Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- −10 vs. Q2 2021
- Shares held
- 31.6M
- −263.5K (−0.8%) vs. Q2 2021
- Total value
- $569.7M
- −$48.9M (−7.9%) vs. Q2 2021
- New holders
- 11
- 85 more added
- Sold out
- 21
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,704,349 | $102.8M | 0.01% | +12,054+0.2% | Added |
| Bank of America Corp | 3,525,048 | $63.5M | 0.01% | −405,426−10.3% | Reduced |
| Parametric Portfolio Associates LLC | 2,785,226 | $50.2M | 0.03% | +209,378+8.1% | Added |
| Wells Fargo & Company | 2,178,062 | $39.2M | 0.01% | +7,368+0.3% | Added |
| Raymond James & Associates | 1,516,870 | $27.3M | 0.02% | −19,166−1.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,433,278 | $25.8M | 0.05% | +146,843+11.4% | Added |
| UBS Group AG | 1,335,839 | $24.1M | 0.01% | +61,503+4.8% | Added |
| Cornerstone Advisors, LLC | 809,039 | $14.6M | 0.85% | −435,467−35.0% | Reduced |
| Advisors Asset Management, Inc. | 784,181 | $14.1M | 0.21% | +6,070+0.8% | Added |
| Royal Bank of Canada | 766,569 | $13.8M | 0.00% | +153,213+25.0% | Added |
| Cohen & Steers, Inc. | 619,903 | $11.2M | 0.02% | −25,871−4.0% | Reduced |
| Stifel Financial Corp | 607,549 | $10.9M | 0.02% | +22,868+3.9% | Added |
| LPL Financial LLC | 484,003 | $8.72M | 0.01% | +135,063+38.7% | Added |
| Blue Bell Private Wealth Management, LLC | 459,177 | $8.29M | 2.43% | −1,761−0.4% | Reduced |
| 1832 Asset Management L.P. | 429,297 | $7.88M | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 379,716 | $6.84M | 0.03% | +3,347+0.9% | Added |
| Punch & Associates Investment Management, Inc. | 348,989 | $6.29M | 0.36% | +3,787+1.1% | Added |
| Lazard Asset Management LLC | 324,050 | $5.84M | 0.01% | +5,840+1.8% | Added |
| Waterfront Wealth Inc. | 317,413 | $5.72M | 2.76% | +33,542+11.8% | Added |
| 1607 Capital Partners, LLC | 302,280 | $5.45M | 0.27% | −5,500−1.8% | Reduced |
| Shaker Financial Services, LLC | 300,394 | $5.41M | 2.17% | +63,134+26.6% | Added |
| Rothschild Investment Corp | 279,670 | $5.04M | 0.42% | +9,910+3.7% | Added |
| Commonwealth Equity Services, LLC | 272,976 | $4.92M | 0.01% | +98,780+56.7% | Added |
| Guggenheim Capital LLC | 261,677 | $4.72M | 0.03% | +40,403+18.3% | Added |
| Frontier Wealth Management LLC | 248,756 | $4.48M | 0.31% | +169+0.1% | Added |
| D.A. Davidson & Co. | 224,350 | $4.04M | 0.05% | +1,316+0.6% | Added |
| Atlantic Union Bankshares Corp | 206,729 | $3.73M | 0.35% | −1,171−0.6% | Reduced |
| General American Investors Co Inc | 197,358 | $3.56M | 0.30% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 195,812 | $3.53M | 0.30% | +198+0.1% | Added |
| Menlo Advisors LLC | 193,212 | $3.48M | 1.84% | +230.0% | Added |
| Rockefeller Capital Management L.P. | 185,558 | $3.34M | 0.02% | +8,245+4.6% | Added |
| Cadence Wealth Management LLC | 175,382 | $3.16M | 3.57% | +1,810+1.0% | Added |
| Private Advisor Group, LLC | 157,148 | $2.83M | 0.02% | +34,509+28.1% | Added |
| Oppenheimer & Co Inc | 152,368 | $2.75M | 0.05% | −23,172−13.2% | Reduced |
| RB Capital Management, LLC | 143,359 | $2.58M | 0.97% | +1,771+1.3% | Added |
| Northwestern Mutual Wealth Management Co | 136,012 | $2.45M | 0.00% | −108,961−44.5% | Reduced |
| Quantedge Capital Pte Ltd | 135,188 | $2.44M | 1.18% | +8,200+6.5% | Added |
| Advisor Group Holdings, Inc. | 133,291 | $2.40M | 0.01% | +1,821+1.4% | Added |
| Gabelli Funds LLC | 126,700 | $2.28M | 0.02% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 124,540 | $2.24M | 0.16% | −2,525−2.0% | Reduced |
| Baird Financial Group, Inc. | 118,730 | $2.14M | 0.01% | +388+0.3% | Added |
| Wolverine Asset Management LLC | 87,605 | $1.58M | 0.02% | +38,953+80.1% | Added |
| Boenning & Scattergood, Inc. | 84,842 | $1.53M | 0.27% | +1,525+1.8% | Added |
| Mraz, Amerine & Associates, Inc. | 83,178 | $1.50M | 0.41% | −425−0.5% | Reduced |
| Atlas Private Wealth Advisors | 82,324 | $1.48M | 0.77% | −411−0.5% | Reduced |
| Miracle Mile Advisors, LLC | 78,849 | $1.42M | 0.07% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 73,832 | $1.33M | 0.02% | +66+0.1% | Added |
| Accel Wealth Management | 71,413 | $1.29M | 0.83% | +37,216+108.8% | Added |
| Polar Asset Management Partners Inc. | 59,028 | $1.06M | 0.01% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 57,535 | $1.04M | 0.06% | −41,730−42.0% | Reduced |
| Invesco Ltd. | 57,503 | $1.04M | 0.00% | +1,189+2.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 55,781 | $1.00M | 0.05% | −401−0.7% | Reduced |
| Kestra Advisory Services, LLC | 53,289 | $960.0K | 0.01% | +34,124+178.1% | Added |
| Lokken Investment Group LLC | 53,088 | $957.0K | 0.76% | +1,671+3.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 50,670 | $913.0K | 0.00% | +1,196+2.4% | Added |
| Wedbush Securities Inc | 50,628 | $912.0K | 0.04% | +461+0.9% | Added |
| 9258 Wealth Management, LLC | 49,690 | $895.0K | 0.24% | −1,253−2.5% | Reduced |
| Walleye Capital LLC | 49,568 | $893.0K | 0.03% | +3,750+8.2% | Added |
| Raymond James Trust N.A. | 48,468 | $873.0K | 0.03% | −583−1.2% | Reduced |
| Stratos Wealth Partners, LTD. | 45,579 | $821.0K | 0.02% | +2,999+7.0% | Added |
| 1776 Wealth LLC | 44,206 | $797.0K | 0.45% | +4,953+12.6% | Added |
| Steward Partners Investment Advisory, LLC | 42,191 | $760.0K | 0.01% | +10,881+34.8% | Added |
| First Trust Advisors LP | 41,247 | $743.0K | 0.00% | +2,740+7.1% | Added |
| Bank of Montreal | 34,810 | $705.0K | 0.00% | −90,484−72.2% | Reduced |
| Stolper Co | 37,220 | $671.0K | 0.32% | +1,726+4.9% | Added |
| First Republic Investment Management, Inc. | 36,969 | $666.0K | 0.00% | +2,142+6.2% | Added |
| ProVise Management Group, LLC | 35,668 | $643.0K | 0.06% | −925−2.5% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 35,250 | $635.0K | 0.24% | +1,300+3.8% | Added |
| Envestnet Asset Management Inc | 35,011 | $631.0K | 0.00% | −6,768−16.2% | Reduced |
| Cetera Advisor Networks LLC | 34,376 | $619.0K | 0.01% | +1,825+5.6% | Added |
| CSS LLC | 31,767 | $572.0K | 0.03% | −16,000−33.5% | Reduced |
| David J Yvars Group | 30,735 | $559.0K | 0.33% | 00.0% | Unchanged |
| Brown Advisory Inc | 29,242 | $527.0K | 0.00% | +1,475+5.3% | Added |
| Samalin Investment Counsel, LLC | 28,504 | $514.0K | 0.33% | +506+1.8% | Added |
| North Star Asset Management Inc | 28,058 | $506.0K | 0.03% | −3,661−11.5% | Reduced |
| Sigma Planning Corp | 28,038 | $505.0K | 0.02% | +405+1.5% | Added |
| Northern Trust Corp | 27,122 | $489.0K | 0.00% | 00.0% | Unchanged |
| SOL Capital Management CO | 26,033 | $469.0K | 0.09% | +7,083+37.4% | Added |
| Mercer Global Advisors Inc | 25,921 | $467.0K | 0.00% | −216−0.8% | Reduced |
| Coastal Investment Advisors, Inc. | 23,682 | $427.0K | 0.10% | +387+1.7% | Added |
| Creative Planning | 22,770 | $410.0K | 0.00% | −37−0.2% | Reduced |
| The PNC Financial Services Group, Inc. | 22,678 | $410.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 21,401 | $386.0K | 0.01% | −2,191−9.3% | Reduced |
| Uncommon Cents Investing LLC | 20,048 | $361.0K | 0.15% | +305+1.5% | Added |
| Orion Portfolio Solutions, LLC | 19,948 | $359.0K | 0.01% | −77−0.4% | Reduced |
| Park Avenue Securities LLC | 19,711 | $355.0K | 0.01% | +529+2.8% | Added |
| Proequities, Inc. | 19,421 | $350.0K | 0.02% | +152+0.8% | Added |
| Mid Atlantic Financial Management Inc | 19,450 | $350.0K | 0.02% | +4,100+26.7% | Added |
| Independent Financial Group, LLC | 19,222 | $346.4K | 0.04% | −492−2.5% | Reduced |
| Americana Partners, LLC | 18,925 | $341.0K | 0.08% | +18,925 | New |
| Benchmark Wealth Management, LLC | 18,843 | $340.0K | 0.24% | −1,593−7.8% | Reduced |
| Redmond Asset Management, LLC | 18,270 | $329.0K | 0.10% | 00.0% | Unchanged |
| Stephens Inc | 17,270 | $311.0K | 0.00% | +343+2.0% | Added |
| Truist Financial Corp | 17,101 | $308.0K | 0.00% | +600+3.6% | Added |
| Strategic Wealth Advisors Group, LLC | 16,331 | $294.0K | 0.01% | +16,331 | New |
| Pinnacle Wealth Planning Services, Inc. | 15,945 | $287.0K | 0.06% | +582+3.8% | Added |
| Beach Investment Counsel Inc | 15,775 | $284.0K | 0.03% | −214−1.3% | Reduced |
| We Are One Seven, LLC | 14,766 | $280.0K | 0.04% | +545+3.8% | Added |
| Whitener Capital Management, Inc. | 17,290 | $279.0K | 0.13% | +356+2.1% | Added |
| Cetera Investment Advisers | 15,431 | $278.0K | 0.00% | +2,452+18.9% | Added |