Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of RVT: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	157	3	167	+13
Shares	31.6M	31.6K	31.3M	−280.2K (−0.9%)
Value	$569.7M	$570.0K	$613.0M	+$43.9M (+7.7%)

3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (32)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to RVT in Q4 2021
Institution	Shares	Value	% of portfolio
Allspring Global Investments Holdings, LLC	470,848	$9.22M	0.01%
Bank of New York Mellon Corp	53,658	$1.05M	0.00%
55I, LLC	44,923	$880.0K	0.02%
All Season Financial Advisors, Inc.	26,176	$513.0K	0.36%
Advisor Resource Council	24,398	$478.0K	0.04%
Endowment Wealth Management, Inc.	23,966	$470.0K	0.48%
GWM Advisors LLC	22,394	$439.0K	0.01%
Silverlake Wealth Management LLC	17,514	$343.1K	0.18%
HighTower Advisors, LLC	16,307	$321.0K	0.00%
Apollon Wealth Management, LLC	14,982	$293.0K	0.02%
Tiaa, FSB	11,473	$225.0K	0.00%
Heron Bay Capital Management	11,055	$217.0K	0.11%
Wintrust Investments LLC	10,594	$208.0K	0.02%
Level Four Advisory Services, LLC	10,121	$198.0K	0.02%
Tradition Wealth Management, LLC	10,102	$198.0K	0.02%
Confluence Wealth Services, Inc.	8,180	$160.0K	0.05%
Future Financial Wealth Managment LLC	5,000	$98.0K	0.08%
FSB Premier Wealth Management, Inc.	4,627	$90.0K	0.04%
BDO Wealth Advisors, LLC	3,680	$72.0K	0.01%
Stephenson National Bank & Trust	3,100	$61.0K	0.04%
Assetmark, Inc	2,420	$47.0K	0.00%
Eaton Vance Management	2,128	$42.0K	0.00%
Kings Point Capital Management	2,055	$40.0K	0.00%
Brown, Lisle/Cummings, Inc.	1,900	$37.2K	0.02%
Snowden Capital Advisors LLC	1,855	$36.0K	0.00%
Atwood & Palmer Inc	1,200	$24.0K	0.00%
Widmann Financial Services, Inc.	636	$12.0K	0.01%
Ahrens Investment Partners LLC	500	$10.0K	0.00%
City State Bank	422	$8.00K	0.00%
National Bank of Canada	355	$7.00K	0.00%
Rise Advisors, LLC	7	$136	0.00%
Fortitude Advisory Group L.L.C.	4	$0	0.00%

Sold out (19)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of RVT in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Cornerstone Advisors, LLC	809,039	$14.6M
Wolverine Asset Management LLC	87,605	$1.58M
Walleye Capital LLC	49,568	$893.0K
Shepherd Kaplan Krochuk, LLC	35,250	$635.0K
Strategic Wealth Advisors Group, LLC	16,331	$294.0K
Beach Investment Counsel Inc	15,775	$284.0K
Formidable Asset Management, LLC	14,221	$256.0K
Saba Capital Management, L.P.	12,973	$234.0K
Davenport & Co LLC	10,652	$192.0K
Walleye Trading LLC	10,399	$187.0K
FNY Investment Advisers, LLC	10,250	$184.0K
Tucker Asset Management LLC	2,382	$45.2K
Trustcore Financial Services, LLC	1,900	$34.0K
Tradewinds Capital Management, LLC	261	$5.00K
Bessemer Group Inc	199	$4.00K
Citigroup Inc	192	$3.00K
Zions Bancorporation, N.A.	143	$3.00K
Global Retirement Partners, LLC	143	$3.00K
Clearview Wealth Advisors LLC	183	$3.00K

Not filed for Q4 2021 yet (3)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Mid Atlantic Financial Management Inc	19,450	$350.0K
Harborview Advisors, LLC	11,105	$200.0K
Wealth Quarterback LLC	1,087	$20.0K