Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
Q3 2022 vs. Q2 2022
How the institutions holding Royce Small-Cap Trust, Inc. changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Of which not filed for Q3 2022 | Q3 2022 | Change |
|---|---|---|---|---|
| Holders | 145 | 2 | 152 | +9 |
| Shares | 27.8M | 351.4K | 27.1M | −347.0K (−1.3%) |
| Value | $398.2M | $4.91M | $350.1M | −$43.2M (−11.0%) |
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (18)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Captrust Financial Advisors | 324,923 | $4.08M | 0.02% |
| Shaker Financial Services, LLC | 58,000 | $728.0K | 0.36% |
| All Season Financial Advisors, Inc. | 56,820 | $713.0K | 0.77% |
| Wolverine Asset Management LLC | 52,723 | $661.0K | 0.01% |
| Bluefin Capital Management, LLC | 42,398 | $532.0K | 0.06% |
| Atria Wealth Solutions, Inc. | 34,847 | $437.3K | 0.01% |
| Walleye Capital LLC | 25,991 | $326.0K | 0.01% |
| Jane Street Group, LLC | 23,617 | $296.0K | 0.00% |
| Barrett & Company, Inc. | 15,657 | $207.6K | 0.14% |
| Advisory Services Network, LLC | 14,090 | $177.0K | 0.01% |
| Carson Advisory Inc. | 13,493 | $169.0K | 0.19% |
| LaFleur & Godfrey LLC | 12,020 | $151.0K | 0.03% |
| Wipfli Financial Advisors LLC, | 5,350 | $67.0K | 0.00% |
| McIlrath & Eck, LLC | 2,231 | $28.0K | 0.01% |
| Raleigh Capital Management Inc. | 610 | $8.00K | 0.00% |
| EverSource Wealth Advisors, LLC | 301 | $4.00K | 0.00% |
| Meeder Asset Management Inc | 161 | $2.00K | 0.00% |
| Tower Research Capital LLC (TRC) | 6 | $0 | 0.00% |
Sold out (9)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Advisor Resource Council | 38,957 | $545.0K |
| Invesco Ltd. | 12,141 | $170.0K |
| Confluence Wealth Services, Inc. | 10,344 | $165.0K |
| Park Avenue Securities LLC | 11,755 | $164.0K |
| HHM Wealth Advisors, LLC | 6,283 | $88.0K |
| Ahrens Investment Partners LLC | 5,300 | $74.0K |
| CWM, LLC | 1,296 | $18.0K |
| Spire Wealth Management | 841 | $12.0K |
| Prospera Financial Services Inc | 325 | $5.00K |
Not filed for Q3 2022 yet (2)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Frontier Wealth Management LLC | 333,453 | $4.66M |
| B. Riley Wealth Management, Inc. | 17,899 | $250.0K |