Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +7 vs. Q4 2023
- Shares held
- 30.0M
- +404.0K (+1.4%) vs. Q4 2023
- Total value
- $455.1M
- +$24.0M (+5.6%) vs. Q4 2023
- New holders
- 24
- 66 more added
- Sold out
- 17
- 46 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Washington Trust Co | 1 | $11 | 0.00% | −299−99.7% | Reduced |
| FMR LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3 | $46 | 0.00% | +3 | New |
| Rise Advisors, LLC | 8 | $127 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $182 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 15 | $234 | 0.00% | +15 | New |
| Key Financial Inc | 31 | $470 | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 124 | $1.88K | 0.00% | +124 | New |
| IFP Advisors, Inc | 155 | $2.35K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 170 | $2.58K | 0.00% | +170 | New |
| Global Retirement Partners, LLC | 178 | $2.71K | 0.00% | −949−84.2% | Reduced |
| Game Plan Financial Advisors, LLC | 300 | $4.55K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 307 | $4.66K | 0.00% | +5+1.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 331 | $5.02K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 504 | $7.00K | 0.00% | +9+1.8% | Added |
| City State Bank | 447 | $7.00K | 0.00% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 600 | $9.10K | 0.00% | +600 | New |
| American Capital Advisory, LLC | 741 | $10.1K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 850 | $12.9K | 0.01% | 00.0% | Unchanged |
| M&R Capital Management Inc | 955 | $14.4K | 0.00% | +18+1.9% | Added |
| Central Trust Co | 1,000 | $15.2K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 1,088 | $16.5K | 0.01% | +1,088 | New |
| TD Capital Management LLC | 1,404 | $21.3K | 0.00% | +1,404 | New |
| Pathway Financial Advisers, LLC | 1,494 | $22.7K | 0.01% | −506−25.3% | Reduced |
| Hexagon Capital Partners LLC | 1,503 | $22.8K | 0.01% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 2,424 | $36.8K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 2,508 | $38.0K | 0.01% | +47+1.9% | Added |
| Quent Capital, LLC | 2,522 | $38.3K | 0.00% | +2,522 | New |
| ESL Trust Services, LLC | 2,579 | $39.1K | 0.01% | +2,579 | New |
| Brown, Lisle/Cummings, Inc. | 2,900 | $44.0K | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 3,269 | $49.6K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 3,299 | $50.0K | 0.00% | +3,299 | New |
| Creative Financial Designs Inc | 3,336 | $50.6K | 0.00% | −1,199−26.4% | Reduced |
| Pingora Partners LLC | 3,733 | $56.6K | 0.04% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,000 | $75.8K | 0.00% | +5,000 | New |
| Future Financial Wealth Managment LLC | 5,000 | $75.8K | 0.06% | +5,000 | New |
| JPMorgan Chase & Co | 5,543 | $84.1K | 0.00% | +4,476+419.5% | Added |
| North Star Investment Management Corp. | 6,125 | $92.9K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $106.2K | 0.04% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,144 | $138.7K | 0.03% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,217 | $155.0K | 0.04% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 10,247 | $155.4K | 0.02% | −157−1.5% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $155.5K | 0.02% | 00.0% | Unchanged |
| Inscription Capital, LLC | 10,271 | $155.8K | 0.03% | +10,271 | New |
| Allworth Financial LP | 10,555 | $160.1K | 0.00% | +74+0.7% | Added |
| TrinityPoint Wealth, LLC | 10,695 | $162.2K | 0.03% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 10,699 | $162.3K | 0.04% | +10,699 | New |
| Sittner & Nelson, LLC | 10,795 | $163.8K | 0.08% | +201+1.9% | Added |
| Verus Capital Partners, LLC | 10,832 | $164.3K | 0.02% | +40.0% | Added |
| First Financial Bank - Trust Division | 10,899 | $165.3K | 0.02% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 11,110 | $168.5K | 0.06% | +207+1.9% | Added |
| Wetherby Asset Management Inc | 11,570 | $175.5K | 0.01% | +11,570 | New |
| Creative Planning | 11,624 | $176.3K | 0.00% | −2,845−19.7% | Reduced |
| Thrivent Financial for Lutherans | 12,627 | $192.0K | 0.00% | +236+1.9% | Added |
| Kestra Private Wealth Services, LLC | 12,905 | $195.8K | 0.00% | −992−7.1% | Reduced |
| Tiaa Trust, National Association | 13,127 | $199.1K | 0.00% | +245+1.9% | Added |
| National Asset Management, Inc. | 15,517 | $199.7K | 0.01% | +1,133+7.9% | Added |
| Fca Corp | 13,411 | $203.4K | 0.07% | +239+1.8% | Added |
| Centurion Wealth Management LLC | 13,451 | $204.1K | 0.08% | 00.0% | Unchanged |
| Spire Wealth Management | 13,451 | $204.1K | 0.01% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 13,923 | $211.2K | 0.01% | +13,923 | New |
| Benchmark Wealth Management, LLC | 14,238 | $216.0K | 0.12% | −1,039−6.8% | Reduced |
| Stephens Inc | 14,347 | $217.6K | 0.00% | −776−5.1% | Reduced |
| Truist Financial Corp | 14,907 | $226.1K | 0.00% | +658+4.6% | Added |
| XTX Topco Ltd | 15,027 | $228.0K | 0.03% | +15,027 | New |
| Fisher Asset Management, LLC | 15,081 | $228.8K | 0.00% | +15,081 | New |
| Carson Advisory Inc. | 15,195 | $230.5K | 0.16% | +282+1.9% | Added |
| Barrett & Company, Inc. | 15,830 | $240.1K | 0.11% | +50.0% | Added |
| Apollon Wealth Management, LLC | 16,233 | $246.3K | 0.01% | −258−1.6% | Reduced |
| Kovack Advisors, Inc. | 16,374 | $248.4K | 0.03% | +6,011+58.0% | Added |
| North Star Asset Management Inc | 17,101 | $259.4K | 0.01% | −928−5.1% | Reduced |
| Silverlake Wealth Management LLC | 17,292 | $262.3K | 0.13% | +22+0.1% | Added |
| LifePro Asset Management | 17,757 | $269.4K | 0.18% | +17,757 | New |
| Redmond Asset Management, LLC | 17,900 | $271.5K | 0.09% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 18,546 | $281.3K | 0.19% | +2,642+16.6% | Added |
| Kestra Advisory Services, LLC | 18,763 | $284.6K | 0.00% | −16−0.1% | Reduced |
| Abel Hall, LLC | 20,000 | $303.4K | 0.23% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 20,974 | $305.4K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 20,267 | $307.4K | 0.00% | +20,267 | New |
| Tradition Wealth Management, LLC | 20,927 | $317.5K | 0.03% | −558−2.6% | Reduced |
| International Assets Investment Management, LLC | 22,151 | $333.6K | 0.03% | +659+3.1% | Added |
| Moors & Cabot, Inc. | 23,668 | $359.1K | 0.02% | +23,668 | New |
| Centaurus Financial, Inc. | 23,744 | $360.0K | 0.03% | −9,636−28.9% | Reduced |
| Brown Advisory Inc | 24,568 | $372.7K | 0.00% | +5,821+31.1% | Added |
| Uncommon Cents Investing LLC | 27,574 | $418.3K | 0.13% | +35+0.1% | Added |
| The PNC Financial Services Group, Inc. | 28,511 | $432.5K | 0.00% | 00.0% | Unchanged |
| Alexander Randolph Advisory, Inc. | 28,984 | $439.7K | 0.39% | +541+1.9% | Added |
| Atria Wealth Solutions, Inc. | 29,057 | $440.8K | 0.00% | +1,001+3.6% | Added |
| Sigma Planning Corp | 31,046 | $471.0K | 0.01% | +31,046 | New |
| Baird Financial Group, Inc. | 31,498 | $477.8K | 0.00% | +4,500+16.7% | Added |
| Stonebrook Private Inc. | 32,486 | $492.8K | 0.14% | −2,667−7.6% | Reduced |
| Envestnet Asset Management Inc | 33,131 | $502.6K | 0.00% | −729−2.2% | Reduced |
| Mercer Global Advisors Inc | 33,745 | $512.0K | 0.00% | +4,147+14.0% | Added |
| Quantedge Capital Pte Ltd | 33,900 | $514.3K | 0.22% | −200−0.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,470 | $522.9K | 0.03% | +17,791+106.7% | Added |
| David J Yvars Group | 34,914 | $527.9K | 0.36% | −3,675−9.5% | Reduced |
| 1776 Wealth LLC | 36,067 | $547.1K | 0.27% | +661+1.9% | Added |
| First Trust Advisors LP | 36,258 | $550.0K | 0.00% | +5,040+16.1% | Added |
| Whitener Capital Management, Inc. | 37,932 | $575.4K | 0.19% | +5,273+16.1% | Added |