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Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q3 2021

Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
157
−10 vs. Q2 2021
Shares held
31.6M
−263.5K (−0.8%) vs. Q2 2021
Total value
$569.7M
−$48.9M (−7.9%) vs. Q2 2021
New holders
11
85 more added
Sold out
21
33 more reduced

1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 157 institutions
Q1 2021: 164 institutionsQ2 2021: 168 institutionsQ3 2021: 157 institutionsQ4 2021: 167 institutionsQ1 2022: 150 institutionsQ2 2022: 145 institutionsQ3 2022: 152 institutionsQ4 2022: 164 institutionsQ1 2023: 167 institutionsQ2 2023: 158 institutionsQ3 2023: 160 institutionsQ4 2023: 166 institutionsQ1 2024: 171 institutionsQ2 2024: 176 institutionsQ3 2024: 183 institutionsQ4 2024: 185 institutionsQ1 2025: 183 institutionsQ2 2025: 188 institutionsQ3 2025: 198 institutionsQ4 2025: 199 institutionsQ1 2026: 202 institutionsQ2 2026: 208 institutions
Value heldQ3 2021: $569.7M
Q1 2021: $576.3MQ2 2021: $618.6MQ3 2021: $569.7MQ4 2021: $613.0MQ1 2022: $478.3MQ2 2022: $398.2MQ3 2022: $350.1MQ4 2022: $366.8MQ1 2023: $370.7MQ2 2023: $381.9MQ3 2023: $369.7MQ4 2023: $431.3MQ1 2024: $455.1MQ2 2024: $443.5MQ3 2024: $482.7MQ4 2024: $501.6MQ1 2025: $470.9MQ2 2025: $510.9MQ3 2025: $565.6MQ4 2025: $582.2MQ1 2026: $601.8MQ2 2026: $717.3M
Institutions holding RVT and their total value by quarter
QuarterHoldersValue
Q2 2026208$717.3M
Q1 2026202$601.8M
Q4 2025199$582.2M
Q3 2025198$565.6M
Q2 2025188$510.9M
Q1 2025183$470.9M
Q4 2024185$501.6M
Q3 2024183$482.7M
Q2 2024176$443.5M
Q1 2024171$455.1M
Q4 2023166$431.3M
Q3 2023160$369.7M
Q2 2023158$381.9M
Q1 2023167$370.7M
Q4 2022164$366.8M
Q3 2022152$350.1M
Q2 2022145$398.2M
Q1 2022150$478.3M
Q4 2021167$613.0M
Q3 2021157$569.7M
Q2 2021168$618.6M
Q1 2021164$576.3M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2021.

Institutions holding RVT in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Harbor Investment Advisory, LLC12$00.00%00.0%Unchanged
Baldrige Asset Management LLC3$00.00%00.0%Unchanged
FMR LLC1$00.00%+1New
Key Financial Inc30$1.00K0.00%00.0%Unchanged
Citigroup Inc192$3.00K0.00%−5,034−96.3%Reduced
Global Retirement Partners, LLC143$3.00K0.00%+2+1.4%Added
Clearview Wealth Advisors LLC183$3.00K0.00%00.0%Unchanged
Zions Bancorporation, N.A.143$3.00K0.00%+143New
Bessemer Group Inc199$4.00K0.00%−10,287−98.1%Reduced
Carroll Financial Associates, Inc.270$4.00K0.00%+4+1.5%Added
Hudock, Inc.284$5.00K0.00%+5+1.8%Added
Tradewinds Capital Management, LLC261$5.00K0.00%00.0%Unchanged
Gemmer Asset Management LLC400$7.00K0.00%00.0%Unchanged
TFC Financial Management432$8.00K0.00%00.0%Unchanged
American Portfolios Advisors478$8.62K0.00%+8+1.7%Added
Koshinski Asset Management, Inc.533$9.60K0.00%+533New
Fifth Third Bancorp687$12.0K0.00%+12+1.8%Added
Huntington National Bank–$14.0K0.00%–New
Harbour Investments, Inc.962$17.0K0.00%+7+0.7%Added
Central Trust Co1,000$18.0K0.00%00.0%Unchanged
CNB Bank1,038$19.0K0.01%00.0%Unchanged
Wealth Quarterback LLC1,087$20.0K0.01%+21+2.0%Added
Hexagon Capital Partners LLC1,503$27.0K0.01%+1,503New
Carmichael Hill & Associates, Inc.1,700$31.0K0.02%00.0%Unchanged
Trustcore Financial Services, LLC1,900$34.0K0.00%+1,900New
Sargent Bickham Lagudis LLC1,920$35.0K0.00%+15+0.8%Added
NEXT Financial Group, Inc2,300$41.0K0.00%+2,300New
Spire Wealth Management2,391$43.0K0.00%+700+41.4%Added
Tucker Asset Management LLC2,382$45.2K0.02%+2,382New
Thomas J. Herzfeld Advisors, Inc.3,065$55.0K0.02%+56+1.9%Added
Gradient Investments LLC3,202$58.0K0.00%−144−4.3%Reduced
Geneos Wealth Management Inc.3,419$62.0K0.00%+47+1.4%Added
Carolinas Wealth Consulting LLC3,418$62.0K0.01%+3,415+113,833.3%Added
Reilly Financial Advisors, LLC5,052$91.0K0.01%+91+1.8%Added
HHM Wealth Advisors, LLC5,754$104.0K0.03%+103+1.8%Added
North Star Investment Management Corp.6,125$110.0K0.01%00.0%Unchanged
Sittner & Nelson, LLC8,584$155.0K0.10%+154+1.8%Added
Douglass Winthrop Advisors, LLC10,000$180.0K0.00%00.0%Unchanged
FNY Investment Advisers, LLC10,250$184.0K0.09%+4,250+70.8%Added
Graves-Light Private Wealth Management, Inc.10,253$185.0K0.03%00.0%Unchanged
Walleye Trading LLC10,399$187.0K0.00%−3,279−24.0%Reduced
Davenport & Co LLC10,652$192.0K0.00%+10,652New
TrinityPoint Wealth, LLC10,695$193.0K0.04%00.0%Unchanged
Mascoma Wealth Management LLC10,817$195.0K0.08%+100+0.9%Added
First Financial Bank - Trust Division10,899$196.0K0.02%00.0%Unchanged
Harborview Advisors, LLC11,105$200.0K0.11%+91+0.8%Added
LaFleur & Godfrey LLC12,020$217.0K0.03%00.0%Unchanged
People's United Financial, Inc.12,280$221.0K0.00%−464−3.6%Reduced
US Bancorp12,823$231.0K0.00%00.0%Unchanged
HBK Sorce Advisory LLC12,825$231.0K0.01%+758+6.3%Added
Saba Capital Management, L.P.12,973$234.0K0.01%00.0%Unchanged
Kestra Private Wealth Services, LLC13,054$235.0K0.01%+33+0.3%Added
Fca Corp13,161$237.0K0.07%+184+1.4%Added
Moors & Cabot, Inc.13,177$237.0K0.01%+238+1.8%Added
Coastline Trust Co13,474$243.0K0.03%00.0%Unchanged
AdvisorNet Financial, Inc13,546$244.0K0.02%+800+6.3%Added
Formidable Asset Management, LLC14,221$256.0K0.05%+284+2.0%Added
Cetera Investment Advisers15,431$278.0K0.00%+2,452+18.9%Added
Whitener Capital Management, Inc.17,290$279.0K0.13%+356+2.1%Added
We Are One Seven, LLC14,766$280.0K0.04%+545+3.8%Added
Beach Investment Counsel Inc15,775$284.0K0.03%−214−1.3%Reduced
Pinnacle Wealth Planning Services, Inc.15,945$287.0K0.06%+582+3.8%Added
Strategic Wealth Advisors Group, LLC16,331$294.0K0.01%+16,331New
Truist Financial Corp17,101$308.0K0.00%+600+3.6%Added
Stephens Inc17,270$311.0K0.00%+343+2.0%Added
Redmond Asset Management, LLC18,270$329.0K0.10%00.0%Unchanged
Benchmark Wealth Management, LLC18,843$340.0K0.24%−1,593−7.8%Reduced
Americana Partners, LLC18,925$341.0K0.08%+18,925New
Independent Financial Group, LLC19,222$346.4K0.04%−492−2.5%Reduced
Proequities, Inc.19,421$350.0K0.02%+152+0.8%Added
Mid Atlantic Financial Management Inc19,450$350.0K0.02%+4,100+26.7%Added
Park Avenue Securities LLC19,711$355.0K0.01%+529+2.8%Added
Orion Portfolio Solutions, LLC19,948$359.0K0.01%−77−0.4%Reduced
Uncommon Cents Investing LLC20,048$361.0K0.15%+305+1.5%Added
National Asset Management, Inc.21,401$386.0K0.01%−2,191−9.3%Reduced
Creative Planning22,770$410.0K0.00%−37−0.2%Reduced
The PNC Financial Services Group, Inc.22,678$410.0K0.00%00.0%Unchanged
Coastal Investment Advisors, Inc.23,682$427.0K0.10%+387+1.7%Added
Mercer Global Advisors Inc25,921$467.0K0.00%−216−0.8%Reduced
SOL Capital Management CO26,033$469.0K0.09%+7,083+37.4%Added
Northern Trust Corp27,122$489.0K0.00%00.0%Unchanged
Sigma Planning Corp28,038$505.0K0.02%+405+1.5%Added
North Star Asset Management Inc28,058$506.0K0.03%−3,661−11.5%Reduced
Samalin Investment Counsel, LLC28,504$514.0K0.33%+506+1.8%Added
Brown Advisory Inc29,242$527.0K0.00%+1,475+5.3%Added
David J Yvars Group30,735$559.0K0.33%00.0%Unchanged
CSS LLC31,767$572.0K0.03%−16,000−33.5%Reduced
Cetera Advisor Networks LLC34,376$619.0K0.01%+1,825+5.6%Added
Envestnet Asset Management Inc35,011$631.0K0.00%−6,768−16.2%Reduced
Shepherd Kaplan Krochuk, LLC35,250$635.0K0.24%+1,300+3.8%Added
ProVise Management Group, LLC35,668$643.0K0.06%−925−2.5%Reduced
First Republic Investment Management, Inc.36,969$666.0K0.00%+2,142+6.2%Added
Stolper Co37,220$671.0K0.32%+1,726+4.9%Added
Bank of Montreal34,810$705.0K0.00%−90,484−72.2%Reduced
First Trust Advisors LP41,247$743.0K0.00%+2,740+7.1%Added
Steward Partners Investment Advisory, LLC42,191$760.0K0.01%+10,881+34.8%Added
1776 Wealth LLC44,206$797.0K0.45%+4,953+12.6%Added
Stratos Wealth Partners, LTD.45,579$821.0K0.02%+2,999+7.0%Added
Raymond James Trust N.A.48,468$873.0K0.03%−583−1.2%Reduced
Walleye Capital LLC49,568$893.0K0.03%+3,750+8.2%Added