Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- +11 vs. Q3 2024
- Shares held
- 31.7M
- +3.86M (+13.9%) vs. Q3 2024
- Total value
- $501.6M
- +$69.8M (+16.2%) vs. Q3 2024
- New holders
- 24
- 73 more added
- Sold out
- 13
- 45 more reduced
9 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,304,960 | $99.6M | 0.01% | +245,469+4.1% | Added |
| Bank of America Corp | 5,848,923 | $92.4M | 0.01% | +87,541+1.5% | Added |
| Raymond James Financial Inc | 3,072,086 | $48.5M | 0.02% | +3,072,086 | New |
| Wells Fargo & Company | 1,673,671 | $26.4M | 0.01% | +315,880+23.3% | Added |
| Royal Bank of Canada | 1,553,618 | $24.5M | 0.01% | +118,894+8.3% | Added |
| LPL Financial LLC | 1,260,113 | $19.9M | 0.01% | +343,597+37.5% | Added |
| Stifel Financial Corp | 823,078 | $13.0M | 0.01% | +47,232+6.1% | Added |
| UBS Group AG | 728,073 | $11.5M | 0.00% | +4,265+0.6% | Added |
| Advisors Asset Management, Inc. | 714,072 | $11.3M | 0.21% | −56,953−7.4% | Reduced |
| Lazard Asset Management LLC | 556,039 | $8.79M | 0.01% | +65,046+13.2% | Added |
| Modern Wealth Management, LLC | 537,859 | $8.50M | 0.32% | +537,859 | New |
| Blue Bell Private Wealth Management, LLC | 484,233 | $7.65M | 1.46% | −490−0.1% | Reduced |
| Guggenheim Capital LLC | 447,259 | $7.07M | 0.06% | +3,472+0.8% | Added |
| Janney Montgomery Scott LLC | 439,830 | $6.95M | 0.02% | +11,777+2.8% | Added |
| Waterfront Wealth Inc. | 426,902 | $6.75M | 1.64% | +23,238+5.8% | Added |
| Captrust Financial Advisors | 273,765 | $4.33M | 0.01% | −30,284−10.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 251,257 | $3.97M | 0.01% | −135,242−35.0% | Reduced |
| Sanctuary Advisors, LLC | 215,889 | $3.55M | 0.02% | +3,964+1.9% | Added |
| D.A. Davidson & Co. | 223,093 | $3.52M | 0.03% | +5,149+2.4% | Added |
| Menlo Advisors LLC | 201,044 | $3.18M | 1.62% | 00.0% | Unchanged |
| Karpus Management, Inc. | 196,137 | $3.10M | 0.09% | +2,114+1.1% | Added |
| Rothschild Investment LLC | 195,061 | $3.08M | 0.20% | +16,637+9.3% | Added |
| RB Capital Management, LLC | 168,405 | $2.66M | 0.62% | +10,467+6.6% | Added |
| Steward Partners Investment Advisory, LLC | 166,040 | $2.62M | 0.02% | +91,586+123.0% | Added |
| Oppenheimer & Co Inc | 165,655 | $2.62M | 0.04% | +15,367+10.2% | Added |
| CNH Partners LLC | 157,693 | $2.49M | 0.06% | −230,406−59.4% | Reduced |
| General American Investors Co Inc | 150,877 | $2.38M | 0.17% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 144,253 | $2.28M | 0.00% | +7,985+5.9% | Added |
| Advisor Group Holdings, Inc. | 143,383 | $2.27M | 0.01% | +16,792+13.3% | Added |
| Commonwealth Equity Services, LLC | 140,012 | $2.21M | 0.00% | +933+0.7% | Added |
| Cohen & Steers, Inc. | 138,821 | $2.19M | 0.00% | −5,000−3.5% | Reduced |
| Private Advisor Group, LLC | 137,195 | $2.17M | 0.01% | +3,409+2.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 121,347 | $1.92M | 0.01% | +8,844+7.9% | Added |
| Gabelli Funds LLC | 121,158 | $1.91M | 0.01% | −1,500−1.2% | Reduced |
| Stratos Wealth Partners, LTD. | 105,211 | $1.66M | 0.02% | −773−0.7% | Reduced |
| Atria Investments LLC | 103,361 | $1.63M | 0.02% | +7,761+8.1% | Added |
| Accel Wealth Management | 101,500 | $1.60M | 0.61% | −20,429−16.8% | Reduced |
| Atlantic Union Bankshares Corp | 94,773 | $1.50M | 0.09% | −3,759−3.8% | Reduced |
| Comerica Bank | 93,172 | $1.47M | 0.01% | −1,882−2.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 92,935 | $1.47M | 0.07% | +33,307+55.9% | Added |
| Benjamin Edwards Inc | 89,166 | $1.41M | 0.02% | −6,693−7.0% | Reduced |
| Kennedy Investment Group | 83,594 | $1.32M | 0.60% | −976−1.2% | Reduced |
| Shaker Financial Services, LLC | 74,500 | $1.18M | 0.45% | −46,071−38.2% | Reduced |
| Samalin Investment Counsel, LLC | 68,971 | $1.09M | 0.47% | +1,483+2.2% | Added |
| Miracle Mile Advisors, LLC | 65,473 | $1.03M | 0.02% | −50.0% | Reduced |
| Focused Wealth Management, Inc | 60,861 | $961.6K | 0.13% | +7,187+13.4% | Added |
| Triumph Capital Management | 58,126 | $918.4K | 0.31% | −675−1.1% | Reduced |
| SeaCrest Wealth Management, LLC | 58,067 | $917.5K | 0.10% | −3,875−6.3% | Reduced |
| Mraz, Amerine & Associates, Inc. | 57,029 | $901.1K | 0.16% | −310−0.5% | Reduced |
| City of London Investment Management Co Ltd | 55,721 | $880.4K | 0.09% | +38,500+223.6% | Added |
| SOL Capital Management CO | 52,909 | $836.0K | 0.09% | −1,988−3.6% | Reduced |
| Warren Averett Asset Management, LLC | 50,753 | $801.9K | 0.01% | +50,753 | New |
| GWM Advisors LLC | 50,416 | $796.6K | 0.00% | +2,170+4.5% | Added |
| Whitener Capital Management, Inc. | 49,978 | $789.7K | 0.22% | +3,216+6.9% | Added |
| Financial Advocates Investment Management | 49,902 | $788.5K | 0.05% | −17,138−25.6% | Reduced |
| Nations Financial Group Inc, | 49,497 | $782.1K | 0.06% | +2,427+5.2% | Added |
| Quantedge Capital Pte Ltd | 48,800 | $771.0K | 0.28% | −25,200−34.1% | Reduced |
| Prospera Financial Services Inc | 48,547 | $767.0K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 48,099 | $760.0K | 0.00% | −254,564−84.1% | Reduced |
| Stolper Co | 47,501 | $751.0K | 0.25% | +606+1.3% | Added |
| Landscape Capital Management, L.L.C. | 46,887 | $740.8K | 0.08% | −129,496−73.4% | Reduced |
| Comprehensive Money Management Services LLC | 46,830 | $739.9K | 0.61% | +46,830 | New |
| Heritage Wealth Management, Inc. | 46,668 | $737.4K | 0.25% | +1,296+2.9% | Added |
| Mariner, LLC | 45,400 | $717.3K | 0.00% | −10,898−19.4% | Reduced |
| First Trust Advisors LP | 45,249 | $714.9K | 0.00% | +596+1.3% | Added |
| Atlanta Consulting Group Advisors, LLC | 43,745 | $691.2K | 0.25% | +43,745 | New |
| Northwestern Mutual Wealth Management Co | 42,603 | $673.1K | 0.00% | −1,551−3.5% | Reduced |
| We Are One Seven, LLC | 42,159 | $666.1K | 0.03% | +42,159 | New |
| Apollon Wealth Management, LLC | 40,466 | $639.4K | 0.01% | +26,588+191.6% | Added |
| Concorde Asset Management, LLC | 39,152 | $618.6K | 0.32% | +5,660+16.9% | Added |
| Bank of Montreal | 35,860 | $566.6K | 0.00% | −220−0.6% | Reduced |
| Envestnet Asset Management Inc | 35,491 | $560.8K | 0.00% | +3,171+9.8% | Added |
| Calamos Advisors LLC | 34,523 | $545.5K | 0.00% | +6,640+23.8% | Added |
| 1776 Wealth LLC | 32,621 | $515.4K | 0.24% | 00.0% | Unchanged |
| Alexander Randolph Advisory, Inc. | 30,963 | $489.2K | 0.45% | +871+2.9% | Added |
| Daymark Wealth Partners, LLC | 30,344 | $479.4K | 0.02% | −5,018−14.2% | Reduced |
| Bay Rivers Group | 29,264 | $462.4K | 0.22% | +1,601+5.8% | Added |
| Mercer Global Advisors Inc | 27,891 | $440.7K | 0.00% | −490−1.7% | Reduced |
| David J Yvars Group | 27,819 | $438.0K | 0.27% | −1,700−5.8% | Reduced |
| Uncommon Cents Investing LLC | 26,079 | $412.1K | 0.12% | −1,370−5.0% | Reduced |
| Wedbush Securities Inc | 25,755 | $407.0K | 0.01% | −39,450−60.5% | Reduced |
| International Assets Investment Management, LLC | 24,261 | $382.1K | 0.03% | −346,513−93.5% | Reduced |
| 1607 Capital Partners, LLC | 24,006 | $379.3K | 0.03% | −37,400−60.9% | Reduced |
| Mezzasalma Advisors, LLC | 23,970 | $378.7K | 0.12% | +23,970 | New |
| Moors & Cabot, Inc. | 23,774 | $375.6K | 0.02% | +47+0.2% | Added |
| Vista Investment Partners II, LLC | 23,247 | $367.3K | 0.22% | +23,247 | New |
| Cliftonlarsonallen Wealth Advisors, LLC | 23,224 | $366.9K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 23,170 | $366.1K | 0.00% | +6,774+41.3% | Added |
| NWF Advisory Services Inc. | 23,054 | $364.3K | 0.05% | −44,660−66.0% | Reduced |
| Invesco Ltd. | 22,390 | $353.8K | 0.00% | +97+0.4% | Added |
| Independent Financial Group, LLC | 20,186 | $318.9K | 0.01% | +989+5.2% | Added |
| Level Four Advisory Services, LLC | 20,026 | $316.4K | 0.01% | +1,771+9.7% | Added |
| Abel Hall, LLC | 20,000 | $316.0K | 0.20% | 00.0% | Unchanged |
| Sierra Ocean, LLC | 19,563 | $309.1K | 0.25% | +19,563 | New |
| PKS Advisory Services, LLC | 19,344 | $305.6K | 0.09% | +19,344 | New |
| South State Corp. | 18,972 | $299.8K | 0.02% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 18,723 | $295.8K | 0.04% | +5,323+39.7% | Added |
| Susquehanna International Group, LLP | 18,149 | $286.8K | 0.00% | +7,262+66.7% | Added |
| HBK Sorce Advisory LLC | 17,978 | $284.1K | 0.01% | −4,338−19.4% | Reduced |
| Redmond Asset Management, LLC | 17,900 | $282.8K | 0.07% | 00.0% | Unchanged |