Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −13 vs. Q4 2021
- Shares held
- 28.2M
- −3.10M (−9.9%) vs. Q4 2021
- Total value
- $478.3M
- −$134.5M (−21.9%) vs. Q4 2021
- New holders
- 12
- 59 more added
- Sold out
- 25
- 47 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kestra Private Wealth Services, LLC | 13,041 | $222.0K | 0.01% | −91−0.7% | Reduced |
| Moors & Cabot, Inc. | 12,816 | $218.0K | 0.01% | +263+2.1% | Added |
| We Are One Seven, LLC | 12,567 | $214.0K | 0.02% | −2,149−14.6% | Reduced |
| LaFleur & Godfrey LLC | 12,020 | $204.0K | 0.03% | 00.0% | Unchanged |
| Heron Bay Capital Management | 11,592 | $197.0K | 0.10% | +537+4.9% | Added |
| Quantedge Capital Pte Ltd | 11,188 | $190.0K | 0.06% | −50,200−81.8% | Reduced |
| First Financial Bank - Trust Division | 10,899 | $185.0K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,817 | $184.0K | 0.06% | 00.0% | Unchanged |
| Wintrust Investments LLC | 10,757 | $183.0K | 0.02% | +163+1.5% | Added |
| TrinityPoint Wealth, LLC | 10,695 | $182.0K | 0.03% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $174.0K | 0.02% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 10,165 | $173.0K | 0.01% | +44+0.4% | Added |
| MBA Advisors LLC | 10,000 | $170.0K | 0.11% | +10,000 | New |
| US Bancorp | 9,618 | $163.0K | 0.00% | −3,205−25.0% | Reduced |
| Carolinas Wealth Consulting LLC | 9,144 | $155.0K | 0.03% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,141 | $155.0K | 0.09% | +187+2.1% | Added |
| Prospera Financial Services Inc | 6,281 | $107.0K | 0.00% | +6,281 | New |
| North Star Investment Management Corp. | 6,125 | $104.0K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 6,126 | $104.0K | 0.02% | +124+2.1% | Added |
| American Portfolios Advisors | 5,613 | $95.4K | 0.00% | +1,881+50.4% | Added |
| Future Financial Wealth Managment LLC | 5,000 | $85.0K | 0.07% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 3,975 | $67.0K | 0.01% | +3,575+893.8% | Added |
| Geneos Wealth Management Inc. | 3,682 | $62.0K | 0.00% | −1,967−34.8% | Reduced |
| Segantii Capital Management Ltd | 3,499 | $59.0K | 0.00% | +3,499 | New |
| Thomas J. Herzfeld Advisors, Inc. | 3,264 | $55.0K | 0.02% | +67+2.1% | Added |
| Gradient Investments LLC | 3,202 | $54.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,186 | $52.0K | 0.00% | +3,186 | New |
| AdvisorNet Financial, Inc | 2,270 | $39.0K | 0.00% | −11,476−83.5% | Reduced |
| Kings Point Capital Management | 2,097 | $36.0K | 0.00% | +42+2.0% | Added |
| Sargent Bickham Lagudis LLC | 1,972 | $34.0K | 0.00% | +18+0.9% | Added |
| Brown, Lisle/Cummings, Inc. | 1,900 | $32.3K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 1,891 | $32.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,611 | $27.0K | 0.00% | +1,611 | New |
| Hexagon Capital Partners LLC | 1,503 | $26.0K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $24.0K | 0.01% | −289−17.0% | Reduced |
| Atwood & Palmer Inc | 1,200 | $20.0K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 1,038 | $18.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 808 | $13.0K | 0.00% | +808 | New |
| Koshinski Asset Management, Inc. | 568 | $9.64K | 0.00% | +12+2.2% | Added |
| TFC Financial Management | 432 | $7.00K | 0.00% | 00.0% | Unchanged |
| City State Bank | 422 | $7.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 302 | $5.00K | 0.00% | +6+2.0% | Added |
| Global Retirement Partners, LLC | 152 | $2.00K | 0.00% | +152 | New |
| Key Financial Inc | 31 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −20,253−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −781,292−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −470,848−100.0% | Sold out |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −252,509−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −53,658−100.0% | Sold out |
| ProVise Management Group, LLC | 0 | $0 | 0.00% | −35,689−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −27,122−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −24,398−100.0% | Sold out |
| Americana Partners, LLC | 0 | $0 | 0.00% | −19,430−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −13,767−100.0% | Sold out |
| Tiaa, FSB | 0 | $0 | 0.00% | −11,473−100.0% | Sold out |
| People's United Financial, Inc. | 0 | $0 | 0.00% | −10,350−100.0% | Sold out |
| Douglass Winthrop Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −8,180−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −4,627−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −3,680−100.0% | Sold out |
| Stephenson National Bank & Trust | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −2,420−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −2,128−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −1,855−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −636−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Reilly Financial Advisors, LLC | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |