Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +14 vs. Q3 2022
- Shares held
- 27.7M
- +624.8K (+2.3%) vs. Q3 2022
- Total value
- $366.8M
- +$16.9M (+4.8%) vs. Q3 2022
- New holders
- 23
- 60 more added
- Sold out
- 9
- 47 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,252,426 | $69.6M | 0.01% | −795,600−13.2% | Reduced |
| Bank of America Corp | 4,226,695 | $56.0M | 0.01% | +97,313+2.4% | Added |
| Wells Fargo & Company | 1,909,326 | $25.3M | 0.01% | +490,209+34.5% | Added |
| Raymond James & Associates | 1,789,487 | $23.7M | 0.02% | +22,653+1.3% | Added |
| UBS Group AG | 1,580,017 | $21.0M | 0.01% | −50,225−3.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,510,640 | $20.0M | 0.04% | −14,697−1.0% | Reduced |
| Royal Bank of Canada | 981,028 | $13.0M | 0.00% | +63,367+6.9% | Added |
| Advisors Asset Management, Inc. | 736,354 | $9.76M | 0.20% | −6,356−0.9% | Reduced |
| LPL Financial LLC | 724,182 | $9.60M | 0.01% | +18,337+2.6% | Added |
| Stifel Financial Corp | 604,413 | $8.01M | 0.01% | +35,601+6.3% | Added |
| Shaker Financial Services, LLC | 502,250 | $6.66M | 3.12% | +444,250+765.9% | Added |
| Janney Montgomery Scott LLC | 460,692 | $6.11M | 0.02% | +20,120+4.6% | Added |
| Guggenheim Capital LLC | 382,165 | $5.07M | 0.04% | +15,470+4.2% | Added |
| Captrust Financial Advisors | 358,944 | $4.76M | 0.02% | +34,021+10.5% | Added |
| Blue Bell Private Wealth Management, LLC | 246,723 | $3.27M | 1.07% | −17,107−6.5% | Reduced |
| Waterfront Wealth Inc. | 223,392 | $3.21M | 1.10% | −62,294−21.8% | Reduced |
| Lazard Asset Management LLC | 238,575 | $3.16M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 229,671 | $3.04M | 0.01% | −26,482−10.3% | Reduced |
| D.A. Davidson & Co. | 210,395 | $2.79M | 0.03% | −24,894−10.6% | Reduced |
| General American Investors Co Inc | 205,877 | $2.73M | 0.27% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 194,737 | $2.58M | 0.01% | +7,492+4.0% | Added |
| Advisor Group Holdings, Inc. | 186,939 | $2.48M | 0.01% | +60,333+47.7% | Added |
| Menlo Advisors LLC | 180,789 | $2.40M | 1.80% | +490+0.3% | Added |
| Atlantic Union Bankshares Corp | 178,463 | $2.37M | 0.25% | −20,026−10.1% | Reduced |
| Centaurus Financial, Inc. | 174,878 | $2.32M | 0.22% | −3,527−2.0% | Reduced |
| RB Capital Management, LLC | 154,275 | $2.05M | 0.75% | +626+0.4% | Added |
| Oppenheimer & Co Inc | 147,279 | $1.95M | 0.04% | −13,015−8.1% | Reduced |
| HighTower Advisors, LLC | 145,289 | $1.93M | 0.00% | +113,579+358.2% | Added |
| Rothschild Investment Corp | 140,725 | $1.87M | 0.17% | −172,534−55.1% | Reduced |
| Cetera Investment Advisers | 130,858 | $1.74M | 0.02% | +63,499+94.3% | Added |
| Baird Financial Group, Inc. | 128,091 | $1.70M | 0.00% | +7,720+6.4% | Added |
| Gabelli Funds LLC | 127,858 | $1.70M | 0.01% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 90,926 | $1.54M | 0.25% | +4,224+4.9% | Added |
| SeaCrest Wealth Management, LLC | 113,529 | $1.51M | 0.22% | +24,384+27.4% | Added |
| Accel Wealth Management | 110,812 | $1.47M | 0.70% | +6,506+6.2% | Added |
| Financial Advocates Investment Management | 95,391 | $1.26M | 0.10% | −10,078−9.6% | Reduced |
| Weiss Asset Management LP | 95,218 | $1.26M | 0.06% | +95,218 | New |
| Benjamin F. Edwards & Company, Inc. | 82,083 | $1.09M | 0.05% | +1,334+1.7% | Added |
| Atria Investments LLC | 79,961 | $1.06M | 0.02% | −1,865−2.3% | Reduced |
| Kennedy Investment Group | 79,312 | $1.05M | 0.67% | +79,312 | New |
| Elequin Capital LP | 77,104 | $1.02M | 0.29% | +77,104 | New |
| Mraz, Amerine & Associates, Inc. | 70,676 | $937.2K | 0.22% | −1,094−1.5% | Reduced |
| Bank of Montreal | 62,594 | $917.6K | 0.00% | +25,318+67.9% | Added |
| Wedbush Securities Inc | 68,882 | $913.0K | 0.05% | −5,183−7.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 68,192 | $904.2K | 0.00% | −516−0.8% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $868.1K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 64,642 | $857.0K | 0.00% | −2,469−3.7% | Reduced |
| Polar Asset Management Partners Inc. | 61,575 | $816.5K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 60,420 | $801.2K | 0.43% | −19,286−24.2% | Reduced |
| All Season Financial Advisors, Inc. | 57,281 | $759.5K | 0.67% | +461+0.8% | Added |
| 1832 Asset Management L.P. | 56,665 | $751.4K | 0.00% | +540+1.0% | Added |
| Raymond James Trust N.A. | 56,177 | $745.0K | 0.03% | +1,906+3.5% | Added |
| Landscape Capital Management, L.L.C. | 55,716 | $738.8K | 0.11% | +55,716 | New |
| Wolverine Asset Management LLC | 55,533 | $736.4K | 0.01% | +2,810+5.3% | Added |
| 9258 Wealth Management, LLC | 55,508 | $736.0K | 0.16% | −190−0.3% | Reduced |
| Lokken Investment Group LLC | 55,366 | $734.2K | 0.58% | −389−0.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 53,792 | $713.3K | 0.01% | +2,103+4.1% | Added |
| Stolper Co | 46,331 | $614.0K | 0.27% | −673−1.4% | Reduced |
| The PNC Financial Services Group, Inc. | 44,262 | $586.9K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 41,456 | $549.7K | 0.13% | +1,357+3.4% | Added |
| Independent Financial Group, LLC | 41,186 | $546.1K | 0.05% | +3,059+8.0% | Added |
| First Republic Investment Management, Inc. | 40,360 | $535.2K | 0.00% | +832+2.1% | Added |
| Bluefin Capital Management, LLC | 39,396 | $522.4K | 0.09% | −3,002−7.1% | Reduced |
| GWM Advisors LLC | 40,484 | $517.3K | 0.01% | +2,727+7.2% | Added |
| David J Yvars Group | 38,550 | $511.4K | 0.64% | +1,785+4.9% | Added |
| First Trust Advisors LP | 34,649 | $459.4K | 0.00% | 00.0% | Unchanged |
| Cascade Investment Group, Inc. | 33,559 | $445.0K | 0.46% | +33,559 | New |
| SOL Capital Management CO | 33,157 | $439.7K | 0.08% | +6,763+25.6% | Added |
| Atria Wealth Solutions, Inc. | 33,102 | $438.9K | 0.01% | −1,745−5.0% | Reduced |
| Envestnet Asset Management Inc | 32,719 | $433.9K | 0.00% | −637−1.9% | Reduced |
| Samalin Investment Counsel, LLC | 31,552 | $418.4K | 0.26% | +1,894+6.4% | Added |
| 1776 Wealth LLC | 31,545 | $418.0K | 0.30% | −4,149−11.6% | Reduced |
| Mercer Global Advisors Inc | 30,052 | $398.0K | 0.00% | −110.0% | Reduced |
| Endowment Wealth Management, Inc. | 29,760 | $394.6K | 0.43% | +3,441+13.1% | Added |
| Sigma Planning Corp | 29,508 | $391.3K | 0.01% | +549+1.9% | Added |
| Uncommon Cents Investing LLC | 26,899 | $356.7K | 0.13% | +1,048+4.1% | Added |
| Kestra Advisory Services, LLC | 26,681 | $353.8K | 0.00% | +3,081+13.1% | Added |
| National Asset Management, Inc. | 26,677 | $353.7K | 0.01% | −4,864−15.4% | Reduced |
| International Assets Investment Management, LLC | 26,112 | $346.2K | 0.04% | +26,112 | New |
| Walleye Capital LLC | 25,152 | $333.5K | 0.01% | −839−3.2% | Reduced |
| Avestar Capital, LLC | 24,800 | $328.8K | 0.07% | +24,800 | New |
| Alpha DNA Investment Management LLC | 24,400 | $323.5K | 0.17% | +24,400 | New |
| Northern Trust Corp | 24,361 | $323.0K | 0.00% | +24,361 | New |
| Tradition Wealth Management, LLC | 23,367 | $310.0K | 0.04% | −1,516−6.1% | Reduced |
| Wealthcare Advisory Partners LLC | 22,807 | $302.4K | 0.01% | −55−0.2% | Reduced |
| Brown Advisory Inc | 22,112 | $293.2K | 0.00% | −1,423−6.0% | Reduced |
| ProVise Management Group, LLC | 22,111 | $293.2K | 0.03% | +22,111 | New |
| HBK Sorce Advisory LLC | 19,616 | $260.0K | 0.01% | +6,311+47.4% | Added |
| Americana Partners, LLC | 19,430 | $257.6K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 18,949 | $251.3K | 0.00% | −4,668−19.8% | Reduced |
| Rockefeller Capital Management L.P. | 18,920 | $250.0K | 0.00% | +1,197+6.8% | Added |
| Creative Planning | 18,585 | $246.4K | 0.00% | −13,901−42.8% | Reduced |
| North Star Asset Management Inc | 18,419 | $244.2K | 0.02% | −1,990−9.8% | Reduced |
| Truist Financial Corp | 18,236 | $241.8K | 0.00% | −31−0.2% | Reduced |
| Kovack Advisors, Inc. | 18,011 | $238.8K | 0.03% | +18,011 | New |
| Redmond Asset Management, LLC | 17,900 | $237.4K | 0.09% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 17,559 | $232.8K | 0.15% | +22+0.1% | Added |
| Csenge Advisory Group | 16,989 | $225.3K | 0.02% | +3,206+23.3% | Added |
| Apollon Wealth Management, LLC | 16,491 | $218.7K | 0.02% | −595−3.5% | Reduced |
| Benchmark Wealth Management, LLC | 15,775 | $209.2K | 0.15% | 00.0% | Unchanged |