Skip to main content
Livermore
Livermore
ZHEN

Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q4 2021

Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
167
+13 vs. Q3 2021
Shares held
31.3M
−280.2K (−0.9%) vs. Q3 2021
Total value
$613.0M
+$43.9M (+7.7%) vs. Q3 2021
New holders
32
63 more added
Sold out
19
42 more reduced

3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 167 institutions
Q1 2021: 164 institutionsQ2 2021: 168 institutionsQ3 2021: 157 institutionsQ4 2021: 167 institutionsQ1 2022: 150 institutionsQ2 2022: 145 institutionsQ3 2022: 152 institutionsQ4 2022: 164 institutionsQ1 2023: 167 institutionsQ2 2023: 158 institutionsQ3 2023: 160 institutionsQ4 2023: 166 institutionsQ1 2024: 171 institutionsQ2 2024: 176 institutionsQ3 2024: 183 institutionsQ4 2024: 185 institutionsQ1 2025: 183 institutionsQ2 2025: 188 institutionsQ3 2025: 198 institutionsQ4 2025: 199 institutionsQ1 2026: 202 institutionsQ2 2026: 208 institutions
Value heldQ4 2021: $613.0M
Q1 2021: $576.3MQ2 2021: $618.6MQ3 2021: $569.7MQ4 2021: $613.0MQ1 2022: $478.3MQ2 2022: $398.2MQ3 2022: $350.1MQ4 2022: $366.8MQ1 2023: $370.7MQ2 2023: $381.9MQ3 2023: $369.7MQ4 2023: $431.3MQ1 2024: $455.1MQ2 2024: $443.5MQ3 2024: $482.7MQ4 2024: $501.6MQ1 2025: $470.9MQ2 2025: $510.9MQ3 2025: $565.6MQ4 2025: $582.2MQ1 2026: $601.8MQ2 2026: $717.3M
Institutions holding RVT and their total value by quarter
QuarterHoldersValue
Q2 2026208$717.3M
Q1 2026202$601.8M
Q4 2025199$582.2M
Q3 2025198$565.6M
Q2 2025188$510.9M
Q1 2025183$470.9M
Q4 2024185$501.6M
Q3 2024183$482.7M
Q2 2024176$443.5M
Q1 2024171$455.1M
Q4 2023166$431.3M
Q3 2023160$369.7M
Q2 2023158$381.9M
Q1 2023167$370.7M
Q4 2022164$366.8M
Q3 2022152$350.1M
Q2 2022145$398.2M
Q1 2022150$478.3M
Q4 2021167$613.0M
Q3 2021157$569.7M
Q2 2021168$618.6M
Q1 2021164$576.3M

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2021.

Institutions holding RVT in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Apollon Wealth Management, LLC14,982$293.0K0.02%+14,982New
We Are One Seven, LLC14,716$288.0K0.03%−50−0.3%Reduced
CSS LLC13,767$270.0K0.01%−18,000−56.7%Reduced
AdvisorNet Financial, Inc13,746$269.0K0.02%+200+1.5%Added
Fca Corp13,599$266.0K0.09%+438+3.3%Added
Coastline Trust Co13,474$264.0K0.03%00.0%Unchanged
Kestra Private Wealth Services, LLC13,132$257.0K0.01%+78+0.6%Added
HBK Sorce Advisory LLC12,960$254.0K0.01%+135+1.1%Added
US Bancorp12,823$251.0K0.00%00.0%Unchanged
Moors & Cabot, Inc.12,553$246.0K0.02%−624−4.7%Reduced
LaFleur & Godfrey LLC12,020$235.0K0.03%00.0%Unchanged
Tiaa, FSB11,473$225.0K0.00%+11,473New
Heron Bay Capital Management11,055$217.0K0.11%+11,055New
First Financial Bank - Trust Division10,899$214.0K0.02%00.0%Unchanged
Mascoma Wealth Management LLC10,817$212.0K0.07%00.0%Unchanged
TrinityPoint Wealth, LLC10,695$210.0K0.04%00.0%Unchanged
Wintrust Investments LLC10,594$208.0K0.02%+10,594New
People's United Financial, Inc.10,350$203.0K0.00%−1,930−15.7%Reduced
Graves-Light Private Wealth Management, Inc.10,253$201.0K0.03%00.0%Unchanged
Level Four Advisory Services, LLC10,121$198.0K0.02%+10,121New
Tradition Wealth Management, LLC10,102$198.0K0.02%+10,102New
Douglass Winthrop Advisors, LLC10,000$196.0K0.00%00.0%Unchanged
Carolinas Wealth Consulting LLC9,144$179.0K0.04%+5,726+167.5%Added
Sittner & Nelson, LLC8,954$175.0K0.10%+370+4.3%Added
Confluence Wealth Services, Inc.8,180$160.0K0.05%+8,180New
North Star Investment Management Corp.6,125$120.0K0.01%00.0%Unchanged
HHM Wealth Advisors, LLC6,002$118.0K0.03%+248+4.3%Added
Geneos Wealth Management Inc.5,649$110.0K0.00%+2,230+65.2%Added
Reilly Financial Advisors, LLC5,270$103.0K0.01%+218+4.3%Added
Future Financial Wealth Managment LLC5,000$98.0K0.08%+5,000New
FSB Premier Wealth Management, Inc.4,627$90.0K0.04%+4,627New
American Portfolios Advisors3,732$73.1K0.00%+3,254+680.8%Added
BDO Wealth Advisors, LLC3,680$72.0K0.01%+3,680New
Gradient Investments LLC3,202$63.0K0.00%00.0%Unchanged
Thomas J. Herzfeld Advisors, Inc.3,197$63.0K0.02%+132+4.3%Added
Stephenson National Bank & Trust3,100$61.0K0.04%+3,100New
Assetmark, Inc2,420$47.0K0.00%+2,420New
Eaton Vance Management2,128$42.0K0.00%+2,128New
NEXT Financial Group, Inc2,100$41.0K0.00%−200−8.7%Reduced
Kings Point Capital Management2,055$40.0K0.00%+2,055New
Sargent Bickham Lagudis LLC1,954$38.0K0.00%+34+1.8%Added
Brown, Lisle/Cummings, Inc.1,900$37.2K0.02%+1,900New
Spire Wealth Management1,891$37.0K0.00%−500−20.9%Reduced
Snowden Capital Advisors LLC1,855$36.0K0.00%+1,855New
Carmichael Hill & Associates, Inc.1,700$33.0K0.02%00.0%Unchanged
Hexagon Capital Partners LLC1,503$29.0K0.01%00.0%Unchanged
Atwood & Palmer Inc1,200$24.0K0.00%+1,200New
CNB Bank1,038$20.0K0.01%00.0%Unchanged
Central Trust Co1,000$20.0K0.00%00.0%Unchanged
Huntington National Bank–$15.0K0.00%––
Widmann Financial Services, Inc.636$12.0K0.01%+636New
Koshinski Asset Management, Inc.556$10.9K0.00%+23+4.3%Added
Ahrens Investment Partners LLC500$10.0K0.00%+500New
Harbour Investments, Inc.436$9.00K0.00%−526−54.7%Reduced
TFC Financial Management432$8.00K0.00%00.0%Unchanged
Gemmer Asset Management LLC400$8.00K0.00%00.0%Unchanged
City State Bank422$8.00K0.00%+422New
National Bank of Canada355$7.00K0.00%+355New
Hudock, Inc.296$5.00K0.00%+12+4.2%Added
Carroll Financial Associates, Inc.270$5.00K0.00%00.0%Unchanged
Fifth Third Bancorp29$1.00K0.00%−658−95.8%Reduced
Key Financial Inc31$1.00K0.00%+1+3.3%Added
Rise Advisors, LLC7$1360.00%+7New
FMR LLC1$00.00%00.0%Unchanged
Harbor Investment Advisory, LLC12$00.00%00.0%Unchanged
Baldrige Asset Management LLC3$00.00%00.0%Unchanged
Fortitude Advisory Group L.L.C.4$00.00%+4New
Cornerstone Advisors, LLC0$00.00%−809,039−100.0%Sold out
Wolverine Asset Management LLC0$00.00%−87,605−100.0%Sold out
Walleye Capital LLC0$00.00%−49,568−100.0%Sold out
Shepherd Kaplan Krochuk, LLC0$00.00%−35,250−100.0%Sold out
Strategic Wealth Advisors Group, LLC0$00.00%−16,331−100.0%Sold out
Beach Investment Counsel Inc0$00.00%−15,775−100.0%Sold out
Formidable Asset Management, LLC0$00.00%−14,221−100.0%Sold out
Saba Capital Management, L.P.0$00.00%−12,973−100.0%Sold out
Davenport & Co LLC0$00.00%−10,652−100.0%Sold out
Walleye Trading LLC0$00.00%−10,399−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−10,250−100.0%Sold out
Tucker Asset Management LLC0$00.00%−2,382−100.0%Sold out
Trustcore Financial Services, LLC0$00.00%−1,900−100.0%Sold out
Tradewinds Capital Management, LLC0$00.00%−261−100.0%Sold out
Bessemer Group Inc0$00.00%−199−100.0%Sold out
Citigroup Inc0$00.00%−192−100.0%Sold out
Zions Bancorporation, N.A.0$00.00%−143−100.0%Sold out
Global Retirement Partners, LLC0$00.00%−143−100.0%Sold out
Clearview Wealth Advisors LLC0$00.00%−183−100.0%Sold out
Mid Atlantic Financial Management Inc––––Not filed
Harborview Advisors, LLC––––Not filed
Wealth Quarterback LLC––––Not filed