Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +5 vs. Q4 2022
- Shares held
- 27.3M
- −309.7K (−1.1%) vs. Q4 2022
- Total value
- $370.7M
- +$5.51M (+1.5%) vs. Q4 2022
- New holders
- 23
- 59 more added
- Sold out
- 18
- 51 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,753,761 | $64.5M | 0.01% | −498,665−9.5% | Reduced |
| Bank of America Corp | 4,394,743 | $59.6M | 0.01% | +168,048+4.0% | Added |
| Wells Fargo & Company | 1,957,790 | $26.6M | 0.01% | +48,464+2.5% | Added |
| Raymond James & Associates | 1,812,913 | $24.6M | 0.02% | +23,426+1.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,565,930 | $21.2M | 0.04% | +55,290+3.7% | Added |
| Royal Bank of Canada | 1,053,465 | $14.3M | 0.00% | +72,437+7.4% | Added |
| LPL Financial LLC | 893,245 | $12.1M | 0.01% | +169,063+23.3% | Added |
| UBS Group AG | 868,763 | $11.8M | 0.01% | −711,254−45.0% | Reduced |
| Advisors Asset Management, Inc. | 685,963 | $9.31M | 0.19% | −50,391−6.8% | Reduced |
| Stifel Financial Corp | 592,738 | $8.04M | 0.01% | −11,675−1.9% | Reduced |
| Shaker Financial Services, LLC | 529,857 | $7.19M | 3.14% | +27,607+5.5% | Added |
| Janney Montgomery Scott LLC | 398,886 | $5.41M | 0.02% | −61,806−13.4% | Reduced |
| Guggenheim Capital LLC | 394,710 | $5.36M | 0.05% | +12,545+3.3% | Added |
| Wolverine Asset Management LLC | 337,716 | $4.58M | 0.08% | +282,183+508.1% | Added |
| Captrust Financial Advisors | 314,304 | $4.27M | 0.02% | −44,640−12.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 273,782 | $3.72M | 1.11% | +27,059+11.0% | Added |
| Lazard Asset Management LLC | 238,575 | $3.24M | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 226,613 | $3.08M | 1.00% | +3,221+1.4% | Added |
| Cohen & Steers, Inc. | 209,671 | $2.85M | 0.01% | −20,000−8.7% | Reduced |
| D.A. Davidson & Co. | 208,112 | $2.82M | 0.03% | −2,283−1.1% | Reduced |
| Commonwealth Equity Services, LLC | 190,802 | $2.59M | 0.01% | −3,935−2.0% | Reduced |
| Menlo Advisors LLC | 179,010 | $2.43M | 1.67% | −1,779−1.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 169,534 | $2.30M | 0.00% | +169,534 | New |
| Centaurus Financial, Inc. | 168,380 | $2.29M | 0.18% | −6,498−3.7% | Reduced |
| Advisor Group Holdings, Inc. | 164,947 | $2.24M | 0.00% | −21,992−11.8% | Reduced |
| Atlantic Union Bankshares Corp | 161,311 | $2.19M | 0.23% | −17,152−9.6% | Reduced |
| Cetera Investment Advisers | 157,340 | $2.14M | 0.02% | +26,482+20.2% | Added |
| RB Capital Management, LLC | 157,063 | $2.13M | 0.70% | +2,788+1.8% | Added |
| General American Investors Co Inc | 150,877 | $2.05M | 0.19% | −55,000−26.7% | Reduced |
| HighTower Advisors, LLC | 148,344 | $2.01M | 0.00% | +3,055+2.1% | Added |
| Oppenheimer & Co Inc | 146,869 | $1.99M | 0.04% | −410−0.3% | Reduced |
| SeaCrest Wealth Management, LLC | 143,806 | $1.95M | 0.26% | +30,277+26.7% | Added |
| Rothschild Investment Corp | 143,275 | $1.94M | 0.17% | +2,550+1.8% | Added |
| Baird Financial Group, Inc. | 131,257 | $1.78M | 0.00% | +3,166+2.5% | Added |
| Gabelli Funds LLC | 125,158 | $1.70M | 0.01% | −2,700−2.1% | Reduced |
| Landscape Capital Management, L.L.C. | 119,600 | $1.62M | 0.22% | +63,884+114.7% | Added |
| Accel Wealth Management | 112,185 | $1.52M | 0.62% | +1,373+1.2% | Added |
| Private Advisor Group, LLC | 97,928 | $1.33M | 0.01% | +2,378+2.5% | Added |
| Financial Advocates Investment Management | 97,378 | $1.32M | 0.10% | +1,987+2.1% | Added |
| Atria Investments LLC | 85,557 | $1.16M | 0.02% | +5,596+7.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 81,141 | $1.10M | 0.01% | +16,499+25.5% | Added |
| Kennedy Investment Group | 79,889 | $1.08M | 0.66% | +577+0.7% | Added |
| Elequin Capital LP | 75,442 | $1.02M | 0.72% | −1,662−2.2% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 74,889 | $1.02M | 0.04% | −7,194−8.8% | Reduced |
| Mraz, Amerine & Associates, Inc. | 68,952 | $935.7K | 0.23% | −1,724−2.4% | Reduced |
| Wedbush Securities Inc | 66,526 | $903.0K | 0.05% | −2,356−3.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 65,567 | $889.7K | 0.00% | −2,625−3.8% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $888.4K | 0.03% | 00.0% | Unchanged |
| Bank of Montreal | 58,277 | $867.7K | 0.00% | −4,317−6.9% | Reduced |
| Lokken Investment Group LLC | 62,824 | $852.5K | 0.65% | +7,458+13.5% | Added |
| Independent Financial Group, LLC | 60,760 | $824.5K | 0.07% | +19,574+47.5% | Added |
| Atlas Private Wealth Advisors | 59,965 | $813.7K | 0.38% | −455−0.8% | Reduced |
| All Season Financial Advisors, Inc. | 59,306 | $804.8K | 0.73% | +2,025+3.5% | Added |
| NWF Advisory Services Inc. | 57,847 | $798.3K | 0.19% | +57,847 | New |
| 1832 Asset Management L.P. | 56,320 | $764.3K | 0.00% | −345−0.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 55,354 | $751.2K | 0.01% | +1,562+2.9% | Added |
| 9258 Wealth Management, LLC | 54,419 | $738.5K | 0.15% | −1,089−2.0% | Reduced |
| OTA Financial Group L.P. | 54,450 | $738.0K | 0.65% | +54,450 | New |
| Focused Wealth Management, Inc | 51,244 | $695.4K | 0.14% | +36,977+259.2% | Added |
| Raymond James Trust N.A. | 48,938 | $664.0K | 0.02% | −7,239−12.9% | Reduced |
| The PNC Financial Services Group, Inc. | 44,262 | $600.6K | 0.00% | 00.0% | Unchanged |
| David J Yvars Group | 44,593 | $599.6K | 0.54% | +6,043+15.7% | Added |
| Stolper Co | 43,671 | $593.0K | 0.25% | −2,660−5.7% | Reduced |
| Coastal Investment Advisors, Inc. | 42,834 | $581.3K | 0.14% | +1,378+3.3% | Added |
| First Republic Investment Management, Inc. | 40,771 | $553.3K | 0.00% | +411+1.0% | Added |
| Samalin Investment Counsel, LLC | 39,183 | $531.7K | 0.32% | +7,631+24.2% | Added |
| GWM Advisors LLC | 40,522 | $531.3K | 0.01% | +38+0.1% | Added |
| Envestnet Asset Management Inc | 39,006 | $529.3K | 0.00% | +6,287+19.2% | Added |
| First Trust Advisors LP | 34,697 | $470.8K | 0.00% | +48+0.1% | Added |
| Cascade Investment Group, Inc. | 33,253 | $451.2K | 0.44% | −306−0.9% | Reduced |
| SOL Capital Management CO | 32,381 | $439.4K | 0.07% | −776−2.3% | Reduced |
| 1776 Wealth LLC | 31,784 | $431.3K | 0.26% | +239+0.8% | Added |
| Atria Wealth Solutions, Inc. | 31,084 | $421.8K | 0.01% | −2,018−6.1% | Reduced |
| Mercer Global Advisors Inc | 30,554 | $415.0K | 0.00% | +502+1.7% | Added |
| Sigma Planning Corp | 28,676 | $389.1K | 0.01% | −832−2.8% | Reduced |
| Uncommon Cents Investing LLC | 26,944 | $365.6K | 0.13% | +45+0.2% | Added |
| Kestra Advisory Services, LLC | 26,264 | $356.4K | 0.00% | −417−1.6% | Reduced |
| CNH Partners LLC | 25,936 | $352.0K | 0.01% | +25,936 | New |
| International Assets Investment Management, LLC | 25,612 | $347.6K | 0.05% | −500−1.9% | Reduced |
| National Asset Management, Inc. | 25,572 | $347.0K | 0.01% | −1,105−4.1% | Reduced |
| Avestar Capital, LLC | 24,800 | $336.5K | 0.07% | 00.0% | Unchanged |
| Creative Planning | 24,751 | $335.9K | 0.00% | +6,166+33.2% | Added |
| Alpha DNA Investment Management LLC | 24,400 | $331.1K | 0.17% | 00.0% | Unchanged |
| Northern Trust Corp | 24,361 | $330.6K | 0.00% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 23,163 | $314.3K | 0.04% | +23,163 | New |
| Tradition Wealth Management, LLC | 22,865 | $310.0K | 0.04% | −502−2.1% | Reduced |
| Brown Advisory Inc | 22,222 | $301.6K | 0.00% | +110+0.5% | Added |
| ProVise Management Group, LLC | 21,672 | $294.1K | 0.03% | −439−2.0% | Reduced |
| Americana Partners, LLC | 19,430 | $263.7K | 0.04% | 00.0% | Unchanged |
| North Star Asset Management Inc | 18,419 | $249.9K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 18,231 | $247.4K | 0.00% | +4,159+29.6% | Added |
| Redmond Asset Management, LLC | 17,900 | $242.9K | 0.08% | 00.0% | Unchanged |
| Walleye Capital LLC | 17,669 | $239.8K | 0.00% | −7,483−29.8% | Reduced |
| Silverlake Wealth Management LLC | 17,582 | $238.6K | 0.14% | +23+0.1% | Added |
| Kovack Advisors, Inc. | 17,549 | $238.1K | 0.03% | −462−2.6% | Reduced |
| Tiedemann Advisors, LLC | 17,402 | $236.1K | 0.01% | +17,402 | New |
| Wealthcare Advisory Partners LLC | 17,277 | $234.4K | 0.01% | −5,530−24.2% | Reduced |
| Truist Financial Corp | 17,060 | $231.5K | 0.00% | −1,176−6.4% | Reduced |
| Apollon Wealth Management, LLC | 16,491 | $223.8K | 0.01% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 15,659 | $212.5K | 0.14% | +20.0% | Added |