,967−5.6% | Reduced |
| Miracle Mile Advisors, LLC | 65,478 | $1.03M | 0.02% | +140.0% | Added |
| Wedbush Securities Inc | 65,205 | $1.02M | 0.04% | −4,286−6.2% | Reduced |
| SeaCrest Wealth Management, LLC | 61,942 | $972.5K | 0.10% | −67,610−52.2% | Reduced |
| 1607 Capital Partners, LLC | 61,406 | $964.1K | 0.09% | −49,882−44.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 59,628 | $936.2K | 0.04% | +21,992+58.4% | Added |
| Triumph Capital Management | 58,801 | $923.2K | 0.33% | +17,031+40.8% | Added |
| Mraz, Amerine & Associates, Inc. | 57,339 | $900.2K | 0.16% | −3,686−6.0% | Reduced |
| Mariner, LLC | 56,298 | $883.9K | 0.00% | −4,638−7.6% | Reduced |
| SOL Capital Management CO | 54,897 | $862.0K | 0.10% | −3,584−6.1% | Reduced |
| Focused Wealth Management, Inc | 53,674 | $842.7K | 0.12% | +827+1.6% | Added |
| 9258 Wealth Management, LLC | 51,140 | $802.9K | 0.12% | −1,912−3.6% | Reduced |
| Prospera Financial Services Inc | 48,547 | $762.2K | 0.02% | +800+1.7% | Added |
| GWM Advisors LLC | 48,246 | $757.5K | 0.00% | −526−1.1% | Reduced |
| Nations Financial Group Inc, | 47,070 | $739.0K | 0.05% | +47,070 | New |
| Stolper Co | 46,895 | $736.0K | 0.24% | +420+0.9% | Added |
| Whitener Capital Management, Inc. | 46,762 | $734.2K | 0.21% | +2,387+5.4% | Added |
| Heritage Wealth Management, Inc. | 45,372 | $712.3K | 0.23% | −819−1.8% | Reduced |
| First Trust Advisors LP | 44,653 | $701.1K | 0.00% | +3,323+8.0% | Added |
| Northwestern Mutual Wealth Management Co | 44,154 | $693.2K | 0.00% | −836−1.9% | Reduced |
| Raymond James Trust N.A. | 43,769 | $687.2K | 0.01% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 40,909 | $642.3K | 0.55% | +130+0.3% | Added |
| Bank of Montreal | 36,080 | $561.0K | 0.00% | +220+0.6% | Added |
| Daymark Wealth Partners, LLC | 35,362 | $555.2K | 0.02% | −2,269−6.0% | Reduced |
| Concorde Asset Management, LLC | 33,492 | $525.8K | 0.30% | +5,444+19.4% | Added |
| 1776 Wealth LLC | 32,621 | $512.1K | 0.23% | −4,748−12.7% | Reduced |
| Envestnet Asset Management Inc | 32,320 | $507.4K | 0.00% | −512−1.6% | Reduced |
| Alexander Randolph Advisory, Inc. | 30,092 | $472.4K | 0.42% | +536+1.8% | Added |
| David J Yvars Group | 29,519 | $460.6K | 0.29% | −1,995−6.3% | Reduced |
| Sigma Planning Corp | 28,972 | $454.9K | 0.01% | −1,933−6.3% | Reduced |
| Mercer Global Advisors Inc | 28,381 | $441.9K | 0.00% | −512−1.8% | Reduced |
| Wolverine Asset Management LLC | 28,119 | $441.5K | 0.01% | −40,216−58.9% | Reduced |
| Calamos Advisors LLC | 27,883 | $437.8K | 0.00% | +17,179+160.5% | Added |
| Bay Rivers Group | 27,663 | $434.3K | 0.22% | +5,800+26.5% | Added |
| Uncommon Cents Investing LLC | 27,449 | $431.0K | 0.12% | −50−0.2% | Reduced |
| Walleye Capital LLC | 25,462 | $399.8K | 0.00% | −20,431−44.5% | Reduced |
| Moors & Cabot, Inc. | 23,727 | $372.5K | 0.02% | +28+0.1% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 23,224 | $364.6K | 0.01% | −68−0.3% | Reduced |
| HBK Sorce Advisory LLC | 22,316 | $350.4K | 0.01% | +7,447+50.1% | Added |
| Invesco Ltd. | 22,293 | $350.0K | 0.00% | +821+3.8% | Added |
| Brown Advisory Inc | 21,645 | $339.8K | 0.00% | +107+0.5% | Added |
| Abel Hall, LLC | 20,000 | $314.0K | 0.21% | 00.0% | Unchanged |
| National Asset Management, Inc. | 19,872 | $307.6K | 0.01% | +1,047+5.6% | Added |
| Independent Financial Group, LLC | 19,197 | $301.4K | 0.01% | −7,721−28.7% | Reduced |
| Tradition Wealth Management, LLC | 19,053 | $299.1K | 0.03% | −2,478−11.5% | Reduced |
| South State Corp. | 18,972 | $297.9K | 0.02% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 17,900 | $281.0K | 0.09% | 00.0% | Unchanged |
| LifePro Asset Management | 17,757 | $278.8K | 0.17% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 18,255 | $276.6K | 0.01% | +540+3.0% | Added |
| City of London Investment Management Co Ltd | 17,221 | $270.4K | 0.02% | +17,221 | New |
| Wiley Bros.-Aintree Capital, LLC | 16,778 | $263.4K | 0.01% | +16,778 | New |