Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +14 vs. Q3 2022
- Shares held
- 27.7M
- +624.8K (+2.3%) vs. Q3 2022
- Total value
- $366.8M
- +$16.9M (+4.8%) vs. Q3 2022
- New holders
- 23
- 60 more added
- Sold out
- 9
- 47 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paragon Wealth Strategies, LLC | 0 | $3 | 0.00% | 0 | New |
| Rise Advisors, LLC | 8 | $100 | 0.00% | +1+14.3% | Added |
| Harbor Investment Advisory, LLC | 12 | $159 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 31 | $389 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 105 | $1.00K | 0.00% | +99+1,650.0% | Added |
| Private Advisor Group, LLC | 95,550 | $1.27K | 0.00% | −10,213−9.7% | Reduced |
| Global Retirement Partners, LLC | 164 | $2.17K | 0.00% | +7+4.5% | Added |
| JFS Wealth Advisors, LLC | 193 | $2.56K | 0.00% | +193 | New |
| EverSource Wealth Advisors, LLC | 301 | $3.99K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 355 | $4.70K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 441 | $5.85K | 0.00% | +9+2.1% | Added |
| City State Bank | 431 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 653 | $8.66K | 0.00% | +26+4.1% | Added |
| Raleigh Capital Management Inc. | 760 | $10.1K | 0.01% | +150+24.6% | Added |
| Farther Finance Advisors, LLC | 815 | $10.8K | 0.00% | +815 | New |
| M&R Capital Management Inc | 865 | $11.5K | 0.00% | +18+2.1% | Added |
| Sargent Bickham Lagudis LLC | 920 | $12.2K | 0.00% | +19+2.1% | Added |
| Central Trust Co | 1,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,115 | $14.8K | 0.00% | +815+271.7% | Added |
| US Bancorp | 1,200 | $15.9K | 0.00% | −10,458−89.7% | Reduced |
| Atwood & Palmer Inc | 1,200 | $15.9K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $18.7K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $19.9K | 0.01% | 00.0% | Unchanged |
| Romano Brothers and Company | 1,750 | $23.2K | 0.00% | +1,750 | New |
| AdvisorNet Financial, Inc | 1,850 | $24.5K | 0.00% | 00.0% | Unchanged |
| New Hampshire Trust | 1,890 | $25.1K | 0.01% | +1,890 | New |
| Pathway Financial Advisers, LLC | 2,000 | $26.5K | 0.01% | +2,000 | New |
| McIlrath & Eck, LLC | 2,277 | $30.2K | 0.01% | +46+2.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 2,519 | $33.4K | 0.00% | +2,519 | New |
| Brown, Lisle/Cummings, Inc. | 2,900 | $38.5K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,202 | $42.5K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 3,497 | $46.4K | 0.02% | +74+2.2% | Added |
| Cary Street Partner Investment Advisory LLC | 3,697 | $49.0K | 0.00% | +3,697 | New |
| IFP Advisors, Inc | 3,314 | $54.0K | 0.00% | +201+6.5% | Added |
| JPMorgan Chase & Co | 4,240 | $56.0K | 0.00% | −3,097−42.2% | Reduced |
| Money Concepts Capital Corp | 5,501 | $72.9K | 0.00% | +5,501 | New |
| Spire Wealth Management | 5,595 | $74.0K | 0.00% | +5,595 | New |
| North Star Investment Management Corp. | 6,125 | $81.2K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $92.8K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 7,200 | $95.5K | 0.00% | −6,890−48.9% | Reduced |
| Carolinas Wealth Consulting LLC | 9,144 | $121.2K | 0.03% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,792 | $129.8K | 0.08% | +206+2.1% | Added |
| MBA Advisors LLC | 10,000 | $132.6K | 0.09% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 10,078 | $133.6K | 0.07% | +10,078 | New |
| Formidable Asset Management, LLC | 10,205 | $135.0K | 0.03% | −5,638−35.6% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $136.0K | 0.02% | 00.0% | Unchanged |
| M&T Bank Corp | 10,289 | $136.4K | 0.00% | +46+0.4% | Added |
| TrinityPoint Wealth, LLC | 10,695 | $141.8K | 0.03% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,817 | $143.4K | 0.05% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 10,900 | $144.5K | 0.00% | +185+1.7% | Added |
| First Financial Bank - Trust Division | 10,899 | $145.0K | 0.02% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 11,982 | $158.9K | 0.01% | +11,982 | New |
| LaFleur & Godfrey LLC | 12,020 | $159.4K | 0.03% | 00.0% | Unchanged |
| Cadence Wealth Management LLC | 12,182 | $161.5K | 0.14% | −54,058−81.6% | Reduced |
| Coastline Trust Co | 13,474 | $178.7K | 0.03% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 13,591 | $180.2K | 0.01% | 00.0% | Unchanged |
| Carson Advisory Inc. | 13,784 | $182.8K | 0.18% | +291+2.2% | Added |
| Cetera Advisor Networks LLC | 14,072 | $186.6K | 0.00% | −19,162−57.7% | Reduced |
| Tiaa, FSB | 14,162 | $187.8K | 0.00% | +2,004+16.5% | Added |
| Focused Wealth Management, Inc | 14,267 | $189.2K | 0.04% | −63,058−81.5% | Reduced |
| Fca Corp | 14,594 | $193.5K | 0.08% | +246+1.7% | Added |
| Whitener Capital Management, Inc. | 15,060 | $199.7K | 0.09% | −1,770−10.5% | Reduced |
| Stephens Inc | 15,338 | $203.4K | 0.00% | −1,439−8.6% | Reduced |
| Barrett & Company, Inc. | 15,657 | $207.6K | 0.14% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 15,775 | $209.2K | 0.15% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 16,491 | $218.7K | 0.02% | −595−3.5% | Reduced |
| Csenge Advisory Group | 16,989 | $225.3K | 0.02% | +3,206+23.3% | Added |
| Silverlake Wealth Management LLC | 17,559 | $232.8K | 0.15% | +22+0.1% | Added |
| Redmond Asset Management, LLC | 17,900 | $237.4K | 0.09% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 18,011 | $238.8K | 0.03% | +18,011 | New |
| Truist Financial Corp | 18,236 | $241.8K | 0.00% | −31−0.2% | Reduced |
| North Star Asset Management Inc | 18,419 | $244.2K | 0.02% | −1,990−9.8% | Reduced |
| Creative Planning | 18,585 | $246.4K | 0.00% | −13,901−42.8% | Reduced |
| Rockefeller Capital Management L.P. | 18,920 | $250.0K | 0.00% | +1,197+6.8% | Added |
| Jane Street Group, LLC | 18,949 | $251.3K | 0.00% | −4,668−19.8% | Reduced |
| Americana Partners, LLC | 19,430 | $257.6K | 0.04% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 19,616 | $260.0K | 0.01% | +6,311+47.4% | Added |
| ProVise Management Group, LLC | 22,111 | $293.2K | 0.03% | +22,111 | New |
| Brown Advisory Inc | 22,112 | $293.2K | 0.00% | −1,423−6.0% | Reduced |
| Wealthcare Advisory Partners LLC | 22,807 | $302.4K | 0.01% | −55−0.2% | Reduced |
| Tradition Wealth Management, LLC | 23,367 | $310.0K | 0.04% | −1,516−6.1% | Reduced |
| Northern Trust Corp | 24,361 | $323.0K | 0.00% | +24,361 | New |
| Alpha DNA Investment Management LLC | 24,400 | $323.5K | 0.17% | +24,400 | New |
| Avestar Capital, LLC | 24,800 | $328.8K | 0.07% | +24,800 | New |
| Walleye Capital LLC | 25,152 | $333.5K | 0.01% | −839−3.2% | Reduced |
| International Assets Investment Management, LLC | 26,112 | $346.2K | 0.04% | +26,112 | New |
| National Asset Management, Inc. | 26,677 | $353.7K | 0.01% | −4,864−15.4% | Reduced |
| Kestra Advisory Services, LLC | 26,681 | $353.8K | 0.00% | +3,081+13.1% | Added |
| Uncommon Cents Investing LLC | 26,899 | $356.7K | 0.13% | +1,048+4.1% | Added |
| Sigma Planning Corp | 29,508 | $391.3K | 0.01% | +549+1.9% | Added |
| Endowment Wealth Management, Inc. | 29,760 | $394.6K | 0.43% | +3,441+13.1% | Added |
| Mercer Global Advisors Inc | 30,052 | $398.0K | 0.00% | −110.0% | Reduced |
| 1776 Wealth LLC | 31,545 | $418.0K | 0.30% | −4,149−11.6% | Reduced |
| Samalin Investment Counsel, LLC | 31,552 | $418.4K | 0.26% | +1,894+6.4% | Added |
| Envestnet Asset Management Inc | 32,719 | $433.9K | 0.00% | −637−1.9% | Reduced |
| Atria Wealth Solutions, Inc. | 33,102 | $438.9K | 0.01% | −1,745−5.0% | Reduced |
| SOL Capital Management CO | 33,157 | $439.7K | 0.08% | +6,763+25.6% | Added |
| Cascade Investment Group, Inc. | 33,559 | $445.0K | 0.46% | +33,559 | New |
| First Trust Advisors LP | 34,649 | $459.4K | 0.00% | 00.0% | Unchanged |
| David J Yvars Group | 38,550 | $511.4K | 0.64% | +1,785+4.9% | Added |