Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q1 2023 vs. Q4 2022

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q4 2022 and Q1 2023.

All holders in Q1 2023 All holders in Q4 2022

13F holders of RVT: Q4 2022 compared with Q1 2023
Measure	Q4 2022	Of which not filed for Q1 2023	Q1 2023	Change
Holders	164	2	167	+5
Shares	27.7M	91.8K	27.3M	−309.7K (−1.1%)
Value	$366.8M	$1.56M	$370.7M	+$5.51M (+1.5%)

2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (23)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to RVT in Q1 2023
Institution	Shares	Value	% of portfolio
Allspring Global Investments Holdings, LLC	169,534	$2.30M	0.00%
NWF Advisory Services Inc.	57,847	$798.3K	0.19%
OTA Financial Group L.P.	54,450	$738.0K	0.65%
CNH Partners LLC	25,936	$352.0K	0.01%
Daymark Wealth Partners, LLC	23,163	$314.3K	0.04%
Tiedemann Advisors, LLC	17,402	$236.1K	0.01%
Matisse Capital	13,382	$181.6K	0.12%
Chapin Davis, Inc.	12,934	$175.5K	0.09%
Colony Group LLC	11,300	$153.0K	0.00%
Susquehanna International Group, LLP	11,250	$152.7K	0.00%
Great Valley Advisor Group, Inc.	11,052	$150.0K	0.01%
Centurion Wealth Management LLC	10,400	$141.1K	0.07%
World Equity Group, Inc.	12,063	$126.1K	0.02%
CWM, LLC	2,771	$38.0K	0.00%
WealthPLAN Partners, LLC	2,314	$31.4K	0.00%
Chilton Capital Management LLC	2,000	$27.1K	0.00%
Creative Financial Designs Inc	1,792	$24.3K	0.00%
HM Payson & Co	1,320	$17.9K	0.00%
Fifth Third Bancorp	1,238	$16.8K	0.00%
Ahrens Investment Partners LLC	840	$11.4K	0.01%
Ameritas Advisory Services, LLC	700	$9.50K	0.00%
Washington Trust Co	284	$3.85K	0.00%
Huntington National Bank	–	$444	0.00%

Sold out (18)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of RVT in Q1 2023
Institution	Shares, Q4 2022	Value, Q4 2022
Weiss Asset Management LP	95,218	$1.26M
Polar Asset Management Partners Inc.	61,575	$816.5K
Endowment Wealth Management, Inc.	29,760	$394.6K
HBK Sorce Advisory LLC	19,616	$260.0K
Jane Street Group, LLC	18,949	$251.3K
Whitener Capital Management, Inc.	15,060	$199.7K
Cadence Wealth Management LLC	12,182	$161.5K
M&T Bank Corp	10,289	$136.4K
Formidable Asset Management, LLC	10,205	$135.0K
Money Concepts Capital Corp	5,501	$72.9K
Gradient Investments LLC	3,202	$42.5K
U.S. Capital Wealth Advisors, LLC	2,519	$33.4K
Romano Brothers and Company	1,750	$23.2K
US Bancorp	1,200	$15.9K
Atwood & Palmer Inc	1,200	$15.9K
TFC Financial Management	441	$5.85K
National Bank of Canada	355	$4.70K
Paragon Wealth Strategies, LLC	0	$3

Not filed for Q1 2023 yet (2)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q4 2022 that haven't filed for Q1 2023
Institution	Shares, Q4 2022	Value, Q4 2022
Boenning & Scattergood, Inc.	90,926	$1.54M
Sargent Bickham Lagudis LLC	920	$12.2K