Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +7 vs. Q4 2023
- Shares held
- 30.0M
- +404.0K (+1.4%) vs. Q4 2023
- Total value
- $455.1M
- +$24.0M (+5.6%) vs. Q4 2023
- New holders
- 24
- 66 more added
- Sold out
- 17
- 46 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 5,671,884 | $86.0M | 0.01% | −55,230−1.0% | Reduced |
| Morgan Stanley | 5,434,073 | $82.4M | 0.01% | +787,939+17.0% | Added |
| Raymond James & Associates | 1,710,322 | $25.9M | 0.02% | +32,501+1.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,525,570 | $23.1M | 0.03% | +19,092+1.3% | Added |
| Wells Fargo & Company | 1,286,297 | $19.5M | 0.01% | −51,832−3.9% | Reduced |
| Royal Bank of Canada | 1,135,039 | $17.2M | 0.00% | +14,829+1.3% | Added |
| UBS Group AG | 932,955 | $14.2M | 0.00% | +12,101+1.3% | Added |
| LPL Financial LLC | 901,886 | $13.7M | 0.01% | −5,933−0.7% | Reduced |
| Stifel Financial Corp | 739,062 | $11.2M | 0.01% | +54,321+7.9% | Added |
| Advisors Asset Management, Inc. | 668,494 | $10.1M | 0.19% | +59,353+9.7% | Added |
| CNH Partners LLC | 521,586 | $7.91M | 0.28% | +6,840+1.3% | Added |
| Cornerstone Advisors, LLC | 453,290 | $6.88M | 0.28% | −485,483−51.7% | Reduced |
| Janney Montgomery Scott LLC | 431,555 | $6.55M | 0.02% | +8,578+2.0% | Added |
| Guggenheim Capital LLC | 431,095 | $6.54M | 0.05% | +15,597+3.8% | Added |
| Blue Bell Private Wealth Management, LLC | 406,826 | $6.17M | 1.32% | +44,822+12.4% | Added |
| Lazard Asset Management LLC | 384,792 | $5.84M | 0.01% | +147,935+62.5% | Added |
| Allspring Global Investments Holdings, LLC | 366,062 | $5.55M | 0.01% | −57,000−13.5% | Reduced |
| Captrust Financial Advisors | 308,841 | $4.69M | 0.02% | −17,752−5.4% | Reduced |
| Cetera Investment Advisers | 290,215 | $4.40M | 0.01% | +48,907+20.3% | Added |
| Waterfront Wealth Inc. | 267,736 | $3.82M | 1.07% | +24,534+10.1% | Added |
| D.A. Davidson & Co. | 221,719 | $3.36M | 0.03% | +937+0.4% | Added |
| Cohen & Steers, Inc. | 211,821 | $3.21M | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 209,271 | $3.17M | 0.28% | −8,134−3.7% | Reduced |
| Menlo Advisors LLC | 201,114 | $3.05M | 1.75% | −402−0.2% | Reduced |
| Karpus Management, Inc. | 199,455 | $3.03M | 0.09% | −1,055−0.5% | Reduced |
| Rothschild Investment LLC | 174,570 | $2.65M | 0.19% | +12,610+7.8% | Added |
| Advisor Group Holdings, Inc. | 160,256 | $2.43M | 0.01% | −120.0% | Reduced |
| Oppenheimer & Co Inc | 157,553 | $2.39M | 0.04% | +3,004+1.9% | Added |
| RB Capital Management, LLC | 152,925 | $2.32M | 0.62% | −7,305−4.6% | Reduced |
| General American Investors Co Inc | 150,877 | $2.29M | 0.17% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 150,084 | $2.28M | 0.00% | −1,490−1.0% | Reduced |
| SeaCrest Wealth Management, LLC | 136,797 | $2.08M | 0.25% | −4,204−3.0% | Reduced |
| Commonwealth Equity Services, LLC | 135,195 | $2.05M | 0.00% | −38,016−21.9% | Reduced |
| 1607 Capital Partners, LLC | 129,867 | $1.97M | 0.16% | −96,925−42.7% | Reduced |
| Gabelli Funds LLC | 124,158 | $1.88M | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 120,848 | $1.83M | 0.78% | +1,384+1.2% | Added |
| Private Advisor Group, LLC | 113,303 | $1.72M | 0.01% | +6,628+6.2% | Added |
| Atlantic Union Bankshares Corp | 103,126 | $1.56M | 0.13% | −18,051−14.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 96,287 | $1.46M | 0.01% | +39,980+71.0% | Added |
| Shaker Financial Services, LLC | 95,125 | $1.44M | 0.56% | +36,107+61.2% | Added |
| Comerica Bank | 94,211 | $1.43M | 0.01% | +4,477+5.0% | Added |
| Financial Advocates Investment Management | 91,972 | $1.40M | 0.08% | −2,400−2.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 87,106 | $1.32M | 0.02% | +3,253+3.9% | Added |
| Atria Investments LLC | 85,629 | $1.30M | 0.02% | +2,988+3.6% | Added |
| Bulldog Investors, LLP | 83,173 | $1.26M | 0.42% | 00.0% | Unchanged |
| Kennedy Investment Group | 82,254 | $1.25M | 0.67% | −1,311−1.6% | Reduced |
| NWF Advisory Services Inc. | 70,070 | $1.06M | 0.18% | +4,662+7.1% | Added |
| Wedbush Securities Inc | 69,730 | $1.06M | 0.04% | +827+1.2% | Added |
| Punch & Associates Investment Management, Inc. | 69,074 | $1.05M | 0.06% | −174,414−71.6% | Reduced |
| Samalin Investment Counsel, LLC | 66,441 | $1.01M | 0.48% | +3,571+5.7% | Added |
| Steward Partners Investment Advisory, LLC | 65,809 | $998.3K | 0.01% | +891+1.4% | Added |
| Miracle Mile Advisors, LLC | 65,464 | $993.1K | 0.02% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 64,330 | $975.9K | 0.18% | −508−0.8% | Reduced |
| Mariner, LLC | 60,936 | $924.4K | 0.00% | −1,400−2.2% | Reduced |
| SOL Capital Management CO | 57,586 | $874.0K | 0.11% | +2,614+4.8% | Added |
| GWM Advisors LLC | 55,516 | $842.2K | 0.01% | +15,848+40.0% | Added |
| 1832 Asset Management L.P. | 52,816 | $801.2K | 0.00% | −807−1.5% | Reduced |
| 9258 Wealth Management, LLC | 52,323 | $793.7K | 0.12% | +466+0.9% | Added |
| Rockefeller Capital Management L.P. | 50,362 | $764.0K | 0.00% | −4,711−8.6% | Reduced |
| Focused Wealth Management, Inc | 50,039 | $759.1K | 0.12% | −3,303−6.2% | Reduced |
| Independent Financial Group, LLC | 49,743 | $754.6K | 0.03% | +5,376+12.1% | Added |
| Prevail Innovative Wealth Advisors, LLC | 46,964 | $712.4K | 0.26% | +26,256+126.8% | Added |
| Raymond James Trust N.A. | 46,932 | $712.0K | 0.02% | +5,096+12.2% | Added |
| Northwestern Mutual Wealth Management Co | 46,210 | $701.0K | 0.00% | −6,041−11.6% | Reduced |
| Stolper Co | 45,768 | $694.0K | 0.25% | +1,056+2.4% | Added |
| Daymark Wealth Partners, LLC | 45,420 | $689.0K | 0.04% | −4,000−8.1% | Reduced |
| Coastal Investment Advisors, Inc. | 43,850 | $665.2K | 0.14% | −412−0.9% | Reduced |
| All Season Financial Advisors, Inc. | 43,397 | $658.3K | 0.55% | +2,394+5.8% | Added |
| Walleye Capital LLC | 43,225 | $655.7K | 0.01% | +43,225 | New |
| Atlanta Consulting Group Advisors, LLC | 42,968 | $651.8K | 0.23% | +42,968 | New |
| Bank of Montreal | 35,860 | $613.2K | 0.00% | −600−1.6% | Reduced |
| Whitener Capital Management, Inc. | 37,932 | $575.4K | 0.19% | +5,273+16.1% | Added |
| First Trust Advisors LP | 36,258 | $550.0K | 0.00% | +5,040+16.1% | Added |
| 1776 Wealth LLC | 36,067 | $547.1K | 0.27% | +661+1.9% | Added |
| David J Yvars Group | 34,914 | $527.9K | 0.36% | −3,675−9.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,470 | $522.9K | 0.03% | +17,791+106.7% | Added |
| Quantedge Capital Pte Ltd | 33,900 | $514.3K | 0.22% | −200−0.6% | Reduced |
| Mercer Global Advisors Inc | 33,745 | $512.0K | 0.00% | +4,147+14.0% | Added |
| Envestnet Asset Management Inc | 33,131 | $502.6K | 0.00% | −729−2.2% | Reduced |
| Stonebrook Private Inc. | 32,486 | $492.8K | 0.14% | −2,667−7.6% | Reduced |
| Baird Financial Group, Inc. | 31,498 | $477.8K | 0.00% | +4,500+16.7% | Added |
| Sigma Planning Corp | 31,046 | $471.0K | 0.01% | +31,046 | New |
| Atria Wealth Solutions, Inc. | 29,057 | $440.8K | 0.00% | +1,001+3.6% | Added |
| Alexander Randolph Advisory, Inc. | 28,984 | $439.7K | 0.39% | +541+1.9% | Added |
| The PNC Financial Services Group, Inc. | 28,511 | $432.5K | 0.00% | 00.0% | Unchanged |
| Uncommon Cents Investing LLC | 27,574 | $418.3K | 0.13% | +35+0.1% | Added |
| Brown Advisory Inc | 24,568 | $372.7K | 0.00% | +5,821+31.1% | Added |
| Centaurus Financial, Inc. | 23,744 | $360.0K | 0.03% | −9,636−28.9% | Reduced |
| Moors & Cabot, Inc. | 23,668 | $359.1K | 0.02% | +23,668 | New |
| International Assets Investment Management, LLC | 22,151 | $333.6K | 0.03% | +659+3.1% | Added |
| Tradition Wealth Management, LLC | 20,927 | $317.5K | 0.03% | −558−2.6% | Reduced |
| Invesco Ltd. | 20,267 | $307.4K | 0.00% | +20,267 | New |
| Level Four Advisory Services, LLC | 20,974 | $305.4K | 0.02% | 00.0% | Unchanged |
| Abel Hall, LLC | 20,000 | $303.4K | 0.23% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,763 | $284.6K | 0.00% | −16−0.1% | Reduced |
| Concorde Asset Management, LLC | 18,546 | $281.3K | 0.19% | +2,642+16.6% | Added |
| Redmond Asset Management, LLC | 17,900 | $271.5K | 0.09% | 00.0% | Unchanged |
| LifePro Asset Management | 17,757 | $269.4K | 0.18% | +17,757 | New |
| Silverlake Wealth Management LLC | 17,292 | $262.3K | 0.13% | +22+0.1% | Added |
| North Star Asset Management Inc | 17,101 | $259.4K | 0.01% | −928−5.1% | Reduced |