Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +4 vs. Q1 2021
- Shares held
- 31.9M
- +42.1K (+0.1%) vs. Q1 2021
- Total value
- $618.6M
- +$42.3M (+7.3%) vs. Q1 2021
- New holders
- 19
- 64 more added
- Sold out
- 15
- 52 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,692,295 | $108.0M | 0.01% | −469,398−7.6% | Reduced |
| Bank of America Corp | 3,930,474 | $74.6M | 0.01% | +252,504+6.9% | Added |
| Parametric Portfolio Associates LLC | 2,575,848 | $48.9M | 0.03% | +85,920+3.5% | Added |
| Wells Fargo & Company | 2,170,694 | $41.2M | 0.01% | +51,382+2.4% | Added |
| Raymond James & Associates | 1,536,036 | $29.1M | 0.03% | +10,493+0.7% | Added |
| Advisors Asset Management, Inc. | 778,111 | $28.7M | 0.42% | +49,449+6.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,286,435 | $24.4M | 0.05% | −41,985−3.2% | Reduced |
| UBS Group AG | 1,274,336 | $24.2M | 0.01% | +69,672+5.8% | Added |
| Cornerstone Advisors, LLC | 1,244,506 | $23.6M | 1.39% | +551,038+79.5% | Added |
| Cohen & Steers, Inc. | 645,774 | $12.3M | 0.02% | −88,816−12.1% | Reduced |
| Royal Bank of Canada | 613,356 | $11.6M | 0.00% | −3,640−0.6% | Reduced |
| Stifel Financial Corp | 584,681 | $11.1M | 0.02% | +51,642+9.7% | Added |
| Blue Bell Private Wealth Management, LLC | 460,938 | $8.74M | 2.55% | −30,225−6.2% | Reduced |
| 1832 Asset Management L.P. | 429,297 | $8.11M | 0.02% | +48,371+12.7% | Added |
| Janney Montgomery Scott LLC | 376,369 | $7.14M | 0.03% | −5,743−1.5% | Reduced |
| LPL Financial LLC | 348,940 | $6.62M | 0.01% | +18,795+5.7% | Added |
| Punch & Associates Investment Management, Inc. | 345,202 | $6.55M | 0.37% | −62,937−15.4% | Reduced |
| Lazard Asset Management LLC | 318,210 | $6.04M | 0.01% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 307,780 | $5.84M | 0.28% | −2,000−0.6% | Reduced |
| Waterfront Wealth Inc. | 283,871 | $5.38M | 2.55% | +34,781+14.0% | Added |
| Rothschild Investment Corp | 269,760 | $5.12M | 0.41% | +9,594+3.7% | Added |
| Frontier Wealth Management LLC | 248,587 | $4.72M | 0.33% | +12,792+5.4% | Added |
| Northwestern Mutual Wealth Management Co | 244,973 | $4.65M | 0.01% | −77,358−24.0% | Reduced |
| Shaker Financial Services, LLC | 237,260 | $4.50M | 1.67% | +9,913+4.4% | Added |
| D.A. Davidson & Co. | 223,034 | $4.23M | 0.05% | +6,267+2.9% | Added |
| Guggenheim Capital LLC | 221,274 | $4.20M | 0.02% | −1,994−0.9% | Reduced |
| Atlantic Union Bankshares Corp | 207,900 | $3.94M | 0.38% | +3,770+1.8% | Added |
| General American Investors Co Inc | 197,358 | $3.74M | 0.31% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 195,614 | $3.71M | 0.31% | −4,519−2.3% | Reduced |
| Menlo Advisors LLC | 193,189 | $3.66M | 1.98% | −3,609−1.8% | Reduced |
| Rockefeller Capital Management L.P. | 177,313 | $3.36M | 0.02% | +8,088+4.8% | Added |
| Oppenheimer & Co Inc | 175,540 | $3.33M | 0.06% | −8,397−4.6% | Reduced |
| Commonwealth Equity Services, LLC | 174,196 | $3.30M | 0.01% | +12,193+7.5% | Added |
| Cadence Wealth Management LLC | 173,572 | $3.29M | 2.78% | +2,915+1.7% | Added |
| RB Capital Management, LLC | 141,588 | $2.69M | 1.04% | +3,561+2.6% | Added |
| Bank of Montreal | 125,294 | $2.64M | 0.00% | −21,350−14.6% | Reduced |
| Advisor Group Holdings, Inc. | 131,470 | $2.50M | 0.01% | +17,568+15.4% | Added |
| Financial Advocates Investment Management | 127,065 | $2.41M | 0.17% | −22,985−15.3% | Reduced |
| Quantedge Capital Pte Ltd | 126,988 | $2.41M | 1.15% | −57,700−31.2% | Reduced |
| Gabelli Funds LLC | 126,700 | $2.40M | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 122,639 | $2.33M | 0.02% | +2,527+2.1% | Added |
| Baird Financial Group, Inc. | 118,342 | $2.25M | 0.01% | +531+0.5% | Added |
| Matisse Capital | 114,207 | $2.17M | 0.69% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 99,265 | $1.88M | 0.10% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 83,603 | $1.59M | 0.43% | −1,490−1.8% | Reduced |
| Boenning & Scattergood, Inc. | 83,317 | $1.58M | 0.28% | +909+1.1% | Added |
| Atlas Private Wealth Advisors | 82,735 | $1.57M | 0.85% | −415−0.5% | Reduced |
| Thrivent Financial for Lutherans | 80,834 | $1.53M | 0.00% | −52,690−39.5% | Reduced |
| Miracle Mile Advisors, LLC | 78,849 | $1.50M | 0.08% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 73,766 | $1.40M | 0.02% | −3,766−4.9% | Reduced |
| Polar Asset Management Partners Inc. | 59,028 | $1.12M | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 56,314 | $1.07M | 0.00% | +14,260+33.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 56,182 | $1.07M | 0.05% | −1,181−2.1% | Reduced |
| Lokken Investment Group LLC | 51,417 | $975.0K | 0.79% | −566−1.1% | Reduced |
| 9258 Wealth Management, LLC | 50,943 | $966.0K | 0.26% | +1,934+3.9% | Added |
| Wedbush Securities Inc | 50,167 | $952.0K | 0.04% | +1,226+2.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 49,474 | $939.0K | 0.00% | +4,097+9.0% | Added |
| Raymond James Trust N.A. | 49,051 | $930.0K | 0.03% | −917−1.8% | Reduced |
| Wolverine Asset Management LLC | 48,652 | $922.0K | 0.01% | −48,220−49.8% | Reduced |
| CSS LLC | 47,767 | $906.0K | 0.05% | −3,000−5.9% | Reduced |
| Walleye Capital LLC | 45,818 | $869.0K | 0.03% | +5,904+14.8% | Added |
| Stratos Wealth Partners, LTD. | 42,580 | $808.0K | 0.02% | −1,375−3.1% | Reduced |
| Envestnet Asset Management Inc | 41,779 | $793.0K | 0.00% | −3,490−7.7% | Reduced |
| 1776 Wealth LLC | 39,253 | $745.0K | 0.42% | +1,723+4.6% | Added |
| First Trust Advisors LP | 38,507 | $730.0K | 0.00% | +1,370+3.7% | Added |
| ProVise Management Group, LLC | 36,593 | $694.0K | 0.07% | +1,100+3.1% | Added |
| Stolper Co | 35,494 | $673.0K | 0.32% | +45+0.1% | Added |
| First Republic Investment Management, Inc. | 34,827 | $661.0K | 0.00% | −7,374−17.5% | Reduced |
| Accel Wealth Management | 34,197 | $649.0K | 0.43% | +13,804+67.7% | Added |
| Shepherd Kaplan Krochuk, LLC | 33,950 | $644.0K | 0.23% | −200−0.6% | Reduced |
| Cetera Advisor Networks LLC | 32,551 | $617.0K | 0.01% | −1,285−3.8% | Reduced |
| North Star Asset Management Inc | 31,719 | $602.0K | 0.03% | −4,695−12.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 31,310 | $594.0K | 0.01% | −11,054−26.1% | Reduced |
| David J Yvars Group | 30,735 | $582.0K | 0.33% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 27,998 | $531.0K | 0.34% | −2,301−7.6% | Reduced |
| Brown Advisory Inc | 27,767 | $527.0K | 0.00% | +488+1.8% | Added |
| Sigma Planning Corp | 27,633 | $524.0K | 0.02% | +345+1.3% | Added |
| Northern Trust Corp | 27,122 | $515.0K | 0.00% | −15,588−36.5% | Reduced |
| Mercer Global Advisors Inc | 26,137 | $496.0K | 0.00% | +696+2.7% | Added |
| National Asset Management, Inc. | 23,592 | $448.0K | 0.01% | +23,592 | New |
| Coastal Investment Advisors, Inc. | 23,295 | $442.0K | 0.10% | +941+4.2% | Added |
| Creative Planning | 22,807 | $433.0K | 0.00% | +8,676+61.4% | Added |
| The PNC Financial Services Group, Inc. | 22,678 | $431.0K | 0.00% | +29+0.1% | Added |
| Jaffetilchin Investment Partners, LLC | 22,227 | $409.0K | 0.03% | +5,168+30.3% | Added |
| IHT Wealth Management, LLC | 21,143 | $401.0K | 0.03% | +21,143 | New |
| Benchmark Wealth Management, LLC | 20,436 | $388.0K | 0.27% | +1,212+6.3% | Added |
| Orion Portfolio Solutions, LLC | 20,025 | $380.0K | 0.01% | −132−0.7% | Reduced |
| Uncommon Cents Investing LLC | 19,743 | $375.0K | 0.15% | +320+1.6% | Added |
| Independent Financial Group, LLC | 19,714 | $374.0K | 0.04% | −4,833−19.7% | Reduced |
| Proequities, Inc. | 19,269 | $366.0K | 0.02% | −436−2.2% | Reduced |
| Park Avenue Securities LLC | 19,182 | $364.0K | 0.01% | −786−3.9% | Reduced |
| Kestra Advisory Services, LLC | 19,165 | $364.0K | 0.00% | +732+4.0% | Added |
| SOL Capital Management CO | 18,950 | $359.0K | 0.07% | +5,450+40.4% | Added |
| Redmond Asset Management, LLC | 18,270 | $347.0K | 0.10% | 00.0% | Unchanged |
| Virtu Financial LLC | 17,238 | $327.0K | 0.03% | +17,238 | New |
| Stephens Inc | 16,927 | $321.0K | 0.00% | −617−3.5% | Reduced |
| Whitener Capital Management, Inc. | 16,934 | $321.0K | 0.13% | +260+1.6% | Added |
| Bulldog Investors, LLP | 16,700 | $317.0K | 0.08% | 00.0% | Unchanged |
| Truist Financial Corp | 16,501 | $313.0K | 0.00% | +5,304+47.4% | Added |
| Beach Investment Counsel Inc | 15,989 | $303.0K | 0.03% | +15,989 | New |