Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −13 vs. Q4 2021
- Shares held
- 28.2M
- −3.10M (−9.9%) vs. Q4 2021
- Total value
- $478.3M
- −$134.5M (−21.9%) vs. Q4 2021
- New holders
- 12
- 59 more added
- Sold out
- 25
- 47 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,112,784 | $86.9M | 0.01% | −638,704−11.1% | Reduced |
| Bank of America Corp | 3,978,692 | $67.6M | 0.01% | +178,844+4.7% | Added |
| Parametric Portfolio Associates LLC | 2,425,143 | $41.2M | 0.02% | −564,780−18.9% | Reduced |
| Raymond James & Associates | 1,719,390 | $29.2M | 0.02% | +135,102+8.5% | Added |
| Wells Fargo & Company | 1,682,472 | $28.6M | 0.01% | −21,924−1.3% | Reduced |
| UBS Group AG | 1,659,989 | $28.2M | 0.01% | +78,783+5.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,503,093 | $25.5M | 0.05% | +21,042+1.4% | Added |
| Royal Bank of Canada | 965,909 | $16.4M | 0.00% | +70,907+7.9% | Added |
| LPL Financial LLC | 642,908 | $10.9M | 0.01% | +35,567+5.9% | Added |
| Stifel Financial Corp | 580,923 | $9.87M | 0.01% | +37,728+6.9% | Added |
| Janney Montgomery Scott LLC | 418,502 | $7.11M | 0.03% | +15,164+3.8% | Added |
| Cohen & Steers, Inc. | 395,098 | $6.71M | 0.01% | −224,805−36.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 332,108 | $5.64M | 1.61% | −40,912−11.0% | Reduced |
| Guggenheim Capital LLC | 313,372 | $5.33M | 0.03% | +12,874+4.3% | Added |
| Rothschild Investment Corp | 311,003 | $5.28M | 0.42% | +17,515+6.0% | Added |
| Waterfront Wealth Inc. | 324,753 | $5.26M | 1.86% | −1250.0% | Reduced |
| 1832 Asset Management L.P. | 279,174 | $4.68M | 0.01% | −149,935−34.9% | Reduced |
| Lazard Asset Management LLC | 238,575 | $4.05M | 0.00% | −85,475−26.4% | Reduced |
| D.A. Davidson & Co. | 229,517 | $3.90M | 0.04% | +2,912+1.3% | Added |
| Punch & Associates Investment Management, Inc. | 220,003 | $3.74M | 0.21% | −129,386−37.0% | Reduced |
| General American Investors Co Inc | 205,877 | $3.50M | 0.29% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 199,571 | $3.39M | 0.30% | +1,505+0.8% | Added |
| Centaurus Financial, Inc. | 193,809 | $3.29M | 0.26% | +3,841+2.0% | Added |
| Menlo Advisors LLC | 183,824 | $3.12M | 1.65% | −4,632−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 168,293 | $2.86M | 0.01% | −101,969−37.7% | Reduced |
| RB Capital Management, LLC | 149,736 | $2.54M | 0.83% | +3,168+2.2% | Added |
| Oppenheimer & Co Inc | 148,459 | $2.52M | 0.05% | −3,258−2.1% | Reduced |
| Cadence Wealth Management LLC | 147,323 | $2.50M | 1.92% | −31,570−17.6% | Reduced |
| Baird Financial Group, Inc. | 138,756 | $2.36M | 0.01% | +15,023+12.1% | Added |
| Gabelli Funds LLC | 126,700 | $2.15M | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 124,907 | $2.12M | 0.00% | −2,947−2.3% | Reduced |
| Shaker Financial Services, LLC | 121,516 | $2.06M | 0.78% | +30,036+32.8% | Added |
| Accel Wealth Management | 102,582 | $1.75M | 0.91% | +2,856+2.9% | Added |
| Financial Advocates Investment Management | 100,977 | $1.72M | 0.11% | +1,711+1.7% | Added |
| Boenning & Scattergood, Inc. | 90,926 | $1.54M | 0.25% | +1,267+1.4% | Added |
| Private Advisor Group, LLC | 88,433 | $1.50M | 0.01% | −33,891−27.7% | Reduced |
| Atlas Private Wealth Advisors | 81,436 | $1.38M | 0.61% | −888−1.1% | Reduced |
| Miracle Mile Advisors, LLC | 78,849 | $1.34M | 0.06% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 78,668 | $1.34M | 0.32% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 76,506 | $1.30M | 0.21% | +76,506 | New |
| Northwestern Mutual Wealth Management Co | 73,325 | $1.25M | 0.00% | −5,434−6.9% | Reduced |
| Brinker Capital Investments, LLC | 70,706 | $1.20M | 0.02% | −2,253−3.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 69,587 | $1.18M | 0.01% | +22,133+46.6% | Added |
| Steward Partners Investment Advisory, LLC | 69,107 | $1.17M | 0.02% | +6,919+11.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 61,645 | $1.05M | 0.05% | −116−0.2% | Reduced |
| Polar Asset Management Partners Inc. | 61,575 | $1.05M | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 60,364 | $1.02M | 0.00% | +44,057+270.2% | Added |
| Wedbush Securities Inc | 60,172 | $1.02M | 0.05% | +1,583+2.7% | Added |
| Stratos Wealth Partners, LTD. | 58,998 | $1.00M | 0.02% | +9,342+18.8% | Added |
| 9258 Wealth Management, LLC | 54,140 | $920.0K | 0.21% | +1,596+3.0% | Added |
| Raymond James Trust N.A. | 51,771 | $880.0K | 0.03% | +4,800+10.2% | Added |
| Lokken Investment Group LLC | 56,451 | $870.0K | 0.69% | +3,275+6.2% | Added |
| 55I, LLC | 48,051 | $816.0K | 0.02% | +3,128+7.0% | Added |
| The PNC Financial Services Group, Inc. | 47,563 | $808.0K | 0.00% | +24,155+103.2% | Added |
| Stolper Co | 43,648 | $742.0K | 0.31% | +3,113+7.7% | Added |
| City of London Investment Management Co Ltd | 43,035 | $731.0K | 0.05% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 39,309 | $668.0K | 0.00% | −2,423−5.8% | Reduced |
| David J Yvars Group | 38,970 | $665.0K | 0.46% | +8,235+26.8% | Added |
| First Trust Advisors LP | 38,633 | $656.0K | 0.00% | −3,984−9.3% | Reduced |
| Bank of Montreal | 34,810 | $644.0K | 0.00% | 00.0% | Unchanged |
| 1776 Wealth LLC | 35,694 | $606.0K | 0.35% | −12,718−26.3% | Reduced |
| GWM Advisors LLC | 35,019 | $595.0K | 0.01% | +12,625+56.4% | Added |
| Rockefeller Capital Management L.P. | 33,688 | $572.0K | 0.00% | −162,384−82.8% | Reduced |
| Envestnet Asset Management Inc | 33,207 | $564.0K | 0.00% | −237−0.7% | Reduced |
| Coastal Investment Advisors, Inc. | 32,992 | $561.0K | 0.11% | +6,260+23.4% | Added |
| Atria Wealth Solutions, Inc. | 32,193 | $547.0K | 0.01% | +32,193 | New |
| All Season Financial Advisors, Inc. | 30,426 | $517.0K | 0.37% | +4,250+16.2% | Added |
| Cetera Advisor Networks LLC | 30,348 | $516.0K | 0.01% | +368+1.2% | Added |
| Cetera Investment Advisers | 30,216 | $513.0K | 0.01% | +761+2.6% | Added |
| Sigma Planning Corp | 29,955 | $509.0K | 0.02% | +508+1.7% | Added |
| Brown Advisory Inc | 29,542 | $502.0K | 0.00% | +101+0.3% | Added |
| Bluefin Capital Management, LLC | 29,541 | $502.0K | 0.09% | +29,541 | New |
| Mercer Global Advisors Inc | 29,191 | $496.0K | 0.00% | +1,111+4.0% | Added |
| Samalin Investment Counsel, LLC | 28,291 | $481.0K | 0.29% | −1,421−4.8% | Reduced |
| Invesco Ltd. | 27,453 | $466.0K | 0.00% | −21,888−44.4% | Reduced |
| SOL Capital Management CO | 25,503 | $433.0K | 0.08% | +322+1.3% | Added |
| North Star Asset Management Inc | 24,236 | $412.0K | 0.02% | −2,998−11.0% | Reduced |
| Uncommon Cents Investing LLC | 23,013 | $391.0K | 0.14% | +3,300+16.7% | Added |
| Endowment Wealth Management, Inc. | 21,919 | $372.0K | 0.39% | −2,047−8.5% | Reduced |
| National Asset Management, Inc. | 21,503 | $366.0K | 0.01% | −700−3.2% | Reduced |
| Creative Planning | 20,683 | $351.0K | 0.00% | −2,177−9.5% | Reduced |
| Whitener Capital Management, Inc. | 20,021 | $340.0K | 0.13% | −783−3.8% | Reduced |
| Independent Financial Group, LLC | 18,009 | $306.0K | 0.02% | −318−1.7% | Reduced |
| Redmond Asset Management, LLC | 17,900 | $304.0K | 0.09% | −370−2.0% | Reduced |
| Tradition Wealth Management, LLC | 17,608 | $299.0K | 0.04% | +7,506+74.3% | Added |
| Silverlake Wealth Management LLC | 17,514 | $297.6K | 0.17% | 00.0% | Unchanged |
| Truist Financial Corp | 17,459 | $297.0K | 0.00% | −2,438−12.3% | Reduced |
| Benchmark Wealth Management, LLC | 17,383 | $295.0K | 0.20% | +931+5.7% | Added |
| Stephens Inc | 17,314 | $294.0K | 0.00% | −227−1.3% | Reduced |
| Park Avenue Securities LLC | 16,341 | $278.0K | 0.00% | −3,085−15.9% | Reduced |
| Apollon Wealth Management, LLC | 15,772 | $268.0K | 0.02% | +790+5.3% | Added |
| Orion Portfolio Solutions, LLC | 15,265 | $259.0K | 0.01% | −4,432−22.5% | Reduced |
| Formidable Asset Management, LLC | 15,120 | $257.0K | 0.05% | +15,120 | New |
| Kestra Advisory Services, LLC | 14,752 | $251.0K | 0.00% | −1,862−11.2% | Reduced |
| 1607 Capital Partners, LLC | 14,507 | $246.0K | 0.01% | −41,794−74.2% | Reduced |
| Fca Corp | 13,821 | $235.0K | 0.08% | +222+1.6% | Added |
| Wetherby Asset Management Inc | 13,667 | $232.0K | 0.01% | +13,667 | New |
| Pinnacle Wealth Planning Services, Inc. | 13,587 | $231.0K | 0.04% | −2,310−14.5% | Reduced |
| Coastline Trust Co | 13,474 | $229.0K | 0.03% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 13,213 | $224.0K | 0.01% | +253+2.0% | Added |