Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +4 vs. Q1 2021
- Shares held
- 31.9M
- +42.1K (+0.1%) vs. Q1 2021
- Total value
- $618.6M
- +$42.3M (+7.3%) vs. Q1 2021
- New holders
- 19
- 64 more added
- Sold out
- 15
- 52 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Wealth Planning Services, Inc. | 15,363 | $291.0K | 0.07% | −479−3.0% | Reduced |
| Mid Atlantic Financial Management Inc | 15,350 | $291.0K | 0.02% | +15,350 | New |
| We Are One Seven, LLC | 14,221 | $270.0K | 0.04% | −443−3.0% | Reduced |
| Walleye Trading LLC | 13,678 | $259.0K | 0.01% | −1,794−11.6% | Reduced |
| Coastline Trust Co | 13,474 | $256.0K | 0.03% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 13,937 | $248.0K | 0.05% | −1,028−6.9% | Reduced |
| Kestra Private Wealth Services, LLC | 13,021 | $247.0K | 0.02% | +28+0.2% | Added |
| Saba Capital Management, L.P. | 12,973 | $246.0K | 0.01% | −124,084−90.5% | Reduced |
| Fca Corp | 12,977 | $246.0K | 0.07% | +160+1.2% | Added |
| Cetera Investment Advisers | 12,979 | $246.0K | 0.00% | +12,979 | New |
| Moors & Cabot, Inc. | 12,939 | $245.0K | 0.02% | +208+1.6% | Added |
| US Bancorp | 12,823 | $243.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 12,746 | $242.0K | 0.02% | 00.0% | Unchanged |
| People's United Financial, Inc. | 12,744 | $242.0K | 0.01% | +31+0.2% | Added |
| HBK Sorce Advisory LLC | 12,067 | $229.0K | 0.01% | +179+1.5% | Added |
| MBA Advisors LLC | 12,000 | $228.0K | 0.17% | −2,000−14.3% | Reduced |
| LaFleur & Godfrey LLC | 12,020 | $228.0K | 0.03% | −107−0.9% | Reduced |
| Hochman Cole Investment Advisors, Inc. | 11,466 | $218.0K | 0.09% | −21−0.2% | Reduced |
| Harborview Advisors, LLC | 11,014 | $209.0K | 0.12% | −641−5.5% | Reduced |
| First Financial Bank - Trust Division | 10,899 | $207.0K | 0.02% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 10,900 | $207.0K | 0.06% | +10,900 | New |
| Mascoma Wealth Management LLC | 10,717 | $203.0K | 0.09% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 10,695 | $203.0K | 0.04% | 00.0% | Unchanged |
| Tiaa, FSB | 10,696 | $203.0K | 0.00% | +10,696 | New |
| Bessemer Group Inc | 10,486 | $199.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,512 | $199.0K | 0.00% | +10,512 | New |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $194.0K | 0.03% | 00.0% | Unchanged |
| Douglass Winthrop Advisors, LLC | 10,000 | $190.0K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 10,000 | $190.0K | 0.00% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 8,676 | $165.0K | 0.06% | +8,676 | New |
| Sittner & Nelson, LLC | 8,430 | $160.0K | 0.11% | +135+1.6% | Added |
| North Star Investment Management Corp. | 6,125 | $116.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 6,000 | $113.0K | 0.05% | −2,134−26.2% | Reduced |
| HHM Wealth Advisors, LLC | 5,651 | $107.0K | 0.03% | +90+1.6% | Added |
| Citigroup Inc | 5,226 | $99.0K | 0.00% | −485−8.5% | Reduced |
| Reilly Financial Advisors, LLC | 4,961 | $94.0K | 0.01% | +80+1.6% | Added |
| Geneos Wealth Management Inc. | 3,372 | $64.0K | 0.00% | +53+1.6% | Added |
| Gradient Investments LLC | 3,346 | $63.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 3,009 | $57.0K | 0.02% | +48+1.6% | Added |
| Kings Point Capital Management | 1,935 | $37.0K | 0.00% | +31+1.6% | Added |
| Sargent Bickham Lagudis LLC | 1,905 | $36.0K | 0.00% | +792+71.2% | Added |
| Spire Wealth Management | 1,691 | $32.0K | 0.00% | −537−24.1% | Reduced |
| Pinnacle Bancorp, Inc. | 1,710 | $32.0K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,700 | $32.0K | 0.02% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 1,200 | $23.0K | 0.02% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,066 | $21.0K | 0.01% | +1,066 | New |
| CNB Bank | 1,038 | $20.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 955 | $18.0K | 0.00% | +6+0.6% | Added |
| Bogart Wealth, LLC | 765 | $15.0K | 0.00% | +765 | New |
| Fifth Third Bancorp | 675 | $13.0K | 0.00% | +675 | New |
| Creative Financial Designs Inc | 706 | $13.0K | 0.00% | +706 | New |
| First Horizon Corp | 650 | $12.0K | 0.00% | +650 | New |
| Eagle Bay Advisors LLC | 570 | $11.0K | 0.01% | +570 | New |
| American Portfolios Advisors | 470 | $8.91K | 0.00% | +8+1.7% | Added |
| TFC Financial Management | 432 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 325 | $6.00K | 0.00% | +325 | New |
| Hudock, Inc. | 279 | $5.00K | 0.00% | +5+1.8% | Added |
| Carroll Financial Associates, Inc. | 266 | $5.00K | 0.00% | +4+1.5% | Added |
| Tradewinds Capital Management, LLC | 261 | $5.00K | 0.00% | +261 | New |
| Global Retirement Partners, LLC | 141 | $3.00K | 0.00% | +2+1.4% | Added |
| Clearview Wealth Advisors LLC | 183 | $3.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 102 | $2.00K | 0.00% | −879−89.6% | Reduced |
| Key Financial Inc | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 3 | $0 | 0.00% | +3 | New |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −125,190−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −70,758−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −32,285−100.0% | Sold out |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −12,646−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −11,847−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −11,954−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −10,091−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −8,038−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −7,911−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −3,934−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −1,663−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −916−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −495−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |