Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 152
- +9 vs. Q2 2022
- Shares held
- 27.1M
- −347.0K (−1.3%) vs. Q2 2022
- Total value
- $350.1M
- −$43.2M (−11.0%) vs. Q2 2022
- New holders
- 18
- 63 more added
- Sold out
- 9
- 38 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carson Advisory Inc. | 13,493 | $169.0K | 0.19% | +13,493 | New |
| HBK Sorce Advisory LLC | 13,305 | $167.0K | 0.01% | +284+2.2% | Added |
| Tiaa, FSB | 12,158 | $153.0K | 0.00% | +264+2.2% | Added |
| LaFleur & Godfrey LLC | 12,020 | $151.0K | 0.03% | +12,020 | New |
| Heron Bay Capital Management | 11,773 | $148.0K | 0.10% | +19+0.2% | Added |
| US Bancorp | 11,658 | $147.0K | 0.00% | +253+2.2% | Added |
| Moors & Cabot, Inc. | 11,124 | $140.0K | 0.01% | +244+2.2% | Added |
| First Financial Bank - Trust Division | 10,899 | $137.0K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,817 | $136.0K | 0.05% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 10,743 | $135.0K | 0.01% | +425+4.1% | Added |
| Stratos Wealth Partners, LTD. | 10,715 | $134.0K | 0.00% | −49,160−82.1% | Reduced |
| TrinityPoint Wealth, LLC | 10,695 | $134.0K | 0.03% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $129.0K | 0.02% | 00.0% | Unchanged |
| M&T Bank Corp | 10,243 | $128.0K | 0.00% | +49+0.5% | Added |
| Buttonwood Financial Advisors Inc. | 10,000 | $127.0K | 0.11% | 00.0% | Unchanged |
| MBA Advisors LLC | 10,000 | $126.0K | 0.09% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,586 | $120.0K | 0.08% | +210+2.2% | Added |
| Carolinas Wealth Consulting LLC | 9,144 | $115.0K | 0.03% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 7,337 | $92.0K | 0.00% | +7,254+8,739.8% | Added |
| Operose Advisors LLC | 7,000 | $88.0K | 0.06% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $77.0K | 0.01% | 00.0% | Unchanged |
| Wipfli Financial Advisors LLC, | 5,350 | $67.0K | 0.00% | +5,350 | New |
| American Portfolios Advisors | 5,182 | $65.0K | 0.00% | −573−10.0% | Reduced |
| IFP Advisors, Inc | 3,113 | $50.0K | 0.00% | −73−2.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,423 | $43.0K | 0.02% | +75+2.2% | Added |
| Gradient Investments LLC | 3,202 | $40.0K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,900 | $36.4K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 2,231 | $28.0K | 0.01% | +2,231 | New |
| AdvisorNet Financial, Inc | 1,850 | $23.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $19.0K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $18.0K | 0.01% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 1,200 | $15.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 901 | $11.0K | 0.00% | +20+2.3% | Added |
| M&R Capital Management Inc | 847 | $10.0K | 0.00% | +19+2.3% | Added |
| Harbour Investments, Inc. | 627 | $9.00K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 610 | $8.00K | 0.00% | +610 | New |
| TFC Financial Management | 432 | $5.00K | 0.00% | 00.0% | Unchanged |
| City State Bank | 431 | $5.00K | 0.00% | +9+2.1% | Added |
| CNB Bank | 341 | $4.00K | 0.00% | −359−51.3% | Reduced |
| National Bank of Canada | 355 | $4.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 301 | $4.00K | 0.00% | +301 | New |
| Hudock, Inc. | 317 | $3.00K | 0.00% | +7+2.3% | Added |
| Global Retirement Partners, LLC | 157 | $2.00K | 0.00% | +2+1.3% | Added |
| Meeder Asset Management Inc | 161 | $2.00K | 0.00% | +161 | New |
| Geneos Wealth Management Inc. | 97 | $1.00K | 0.00% | −719−88.1% | Reduced |
| FMR LLC | 76 | $1.00K | 0.00% | +74+3,700.0% | Added |
| Harbor Investment Advisory, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 31 | $0 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6 | $0 | 0.00% | +6 | New |
| Advisor Resource Council | 0 | $0 | 0.00% | −38,957−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −12,141−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −10,344−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −11,755−100.0% | Sold out |
| HHM Wealth Advisors, LLC | 0 | $0 | 0.00% | −6,283−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,296−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −841−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Frontier Wealth Management LLC | – | – | – | – | Not filed |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |