Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +14 vs. Q3 2022
- Shares held
- 27.7M
- +624.8K (+2.3%) vs. Q3 2022
- Total value
- $366.8M
- +$16.9M (+4.8%) vs. Q3 2022
- New holders
- 23
- 60 more added
- Sold out
- 9
- 47 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barrett & Company, Inc. | 15,657 | $207.6K | 0.14% | 00.0% | Unchanged |
| Stephens Inc | 15,338 | $203.4K | 0.00% | −1,439−8.6% | Reduced |
| Whitener Capital Management, Inc. | 15,060 | $199.7K | 0.09% | −1,770−10.5% | Reduced |
| Fca Corp | 14,594 | $193.5K | 0.08% | +246+1.7% | Added |
| Focused Wealth Management, Inc | 14,267 | $189.2K | 0.04% | −63,058−81.5% | Reduced |
| Tiaa, FSB | 14,162 | $187.8K | 0.00% | +2,004+16.5% | Added |
| Cetera Advisor Networks LLC | 14,072 | $186.6K | 0.00% | −19,162−57.7% | Reduced |
| Carson Advisory Inc. | 13,784 | $182.8K | 0.18% | +291+2.2% | Added |
| Kestra Private Wealth Services, LLC | 13,591 | $180.2K | 0.01% | 00.0% | Unchanged |
| Coastline Trust Co | 13,474 | $178.7K | 0.03% | 00.0% | Unchanged |
| Cadence Wealth Management LLC | 12,182 | $161.5K | 0.14% | −54,058−81.6% | Reduced |
| LaFleur & Godfrey LLC | 12,020 | $159.4K | 0.03% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 11,982 | $158.9K | 0.01% | +11,982 | New |
| First Financial Bank - Trust Division | 10,899 | $145.0K | 0.02% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 10,900 | $144.5K | 0.00% | +185+1.7% | Added |
| Mascoma Wealth Management LLC | 10,817 | $143.4K | 0.05% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 10,695 | $141.8K | 0.03% | 00.0% | Unchanged |
| M&T Bank Corp | 10,289 | $136.4K | 0.00% | +46+0.4% | Added |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $136.0K | 0.02% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 10,205 | $135.0K | 0.03% | −5,638−35.6% | Reduced |
| Parisi Gray Wealth Management | 10,078 | $133.6K | 0.07% | +10,078 | New |
| MBA Advisors LLC | 10,000 | $132.6K | 0.09% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,792 | $129.8K | 0.08% | +206+2.1% | Added |
| Carolinas Wealth Consulting LLC | 9,144 | $121.2K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 7,200 | $95.5K | 0.00% | −6,890−48.9% | Reduced |
| Operose Advisors LLC | 7,000 | $92.8K | 0.05% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $81.2K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 5,595 | $74.0K | 0.00% | +5,595 | New |
| Money Concepts Capital Corp | 5,501 | $72.9K | 0.00% | +5,501 | New |
| JPMorgan Chase & Co | 4,240 | $56.0K | 0.00% | −3,097−42.2% | Reduced |
| IFP Advisors, Inc | 3,314 | $54.0K | 0.00% | +201+6.5% | Added |
| Cary Street Partner Investment Advisory LLC | 3,697 | $49.0K | 0.00% | +3,697 | New |
| Thomas J. Herzfeld Advisors, Inc. | 3,497 | $46.4K | 0.02% | +74+2.2% | Added |
| Gradient Investments LLC | 3,202 | $42.5K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,900 | $38.5K | 0.02% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 2,519 | $33.4K | 0.00% | +2,519 | New |
| McIlrath & Eck, LLC | 2,277 | $30.2K | 0.01% | +46+2.1% | Added |
| Pathway Financial Advisers, LLC | 2,000 | $26.5K | 0.01% | +2,000 | New |
| New Hampshire Trust | 1,890 | $25.1K | 0.01% | +1,890 | New |
| AdvisorNet Financial, Inc | 1,850 | $24.5K | 0.00% | 00.0% | Unchanged |
| Romano Brothers and Company | 1,750 | $23.2K | 0.00% | +1,750 | New |
| Hexagon Capital Partners LLC | 1,503 | $19.9K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $18.7K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,200 | $15.9K | 0.00% | −10,458−89.7% | Reduced |
| Atwood & Palmer Inc | 1,200 | $15.9K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,115 | $14.8K | 0.00% | +815+271.7% | Added |
| Central Trust Co | 1,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 920 | $12.2K | 0.00% | +19+2.1% | Added |
| M&R Capital Management Inc | 865 | $11.5K | 0.00% | +18+2.1% | Added |
| Farther Finance Advisors, LLC | 815 | $10.8K | 0.00% | +815 | New |
| Raleigh Capital Management Inc. | 760 | $10.1K | 0.01% | +150+24.6% | Added |
| Harbour Investments, Inc. | 653 | $8.66K | 0.00% | +26+4.1% | Added |
| City State Bank | 431 | $6.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 441 | $5.85K | 0.00% | +9+2.1% | Added |
| National Bank of Canada | 355 | $4.70K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 301 | $3.99K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 193 | $2.56K | 0.00% | +193 | New |
| Global Retirement Partners, LLC | 164 | $2.17K | 0.00% | +7+4.5% | Added |
| Private Advisor Group, LLC | 95,550 | $1.27K | 0.00% | −10,213−9.7% | Reduced |
| Tower Research Capital LLC (TRC) | 105 | $1.00K | 0.00% | +99+1,650.0% | Added |
| Key Financial Inc | 31 | $389 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $159 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 8 | $100 | 0.00% | +1+14.3% | Added |
| Paragon Wealth Strategies, LLC | 0 | $3 | 0.00% | 0 | New |
| Heron Bay Capital Management | 0 | $0 | 0.00% | −11,773−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −11,124−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −10,743−100.0% | Sold out |
| Buttonwood Financial Advisors Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −341−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −317−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |