Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- −10 vs. Q2 2021
- Shares held
- 31.6M
- −263.5K (−0.8%) vs. Q2 2021
- Total value
- $569.7M
- −$48.9M (−7.9%) vs. Q2 2021
- New holders
- 11
- 85 more added
- Sold out
- 21
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Formidable Asset Management, LLC | 14,221 | $256.0K | 0.05% | +284+2.0% | Added |
| AdvisorNet Financial, Inc | 13,546 | $244.0K | 0.02% | +800+6.3% | Added |
| Coastline Trust Co | 13,474 | $243.0K | 0.03% | 00.0% | Unchanged |
| Fca Corp | 13,161 | $237.0K | 0.07% | +184+1.4% | Added |
| Moors & Cabot, Inc. | 13,177 | $237.0K | 0.01% | +238+1.8% | Added |
| Kestra Private Wealth Services, LLC | 13,054 | $235.0K | 0.01% | +33+0.3% | Added |
| Saba Capital Management, L.P. | 12,973 | $234.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 12,823 | $231.0K | 0.00% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 12,825 | $231.0K | 0.01% | +758+6.3% | Added |
| People's United Financial, Inc. | 12,280 | $221.0K | 0.00% | −464−3.6% | Reduced |
| LaFleur & Godfrey LLC | 12,020 | $217.0K | 0.03% | 00.0% | Unchanged |
| Harborview Advisors, LLC | 11,105 | $200.0K | 0.11% | +91+0.8% | Added |
| First Financial Bank - Trust Division | 10,899 | $196.0K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,817 | $195.0K | 0.08% | +100+0.9% | Added |
| TrinityPoint Wealth, LLC | 10,695 | $193.0K | 0.04% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,652 | $192.0K | 0.00% | +10,652 | New |
| Walleye Trading LLC | 10,399 | $187.0K | 0.00% | −3,279−24.0% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $185.0K | 0.03% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 10,250 | $184.0K | 0.09% | +4,250+70.8% | Added |
| Douglass Winthrop Advisors, LLC | 10,000 | $180.0K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 8,584 | $155.0K | 0.10% | +154+1.8% | Added |
| North Star Investment Management Corp. | 6,125 | $110.0K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,754 | $104.0K | 0.03% | +103+1.8% | Added |
| Reilly Financial Advisors, LLC | 5,052 | $91.0K | 0.01% | +91+1.8% | Added |
| Geneos Wealth Management Inc. | 3,419 | $62.0K | 0.00% | +47+1.4% | Added |
| Carolinas Wealth Consulting LLC | 3,418 | $62.0K | 0.01% | +3,415+113,833.3% | Added |
| Gradient Investments LLC | 3,202 | $58.0K | 0.00% | −144−4.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,065 | $55.0K | 0.02% | +56+1.9% | Added |
| Tucker Asset Management LLC | 2,382 | $45.2K | 0.02% | +2,382 | New |
| Spire Wealth Management | 2,391 | $43.0K | 0.00% | +700+41.4% | Added |
| NEXT Financial Group, Inc | 2,300 | $41.0K | 0.00% | +2,300 | New |
| Sargent Bickham Lagudis LLC | 1,920 | $35.0K | 0.00% | +15+0.8% | Added |
| Trustcore Financial Services, LLC | 1,900 | $34.0K | 0.00% | +1,900 | New |
| Carmichael Hill & Associates, Inc. | 1,700 | $31.0K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $27.0K | 0.01% | +1,503 | New |
| Wealth Quarterback LLC | 1,087 | $20.0K | 0.01% | +21+2.0% | Added |
| CNB Bank | 1,038 | $19.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 962 | $17.0K | 0.00% | +7+0.7% | Added |
| Huntington National Bank | – | $14.0K | 0.00% | – | New |
| Fifth Third Bancorp | 687 | $12.0K | 0.00% | +12+1.8% | Added |
| Koshinski Asset Management, Inc. | 533 | $9.60K | 0.00% | +533 | New |
| American Portfolios Advisors | 478 | $8.62K | 0.00% | +8+1.7% | Added |
| TFC Financial Management | 432 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 400 | $7.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 284 | $5.00K | 0.00% | +5+1.8% | Added |
| Tradewinds Capital Management, LLC | 261 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 199 | $4.00K | 0.00% | −10,287−98.1% | Reduced |
| Carroll Financial Associates, Inc. | 270 | $4.00K | 0.00% | +4+1.5% | Added |
| Citigroup Inc | 192 | $3.00K | 0.00% | −5,034−96.3% | Reduced |
| Global Retirement Partners, LLC | 143 | $3.00K | 0.00% | +2+1.4% | Added |
| Clearview Wealth Advisors LLC | 183 | $3.00K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 143 | $3.00K | 0.00% | +143 | New |
| Key Financial Inc | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Matisse Capital | 0 | $0 | 0.00% | −114,207−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −80,834−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −22,227−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −21,143−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,238−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −16,700−100.0% | Sold out |
| MBA Advisors LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Hochman Cole Investment Advisors, Inc. | 0 | $0 | 0.00% | −11,466−100.0% | Sold out |
| Canal Capital Management, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Tiaa, FSB | 0 | $0 | 0.00% | −10,696−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,512−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −8,676−100.0% | Sold out |
| Kings Point Capital Management | 0 | $0 | 0.00% | −1,935−100.0% | Sold out |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −1,710−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −706−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −570−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| First Horizon Corp | – | – | – | – | Not filed |