Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 152
- +9 vs. Q2 2022
- Shares held
- 27.1M
- −347.0K (−1.3%) vs. Q2 2022
- Total value
- $350.1M
- −$43.2M (−11.0%) vs. Q2 2022
- New holders
- 18
- 63 more added
- Sold out
- 9
- 38 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,048,026 | $75.9M | 0.01% | −573,871−8.7% | Reduced |
| Bank of America Corp | 4,129,382 | $51.8M | 0.01% | +62,339+1.5% | Added |
| Raymond James & Associates | 1,766,834 | $22.2M | 0.02% | −38,755−2.1% | Reduced |
| UBS Group AG | 1,630,242 | $20.5M | 0.01% | +48,871+3.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,525,337 | $19.1M | 0.04% | −8,060−0.5% | Reduced |
| Advisors Asset Management, Inc. | 742,710 | $18.8M | 0.38% | −36,360−4.7% | Reduced |
| Wells Fargo & Company | 1,419,117 | $17.8M | 0.01% | −154,855−9.8% | Reduced |
| Royal Bank of Canada | 917,661 | $11.5M | 0.00% | −10,339−1.1% | Reduced |
| LPL Financial LLC | 705,845 | $8.86M | 0.01% | +45,581+6.9% | Added |
| Stifel Financial Corp | 568,812 | $7.14M | 0.01% | +26,058+4.8% | Added |
| Janney Montgomery Scott LLC | 440,572 | $5.53M | 0.02% | +4,751+1.1% | Added |
| Guggenheim Capital LLC | 366,695 | $4.60M | 0.04% | +34,331+10.3% | Added |
| Captrust Financial Advisors | 324,923 | $4.08M | 0.02% | +324,923 | New |
| Waterfront Wealth Inc. | 285,686 | $3.96M | 1.51% | −36,155−11.2% | Reduced |
| Rothschild Investment Corp | 313,259 | $3.93M | 0.39% | −2,121−0.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 263,830 | $3.31M | 1.19% | −29,370−10.0% | Reduced |
| Cohen & Steers, Inc. | 256,153 | $3.21M | 0.01% | −34,207−11.8% | Reduced |
| Lazard Asset Management LLC | 238,575 | $2.99M | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 235,289 | $2.95M | 0.04% | +2,074+0.9% | Added |
| General American Investors Co Inc | 205,877 | $2.58M | 0.27% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 198,489 | $2.49M | 0.29% | −250−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 187,245 | $2.35M | 0.01% | +15,897+9.3% | Added |
| Menlo Advisors LLC | 180,299 | $2.26M | 1.59% | −2,589−1.4% | Reduced |
| Centaurus Financial, Inc. | 178,405 | $2.24M | 0.22% | −34,249−16.1% | Reduced |
| Oppenheimer & Co Inc | 160,294 | $2.01M | 0.05% | −19,266−10.7% | Reduced |
| RB Capital Management, LLC | 153,649 | $1.93M | 0.74% | +1,467+1.0% | Added |
| Gabelli Funds LLC | 127,858 | $1.60M | 0.01% | +1,158+0.9% | Added |
| Advisor Group Holdings, Inc. | 126,606 | $1.59M | 0.00% | +7,173+6.0% | Added |
| Baird Financial Group, Inc. | 120,371 | $1.51M | 0.00% | +7,907+7.0% | Added |
| Accel Wealth Management | 104,306 | $1.41M | 0.75% | +1,486+1.4% | Added |
| Private Advisor Group, LLC | 105,763 | $1.33M | 0.02% | +15,705+17.4% | Added |
| Financial Advocates Investment Management | 105,469 | $1.32M | 0.12% | +2,286+2.2% | Added |
| SeaCrest Wealth Management, LLC | 89,145 | $1.12M | 0.17% | +31,490+54.6% | Added |
| Boenning & Scattergood, Inc. | 86,702 | $1.09M | 0.22% | +1,212+1.4% | Added |
| Atria Investments LLC | 81,826 | $1.03M | 0.02% | +2,629+3.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 80,749 | $1.01M | 0.05% | −6,097−7.0% | Reduced |
| Atlas Private Wealth Advisors | 79,706 | $1.00M | 0.60% | −1,055−1.3% | Reduced |
| Focused Wealth Management, Inc | 77,325 | $970.0K | 0.20% | −89−0.1% | Reduced |
| Wedbush Securities Inc | 74,065 | $930.0K | 0.05% | +8,068+12.2% | Added |
| Mraz, Amerine & Associates, Inc. | 71,770 | $901.0K | 0.24% | −538−0.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 68,708 | $862.0K | 0.00% | +2,045+3.1% | Added |
| Cetera Investment Advisers | 67,359 | $845.0K | 0.02% | +1,108+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 67,111 | $842.0K | 0.00% | −3,662−5.2% | Reduced |
| Cadence Wealth Management LLC | 66,240 | $831.0K | 0.78% | −8,431−11.3% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $822.0K | 0.04% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 61,575 | $773.0K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 58,000 | $728.0K | 0.36% | +58,000 | New |
| All Season Financial Advisors, Inc. | 56,820 | $713.0K | 0.77% | +56,820 | New |
| 1832 Asset Management L.P. | 56,125 | $704.0K | 0.00% | −230,743−80.4% | Reduced |
| Lokken Investment Group LLC | 55,755 | $700.0K | 0.60% | −221−0.4% | Reduced |
| 9258 Wealth Management, LLC | 55,698 | $699.0K | 0.18% | +346+0.6% | Added |
| Raymond James Trust N.A. | 54,271 | $681.0K | 0.03% | −1,000−1.8% | Reduced |
| Wolverine Asset Management LLC | 52,723 | $661.0K | 0.01% | +52,723 | New |
| Steward Partners Investment Advisory, LLC | 51,689 | $649.0K | 0.01% | +1,775+3.6% | Added |
| Stolper Co | 47,004 | $590.0K | 0.29% | +2,139+4.8% | Added |
| The PNC Financial Services Group, Inc. | 44,262 | $555.0K | 0.00% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 42,398 | $532.0K | 0.06% | +42,398 | New |
| Bank of Montreal | 37,276 | $508.0K | 0.00% | +924+2.5% | Added |
| Coastal Investment Advisors, Inc. | 40,099 | $503.0K | 0.13% | +2,627+7.0% | Added |
| First Republic Investment Management, Inc. | 39,528 | $496.0K | 0.00% | −783−1.9% | Reduced |
| Independent Financial Group, LLC | 38,127 | $478.5K | 0.04% | +13,901+57.4% | Added |
| GWM Advisors LLC | 37,757 | $473.0K | 0.01% | +2,605+7.4% | Added |
| David J Yvars Group | 36,765 | $463.0K | 0.51% | −3,340−8.3% | Reduced |
| 1776 Wealth LLC | 35,694 | $448.0K | 0.34% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 34,847 | $437.3K | 0.01% | +34,847 | New |
| First Trust Advisors LP | 34,649 | $435.0K | 0.00% | −2,656−7.1% | Reduced |
| Envestnet Asset Management Inc | 33,356 | $419.0K | 0.00% | −22,989−40.8% | Reduced |
| Cetera Advisor Networks LLC | 33,234 | $417.0K | 0.01% | +3,059+10.1% | Added |
| Creative Planning | 32,486 | $408.0K | 0.00% | +124+0.4% | Added |
| HighTower Advisors, LLC | 31,710 | $399.0K | 0.00% | +10,059+46.5% | Added |
| National Asset Management, Inc. | 31,541 | $396.0K | 0.01% | +17,429+123.5% | Added |
| Mercer Global Advisors Inc | 30,063 | $377.0K | 0.00% | −24,955−45.4% | Reduced |
| Samalin Investment Counsel, LLC | 29,658 | $372.0K | 0.27% | +639+2.2% | Added |
| Sigma Planning Corp | 28,959 | $363.0K | 0.01% | +522+1.8% | Added |
| SOL Capital Management CO | 26,394 | $331.0K | 0.07% | −4,371−14.2% | Reduced |
| Endowment Wealth Management, Inc. | 26,319 | $330.0K | 0.40% | +1,930+7.9% | Added |
| Walleye Capital LLC | 25,991 | $326.0K | 0.01% | +25,991 | New |
| Uncommon Cents Investing LLC | 25,851 | $324.0K | 0.14% | +865+3.5% | Added |
| Tradition Wealth Management, LLC | 24,883 | $312.0K | 0.05% | +4,197+20.3% | Added |
| Kestra Advisory Services, LLC | 23,600 | $296.0K | 0.00% | +1,769+8.1% | Added |
| Jane Street Group, LLC | 23,617 | $296.0K | 0.00% | +23,617 | New |
| Brown Advisory Inc | 23,535 | $295.0K | 0.00% | −273−1.1% | Reduced |
| Wealthcare Advisory Partners LLC | 22,862 | $287.0K | 0.02% | +677+3.1% | Added |
| North Star Asset Management Inc | 20,409 | $256.0K | 0.02% | 00.0% | Unchanged |
| Americana Partners, LLC | 19,430 | $243.0K | 0.04% | 00.0% | Unchanged |
| Truist Financial Corp | 18,267 | $229.0K | 0.00% | +50+0.3% | Added |
| Redmond Asset Management, LLC | 17,900 | $225.0K | 0.08% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 17,723 | $222.0K | 0.00% | +742+4.4% | Added |
| Silverlake Wealth Management LLC | 17,537 | $220.1K | 0.15% | +23+0.1% | Added |
| Formidable Asset Management, LLC | 15,843 | $218.0K | 0.05% | +341+2.2% | Added |
| Apollon Wealth Management, LLC | 17,086 | $214.0K | 0.02% | −1,038−5.7% | Reduced |
| Whitener Capital Management, Inc. | 16,830 | $211.0K | 0.10% | −754−4.3% | Reduced |
| Stephens Inc | 16,777 | $211.0K | 0.00% | +269+1.6% | Added |
| Barrett & Company, Inc. | 15,657 | $207.6K | 0.14% | +15,657 | New |
| Benchmark Wealth Management, LLC | 15,775 | $198.0K | 0.16% | −600−3.7% | Reduced |
| Fca Corp | 14,348 | $180.0K | 0.08% | +249+1.8% | Added |
| Advisory Services Network, LLC | 14,090 | $177.0K | 0.01% | +14,090 | New |
| Csenge Advisory Group | 13,783 | $173.0K | 0.01% | +1,309+10.5% | Added |
| Kestra Private Wealth Services, LLC | 13,591 | $171.0K | 0.01% | +500+3.8% | Added |
| Coastline Trust Co | 13,474 | $169.0K | 0.03% | 00.0% | Unchanged |