Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q1 2022 vs. Q4 2021

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q4 2021 and Q1 2022.

All holders in Q1 2022 All holders in Q4 2021

13F holders of RVT: Q4 2021 compared with Q1 2022
Measure	Q4 2021	Of which not filed for Q1 2022	Q1 2022	Change
Holders	167	4	150	−13
Shares	31.3M	8.08K	28.2M	−3.10M (−9.9%)
Value	$613.0M	$158.0K	$478.3M	−$134.5M (−21.9%)

4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (12)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to RVT in Q1 2022
Institution	Shares	Value	% of portfolio
Focused Wealth Management, Inc	76,506	$1.30M	0.21%
Atria Wealth Solutions, Inc.	32,193	$547.0K	0.01%
Bluefin Capital Management, LLC	29,541	$502.0K	0.09%
Formidable Asset Management, LLC	15,120	$257.0K	0.05%
Wetherby Asset Management Inc	13,667	$232.0K	0.01%
MBA Advisors LLC	10,000	$170.0K	0.11%
Prospera Financial Services Inc	6,281	$107.0K	0.00%
Segantii Capital Management Ltd	3,499	$59.0K	0.00%
IFP Advisors, Inc	3,186	$52.0K	0.00%
Money Concepts Capital Corp	1,611	$27.0K	0.00%
M&R Capital Management Inc	808	$13.0K	0.00%
Global Retirement Partners, LLC	152	$2.00K	0.00%

Sold out (25)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of RVT in Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Advisors Asset Management, Inc.	781,292	$15.3M
Allspring Global Investments Holdings, LLC	470,848	$9.22M
Frontier Wealth Management LLC	252,509	$4.95M
Bank of New York Mellon Corp	53,658	$1.05M
ProVise Management Group, LLC	35,689	$699.0K
Northern Trust Corp	27,122	$531.0K
Advisor Resource Council	24,398	$478.0K
Proequities, Inc.	20,253	$397.0K
Americana Partners, LLC	19,430	$380.0K
CSS LLC	13,767	$270.0K
Tiaa, FSB	11,473	$225.0K
People's United Financial, Inc.	10,350	$203.0K
Douglass Winthrop Advisors, LLC	10,000	$196.0K
Confluence Wealth Services, Inc.	8,180	$160.0K
FSB Premier Wealth Management, Inc.	4,627	$90.0K
BDO Wealth Advisors, LLC	3,680	$72.0K
Stephenson National Bank & Trust	3,100	$61.0K
Assetmark, Inc	2,420	$47.0K
Eaton Vance Management	2,128	$42.0K
Snowden Capital Advisors LLC	1,855	$36.0K
Huntington National Bank	–	$15.0K
Widmann Financial Services, Inc.	636	$12.0K
Ahrens Investment Partners LLC	500	$10.0K
Fifth Third Bancorp	29	$1.00K
Baldrige Asset Management LLC	3	$0

Not filed for Q1 2022 yet (4)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q4 2021 that haven't filed for Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Reilly Financial Advisors, LLC	5,270	$103.0K
NEXT Financial Group, Inc	2,100	$41.0K
Harbour Investments, Inc.	436	$9.00K
Carroll Financial Associates, Inc.	270	$5.00K