Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q1 2024 vs. Q4 2023

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q4 2023 and Q1 2024.

All holders in Q1 2024 All holders in Q4 2023

13F holders of RVT: Q4 2023 compared with Q1 2024
Measure	Q4 2023	Of which not filed for Q1 2024	Q1 2024	Change
Holders	166	2	171	+7
Shares	29.6M	15.5K	30.0M	+404.0K (+1.4%)
Value	$431.3M	$226.2K	$455.1M	+$24.0M (+5.6%)

2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (24)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q1 2024 but not at the end of Q4 2023.

Institutions new to RVT in Q1 2024
Institution	Shares	Value	% of portfolio
Walleye Capital LLC	43,225	$655.7K	0.01%
Atlanta Consulting Group Advisors, LLC	42,968	$651.8K	0.23%
Sigma Planning Corp	31,046	$471.0K	0.01%
Moors & Cabot, Inc.	23,668	$359.1K	0.02%
Invesco Ltd.	20,267	$307.4K	0.00%
LifePro Asset Management	17,757	$269.4K	0.18%
Fisher Asset Management, LLC	15,081	$228.8K	0.00%
XTX Topco Ltd	15,027	$228.0K	0.03%
HBK Sorce Advisory LLC	13,923	$211.2K	0.01%
Wetherby Asset Management Inc	11,570	$175.5K	0.01%
SignalPoint Asset Management, LLC	10,699	$162.3K	0.04%
Inscription Capital, LLC	10,271	$155.8K	0.03%
Trust Co of Vermont	5,000	$75.8K	0.00%
Future Financial Wealth Managment LLC	5,000	$75.8K	0.06%
Salomon & Ludwin, LLC	3,299	$50.0K	0.00%
ESL Trust Services, LLC	2,579	$39.1K	0.01%
Quent Capital, LLC	2,522	$38.3K	0.00%
TD Capital Management LLC	1,404	$21.3K	0.00%
Eagle Bay Advisors LLC	1,088	$16.5K	0.01%
Ransom Advisory, Ltd	600	$9.10K	0.00%
Massmutual Trust Co FSB	170	$2.58K	0.00%
Harbour Investments, Inc.	124	$1.88K	0.00%
Smartleaf Asset Management LLC	15	$234	0.00%
Tower Research Capital LLC (TRC)	3	$46	0.00%

Sold out (17)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2023 and filed for Q1 2024 without it.

Institutions that sold out of RVT in Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Rpo LLC	137,362	$2.00M
Weiss Asset Management LP	30,409	$442.8K
Advisor Resource Council	25,998	$378.5K
Cliftonlarsonallen Wealth Advisors, LLC	23,224	$338.1K
Cetera Advisor Networks LLC	20,829	$303.3K
Susquehanna International Group, LLP	20,574	$299.6K
Wealthcare Advisory Partners LLC	14,700	$214.0K
Coastline Trust Co	13,474	$196.2K
Chapin Davis, Inc.	13,274	$193.3K
CTC Alternative Strategies, Ltd.	10,803	$157.3K
Advisory Services Network, LLC	3,800	$55.3K
AdvisorNet Financial, Inc	1,850	$26.9K
CWM, LLC	276	$4.00K
JFS Wealth Advisors, LLC	209	$3.04K
Lee Financial Co	100	$1.46K
Huntington National Bank	–	$452
Naples Money Management LLC	5	$77

Not filed for Q1 2024 yet (2)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q4 2023 that haven't filed for Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Focus Financial Network Inc	13,999	$203.8K
Baystate Wealth Management LLC	1,537	$22.4K