Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −7 vs. Q1 2023
- Shares held
- 27.7M
- +358.9K (+1.3%) vs. Q1 2023
- Total value
- $381.9M
- +$11.2M (+3.0%) vs. Q1 2023
- New holders
- 16
- 69 more added
- Sold out
- 23
- 38 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 4,703,721 | $64.9M | 0.01% | +308,978+7.0% | Added |
| Morgan Stanley | 4,645,893 | $64.1M | 0.01% | −107,868−2.3% | Reduced |
| Wells Fargo & Company | 1,666,933 | $23.0M | 0.01% | −290,857−14.9% | Reduced |
| Raymond James & Associates | 1,658,860 | $22.9M | 0.02% | −154,053−8.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,572,788 | $21.7M | 0.04% | +6,858+0.4% | Added |
| Royal Bank of Canada | 1,013,193 | $14.0M | 0.00% | −40,272−3.8% | Reduced |
| LPL Financial LLC | 889,135 | $12.3M | 0.01% | −4,110−0.5% | Reduced |
| UBS Group AG | 814,729 | $11.2M | 0.00% | −54,034−6.2% | Reduced |
| Advisors Asset Management, Inc. | 680,404 | $9.39M | 0.19% | −5,559−0.8% | Reduced |
| Stifel Financial Corp | 622,541 | $8.59M | 0.01% | +29,803+5.0% | Added |
| Janney Montgomery Scott LLC | 411,693 | $5.68M | 0.02% | +12,807+3.2% | Added |
| Guggenheim Capital LLC | 390,441 | $5.39M | 0.04% | −4,269−1.1% | Reduced |
| Wolverine Asset Management LLC | 340,661 | $4.70M | 0.09% | +2,945+0.9% | Added |
| Cornerstone Advisors, LLC | 337,315 | $4.65M | 0.22% | +337,315 | New |
| Shaker Financial Services, LLC | 333,244 | $4.60M | 2.01% | −196,613−37.1% | Reduced |
| Captrust Financial Advisors | 329,615 | $4.55M | 0.02% | +15,311+4.9% | Added |
| Blue Bell Private Wealth Management, LLC | 327,884 | $4.52M | 1.20% | +54,102+19.8% | Added |
| Waterfront Wealth Inc. | 258,503 | $3.66M | 1.09% | +31,890+14.1% | Added |
| Lazard Asset Management LLC | 238,575 | $3.29M | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 234,306 | $3.23M | 0.01% | +64,772+38.2% | Added |
| D.A. Davidson & Co. | 208,772 | $2.88M | 0.03% | +660+0.3% | Added |
| Menlo Advisors LLC | 201,516 | $2.78M | 1.75% | +22,506+12.6% | Added |
| Cohen & Steers, Inc. | 196,035 | $2.71M | 0.01% | −13,636−6.5% | Reduced |
| Commonwealth Equity Services, LLC | 195,702 | $2.70M | 0.01% | +4,900+2.6% | Added |
| Rpo LLC | 188,503 | $2.60M | 2.65% | +188,503 | New |
| Cetera Investment Advisers | 185,275 | $2.56M | 0.02% | +27,935+17.8% | Added |
| CNH Partners LLC | 172,167 | $2.38M | 0.10% | +146,231+563.8% | Added |
| Advisor Group Holdings, Inc. | 166,736 | $2.30M | 0.00% | +1,789+1.1% | Added |
| RB Capital Management, LLC | 158,926 | $2.19M | 0.68% | +1,863+1.2% | Added |
| Landscape Capital Management, L.L.C. | 152,003 | $2.10M | 0.28% | +32,403+27.1% | Added |
| General American Investors Co Inc | 150,877 | $2.08M | 0.18% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 148,130 | $2.04M | 0.04% | +1,261+0.9% | Added |
| Rothschild Investment Corp | 146,088 | $2.02M | 0.17% | +2,813+2.0% | Added |
| SeaCrest Wealth Management, LLC | 143,529 | $1.98M | 0.25% | −277−0.2% | Reduced |
| Atlantic Union Bankshares Corp | 143,298 | $1.98M | 0.20% | −18,013−11.2% | Reduced |
| HighTower Advisors, LLC | 139,893 | $1.93M | 0.00% | −8,451−5.7% | Reduced |
| Centaurus Financial, Inc. | 136,950 | $1.89M | 0.17% | −31,430−18.7% | Reduced |
| Gabelli Funds LLC | 124,158 | $1.71M | 0.01% | −1,000−0.8% | Reduced |
| Accel Wealth Management | 119,061 | $1.64M | 0.90% | +6,876+6.1% | Added |
| Atlas Private Wealth Advisors | 110,330 | $1.52M | 0.31% | +50,365+84.0% | Added |
| Private Advisor Group, LLC | 103,315 | $1.43M | 0.01% | +5,387+5.5% | Added |
| Financial Advocates Investment Management | 98,926 | $1.37M | 0.10% | +1,548+1.6% | Added |
| Atria Investments LLC | 86,142 | $1.19M | 0.02% | +585+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 82,838 | $1.14M | 0.01% | +1,697+2.1% | Added |
| Kennedy Investment Group | 82,539 | $1.14M | 0.67% | +2,650+3.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 79,789 | $1.10M | 0.04% | +4,900+6.5% | Added |
| 1607 Capital Partners, LLC | 76,854 | $1.06M | 0.08% | +76,854 | New |
| Lokken Investment Group LLC | 68,146 | $940.4K | 0.61% | +5,322+8.5% | Added |
| Wedbush Securities Inc | 67,101 | $926.0K | 0.04% | +575+0.9% | Added |
| Miracle Mile Advisors, LLC | 65,464 | $903.4K | 0.03% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 65,064 | $897.9K | 0.00% | −503−0.8% | Reduced |
| Mraz, Amerine & Associates, Inc. | 64,838 | $894.8K | 0.21% | −4,114−6.0% | Reduced |
| Daymark Wealth Partners, LLC | 63,181 | $871.9K | 0.06% | +40,018+172.8% | Added |
| Punch & Associates Investment Management, Inc. | 58,937 | $813.3K | 0.05% | +58,937 | New |
| Quantedge Capital Pte Ltd | 58,300 | $804.5K | 0.36% | +58,300 | New |
| NWF Advisory Services Inc. | 57,847 | $798.3K | 0.18% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 56,135 | $774.7K | 0.00% | +42,190+302.5% | Added |
| Steward Partners Investment Advisory, LLC | 55,650 | $768.0K | 0.01% | +296+0.5% | Added |
| 9258 Wealth Management, LLC | 53,188 | $734.0K | 0.14% | −1,231−2.3% | Reduced |
| Focused Wealth Management, Inc | 53,063 | $732.3K | 0.13% | +1,819+3.5% | Added |
| 1832 Asset Management L.P. | 52,855 | $729.4K | 0.00% | −3,465−6.2% | Reduced |
| Karpus Management, Inc. | 48,528 | $669.7K | 0.02% | +48,528 | New |
| Raymond James Trust N.A. | 46,938 | $648.0K | 0.02% | −2,000−4.1% | Reduced |
| Bank of Montreal | 41,666 | $642.9K | 0.00% | −16,611−28.5% | Reduced |
| Samalin Investment Counsel, LLC | 46,530 | $642.1K | 0.35% | +7,347+18.8% | Added |
| David J Yvars Group | 45,148 | $620.8K | 0.51% | +555+1.2% | Added |
| The PNC Financial Services Group, Inc. | 44,262 | $610.8K | 0.00% | 00.0% | Unchanged |
| Stolper Co | 42,642 | $588.0K | 0.25% | −1,029−2.4% | Reduced |
| Coastal Investment Advisors, Inc. | 42,399 | $585.1K | 0.13% | −435−1.0% | Reduced |
| Independent Financial Group, LLC | 40,311 | $556.3K | 0.04% | −20,449−33.7% | Reduced |
| GWM Advisors LLC | 38,732 | $534.5K | 0.01% | −1,790−4.4% | Reduced |
| Envestnet Asset Management Inc | 38,286 | $528.3K | 0.00% | −720−1.8% | Reduced |
| First Trust Advisors LP | 35,953 | $496.2K | 0.00% | +1,256+3.6% | Added |
| First Republic Investment Management, Inc. | 35,837 | $494.6K | 0.00% | −4,934−12.1% | Reduced |
| 1776 Wealth LLC | 35,406 | $488.6K | 0.26% | +3,622+11.4% | Added |
| SOL Capital Management CO | 32,402 | $447.0K | 0.07% | +21+0.1% | Added |
| Atria Wealth Solutions, Inc. | 31,218 | $430.8K | 0.01% | +134+0.4% | Added |
| Susquehanna International Group, LLP | 31,048 | $428.5K | 0.00% | +19,798+176.0% | Added |
| Mercer Global Advisors Inc | 30,915 | $427.0K | 0.00% | +361+1.2% | Added |
| Sigma Planning Corp | 30,487 | $420.7K | 0.02% | +1,811+6.3% | Added |
| Baird Financial Group, Inc. | 29,998 | $414.0K | 0.00% | −101,259−77.1% | Reduced |
| International Assets Investment Management, LLC | 28,709 | $396.2K | 0.05% | +3,097+12.1% | Added |
| Uncommon Cents Investing LLC | 27,264 | $376.2K | 0.13% | +320+1.2% | Added |
| Kestra Advisory Services, LLC | 26,558 | $366.5K | 0.00% | +294+1.1% | Added |
| Northern Trust Corp | 24,798 | $342.2K | 0.00% | +437+1.8% | Added |
| Mariner, LLC | 24,763 | $341.7K | 0.00% | +24,763 | New |
| Alpha DNA Investment Management LLC | 24,400 | $336.7K | 0.19% | 00.0% | Unchanged |
| Brown Advisory Inc | 23,321 | $321.8K | 0.00% | +1,099+4.9% | Added |
| Tradition Wealth Management, LLC | 22,885 | $316.0K | 0.04% | +20+0.1% | Added |
| Avestar Capital, LLC | 22,800 | $314.6K | 0.05% | −2,000−8.1% | Reduced |
| Americana Partners, LLC | 19,430 | $268.1K | 0.03% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 19,195 | $264.9K | 0.00% | +964+5.3% | Added |
| Creative Planning | 18,665 | $257.6K | 0.00% | −6,086−24.6% | Reduced |
| North Star Asset Management Inc | 18,419 | $254.2K | 0.01% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 17,900 | $247.0K | 0.08% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 17,225 | $237.7K | 0.13% | −357−2.0% | Reduced |
| Kovack Advisors, Inc. | 17,175 | $237.0K | 0.03% | −374−2.1% | Reduced |
| Level Four Advisory Services, LLC | 17,087 | $235.8K | 0.01% | +3,528+26.0% | Added |
| Truist Financial Corp | 16,922 | $233.5K | 0.00% | −138−0.8% | Reduced |
| Apollon Wealth Management, LLC | 16,491 | $227.6K | 0.01% | 00.0% | Unchanged |