Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −7 vs. Q1 2023
- Shares held
- 27.7M
- +358.9K (+1.3%) vs. Q1 2023
- Total value
- $381.9M
- +$11.2M (+3.0%) vs. Q1 2023
- New holders
- 16
- 69 more added
- Sold out
- 23
- 38 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benchmark Wealth Management, LLC | 16,164 | $223.1K | 0.13% | +589+3.8% | Added |
| Barrett & Company, Inc. | 15,814 | $218.2K | 0.13% | +155+1.0% | Added |
| National Asset Management, Inc. | 15,504 | $214.0K | 0.00% | −10,068−39.4% | Reduced |
| Carson Advisory Inc. | 14,976 | $206.7K | 0.17% | +904+6.4% | Added |
| Stephens Inc | 14,562 | $201.0K | 0.00% | +25+0.2% | Added |
| Whitener Capital Management, Inc. | 14,480 | $199.8K | 0.08% | +14,480 | New |
| Wetherby Asset Management Inc | 13,722 | $189.4K | 0.01% | +13,722 | New |
| Kestra Private Wealth Services, LLC | 13,698 | $189.0K | 0.01% | +70+0.5% | Added |
| Coastline Trust Co | 13,474 | $185.9K | 0.03% | 00.0% | Unchanged |
| Spire Wealth Management | 13,451 | $185.6K | 0.01% | +3,051+29.3% | Added |
| Centurion Wealth Management LLC | 13,451 | $185.6K | 0.09% | +3,051+29.3% | Added |
| Matisse Capital | 13,382 | $184.7K | 0.11% | 00.0% | Unchanged |
| Chapin Davis, Inc. | 13,274 | $183.2K | 0.09% | +340+2.6% | Added |
| Csenge Advisory Group | 13,017 | $179.6K | 0.01% | −1,046−7.4% | Reduced |
| Concorde Asset Management, LLC | 12,453 | $171.9K | 0.16% | +12,453 | New |
| Tiaa, FSB | 12,378 | $170.8K | 0.00% | +222+1.8% | Added |
| Fca Corp | 12,054 | $166.3K | 0.06% | −2,782−18.8% | Reduced |
| LaFleur & Godfrey LLC | 12,020 | $165.9K | 0.02% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 11,437 | $157.8K | 0.01% | −5,840−33.8% | Reduced |
| Mascoma Wealth Management LLC | 10,817 | $152.5K | 0.05% | 00.0% | Unchanged |
| First Financial Bank - Trust Division | 10,899 | $150.4K | 0.02% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 10,695 | $147.6K | 0.03% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $141.5K | 0.02% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 10,179 | $140.5K | 0.08% | +183+1.8% | Added |
| Virtu Financial LLC | 10,153 | $140.0K | 0.01% | +10,153 | New |
| Carolinas Wealth Consulting LLC | 9,144 | $126.2K | 0.03% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $96.6K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $84.5K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 4,535 | $62.6K | 0.01% | +2,743+153.1% | Added |
| Cary Street Partner Investment Advisory LLC | 3,697 | $51.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 3,636 | $50.2K | 0.02% | +66+1.8% | Added |
| Brown, Lisle/Cummings, Inc. | 2,900 | $40.0K | 0.02% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 2,424 | $33.4K | 0.02% | +2,424 | New |
| McIlrath & Eck, LLC | 2,366 | $32.7K | 0.01% | +42+1.8% | Added |
| WealthPLAN Partners, LLC | 2,314 | $31.9K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,850 | $25.5K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $20.7K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $19.5K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,241 | $17.0K | 0.00% | −1,530−55.2% | Reduced |
| Central Trust Co | 1,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 900 | $12.4K | 0.00% | +17+1.9% | Added |
| Raleigh Capital Management Inc. | 860 | $11.9K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 672 | $9.27K | 0.00% | +12+1.8% | Added |
| City State Bank | 438 | $6.00K | 0.00% | +7+1.6% | Added |
| EverSource Wealth Advisors, LLC | 301 | $4.15K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 300 | $4.14K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 291 | $4.02K | 0.00% | +291 | New |
| Washington Trust Co | 289 | $3.99K | 0.00% | +5+1.8% | Added |
| Ronald Blue Trust, Inc. | 250 | $3.00K | 0.00% | +250 | New |
| JFS Wealth Advisors, LLC | 201 | $2.77K | 0.00% | +4+2.0% | Added |
| IFP Advisors, Inc | 155 | $2.52K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 169 | $2.33K | 0.00% | +2+1.2% | Added |
| TFC Financial Management | 39 | $532 | 0.00% | +39 | New |
| Huntington National Bank | – | $444 | 0.00% | – | – |
| Key Financial Inc | 31 | $428 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $166 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 8 | $109 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Elequin Capital LP | 0 | $0 | 0.00% | −75,442−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −59,306−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −54,450−100.0% | Sold out |
| Cascade Investment Group, Inc. | 0 | $0 | 0.00% | −33,253−100.0% | Sold out |
| ProVise Management Group, LLC | 0 | $0 | 0.00% | −21,672−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,669−100.0% | Sold out |
| Tiedemann Advisors, LLC | 0 | $0 | 0.00% | −17,402−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | – | Sold out |
| Colony Group LLC | 0 | $0 | 0.00% | −11,300−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −11,085−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −11,052−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −10,288−100.0% | Sold out |
| MBA Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −12,063−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| New Hampshire Trust | 0 | $0 | 0.00% | −1,890−100.0% | Sold out |
| HM Payson & Co | 0 | $0 | 0.00% | −1,320−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,238−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −666−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Pathway Financial Advisers, LLC | – | – | – | – | Not filed |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |