Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +13 vs. Q3 2021
- Shares held
- 31.3M
- −280.2K (−0.9%) vs. Q3 2021
- Total value
- $613.0M
- +$43.9M (+7.7%) vs. Q3 2021
- New holders
- 32
- 63 more added
- Sold out
- 19
- 42 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,751,488 | $112.7M | 0.01% | +47,139+0.8% | Added |
| Bank of America Corp | 3,799,848 | $74.4M | 0.01% | +274,800+7.8% | Added |
| Parametric Portfolio Associates LLC | 2,989,923 | $58.6M | 0.03% | +204,697+7.3% | Added |
| Wells Fargo & Company | 1,704,396 | $33.4M | 0.01% | −473,666−21.7% | Reduced |
| Raymond James & Associates | 1,584,288 | $31.0M | 0.03% | +67,418+4.4% | Added |
| UBS Group AG | 1,581,206 | $31.0M | 0.01% | +245,367+18.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,482,051 | $29.0M | 0.05% | +48,773+3.4% | Added |
| Royal Bank of Canada | 895,002 | $17.5M | 0.00% | +128,433+16.8% | Added |
| Advisors Asset Management, Inc. | 781,292 | $15.3M | 0.22% | −2,889−0.4% | Reduced |
| Cohen & Steers, Inc. | 619,903 | $12.1M | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 607,341 | $11.9M | 0.01% | +123,338+25.5% | Added |
| Stifel Financial Corp | 543,195 | $10.6M | 0.01% | −64,354−10.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 470,848 | $9.22M | 0.01% | +470,848 | New |
| 1832 Asset Management L.P. | 429,109 | $8.41M | 0.01% | −1880.0% | Reduced |
| Janney Montgomery Scott LLC | 403,338 | $7.90M | 0.03% | +23,622+6.2% | Added |
| Blue Bell Private Wealth Management, LLC | 373,020 | $7.31M | 1.92% | −86,157−18.8% | Reduced |
| Punch & Associates Investment Management, Inc. | 349,389 | $6.84M | 0.36% | +400+0.1% | Added |
| Waterfront Wealth Inc. | 324,878 | $6.36M | 2.52% | +7,465+2.4% | Added |
| Lazard Asset Management LLC | 324,050 | $6.35M | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 300,498 | $5.89M | 0.03% | +38,821+14.8% | Added |
| Rothschild Investment Corp | 293,488 | $5.75M | 0.45% | +13,818+4.9% | Added |
| Commonwealth Equity Services, LLC | 270,262 | $5.29M | 0.01% | −2,714−1.0% | Reduced |
| Frontier Wealth Management LLC | 252,509 | $4.95M | 0.33% | +3,753+1.5% | Added |
| D.A. Davidson & Co. | 226,605 | $4.44M | 0.05% | +2,255+1.0% | Added |
| General American Investors Co Inc | 205,877 | $4.03M | 0.32% | +8,519+4.3% | Added |
| Atlantic Union Bankshares Corp | 198,066 | $3.88M | 0.33% | −8,663−4.2% | Reduced |
| Rockefeller Capital Management L.P. | 196,072 | $3.84M | 0.02% | +10,514+5.7% | Added |
| Centaurus Financial, Inc. | 189,968 | $3.72M | 0.28% | −5,844−3.0% | Reduced |
| Menlo Advisors LLC | 188,456 | $3.69M | 1.83% | −4,756−2.5% | Reduced |
| Cadence Wealth Management LLC | 178,893 | $3.50M | 3.85% | +3,511+2.0% | Added |
| Oppenheimer & Co Inc | 151,717 | $2.97M | 0.05% | −651−0.4% | Reduced |
| RB Capital Management, LLC | 146,568 | $2.87M | 0.90% | +3,209+2.2% | Added |
| Advisor Group Holdings, Inc. | 127,854 | $2.50M | 0.00% | −5,437−4.1% | Reduced |
| Gabelli Funds LLC | 126,700 | $2.48M | 0.02% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 123,733 | $2.42M | 0.01% | +5,003+4.2% | Added |
| Private Advisor Group, LLC | 122,324 | $2.40M | 0.02% | −34,824−22.2% | Reduced |
| Accel Wealth Management | 99,726 | $1.95M | 0.96% | +28,313+39.6% | Added |
| Financial Advocates Investment Management | 99,266 | $1.95M | 0.14% | −25,274−20.3% | Reduced |
| Shaker Financial Services, LLC | 91,480 | $1.79M | 0.63% | −208,914−69.5% | Reduced |
| Boenning & Scattergood, Inc. | 89,659 | $1.76M | 0.28% | +4,817+5.7% | Added |
| Atlas Private Wealth Advisors | 82,324 | $1.61M | 0.75% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 78,849 | $1.54M | 0.06% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 78,759 | $1.54M | 0.00% | −57,253−42.1% | Reduced |
| Mraz, Amerine & Associates, Inc. | 78,668 | $1.54M | 0.40% | −4,510−5.4% | Reduced |
| Brinker Capital Investments, LLC | 72,959 | $1.43M | 0.02% | −873−1.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 62,188 | $1.22M | 0.02% | +19,997+47.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 61,761 | $1.21M | 0.05% | +5,980+10.7% | Added |
| Polar Asset Management Partners Inc. | 61,575 | $1.21M | 0.01% | +2,547+4.3% | Added |
| Quantedge Capital Pte Ltd | 61,388 | $1.20M | 0.51% | −73,800−54.6% | Reduced |
| Wedbush Securities Inc | 58,589 | $1.15M | 0.05% | +7,961+15.7% | Added |
| 1607 Capital Partners, LLC | 56,301 | $1.10M | 0.06% | −245,979−81.4% | Reduced |
| Bank of New York Mellon Corp | 53,658 | $1.05M | 0.00% | +53,658 | New |
| Lokken Investment Group LLC | 53,176 | $1.04M | 0.74% | +88+0.2% | Added |
| 9258 Wealth Management, LLC | 52,544 | $1.03M | 0.24% | +2,854+5.7% | Added |
| Stratos Wealth Partners, LTD. | 49,656 | $973.0K | 0.02% | +4,077+8.9% | Added |
| Invesco Ltd. | 49,341 | $967.0K | 0.00% | −8,162−14.2% | Reduced |
| 1776 Wealth LLC | 48,412 | $948.0K | 0.51% | +4,206+9.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 47,454 | $930.0K | 0.00% | −3,216−6.3% | Reduced |
| Raymond James Trust N.A. | 46,971 | $920.0K | 0.03% | −1,497−3.1% | Reduced |
| 55I, LLC | 44,923 | $880.0K | 0.02% | +44,923 | New |
| City of London Investment Management Co Ltd | 43,035 | $842.0K | 0.05% | −14,500−25.2% | Reduced |
| First Trust Advisors LP | 42,617 | $835.0K | 0.00% | +1,370+3.3% | Added |
| First Republic Investment Management, Inc. | 41,732 | $818.0K | 0.00% | +4,763+12.9% | Added |
| Stolper Co | 40,535 | $794.0K | 0.35% | +3,315+8.9% | Added |
| Bank of Montreal | 34,810 | $706.0K | 0.00% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 35,689 | $699.0K | 0.06% | +21+0.1% | Added |
| Envestnet Asset Management Inc | 33,444 | $655.0K | 0.00% | −1,567−4.5% | Reduced |
| David J Yvars Group | 30,735 | $599.0K | 0.37% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 29,980 | $587.0K | 0.01% | −4,396−12.8% | Reduced |
| Samalin Investment Counsel, LLC | 29,712 | $582.0K | 0.35% | +1,208+4.2% | Added |
| Brown Advisory Inc | 29,441 | $577.0K | 0.00% | +199+0.7% | Added |
| Sigma Planning Corp | 29,447 | $577.0K | 0.02% | +1,409+5.0% | Added |
| Cetera Investment Advisers | 29,455 | $577.0K | 0.01% | +14,024+90.9% | Added |
| Mercer Global Advisors Inc | 28,080 | $550.0K | 0.00% | +2,159+8.3% | Added |
| North Star Asset Management Inc | 27,234 | $534.0K | 0.03% | −824−2.9% | Reduced |
| Northern Trust Corp | 27,122 | $531.0K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 26,732 | $524.0K | 0.12% | +3,050+12.9% | Added |
| All Season Financial Advisors, Inc. | 26,176 | $513.0K | 0.36% | +26,176 | New |
| SOL Capital Management CO | 25,181 | $493.0K | 0.09% | −852−3.3% | Reduced |
| Advisor Resource Council | 24,398 | $478.0K | 0.04% | +24,398 | New |
| Endowment Wealth Management, Inc. | 23,966 | $470.0K | 0.48% | +23,966 | New |
| The PNC Financial Services Group, Inc. | 23,408 | $459.0K | 0.00% | +730+3.2% | Added |
| Creative Planning | 22,860 | $448.0K | 0.00% | +90+0.4% | Added |
| GWM Advisors LLC | 22,394 | $439.0K | 0.01% | +22,394 | New |
| National Asset Management, Inc. | 22,203 | $435.0K | 0.01% | +802+3.7% | Added |
| Whitener Capital Management, Inc. | 20,804 | $407.0K | 0.15% | +3,514+20.3% | Added |
| Proequities, Inc. | 20,253 | $397.0K | 0.02% | +832+4.3% | Added |
| Truist Financial Corp | 19,897 | $390.0K | 0.00% | +2,796+16.3% | Added |
| Uncommon Cents Investing LLC | 19,713 | $386.0K | 0.14% | −335−1.7% | Reduced |
| Orion Portfolio Solutions, LLC | 19,697 | $386.0K | 0.01% | −251−1.3% | Reduced |
| Park Avenue Securities LLC | 19,426 | $381.0K | 0.01% | −285−1.4% | Reduced |
| Americana Partners, LLC | 19,430 | $380.0K | 0.07% | +505+2.7% | Added |
| Independent Financial Group, LLC | 18,327 | $359.0K | 0.03% | −895−4.7% | Reduced |
| Redmond Asset Management, LLC | 18,270 | $358.0K | 0.10% | 00.0% | Unchanged |
| Stephens Inc | 17,541 | $344.0K | 0.01% | +271+1.6% | Added |
| Silverlake Wealth Management LLC | 17,514 | $343.1K | 0.18% | +17,514 | New |
| Kestra Advisory Services, LLC | 16,614 | $325.0K | 0.00% | −36,675−68.8% | Reduced |
| Benchmark Wealth Management, LLC | 16,452 | $322.0K | 0.21% | −2,391−12.7% | Reduced |
| HighTower Advisors, LLC | 16,307 | $321.0K | 0.00% | +16,307 | New |
| Pinnacle Wealth Planning Services, Inc. | 15,897 | $311.0K | 0.06% | −48−0.3% | Reduced |