Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- +11 vs. Q3 2024
- Shares held
- 31.7M
- +3.86M (+13.9%) vs. Q3 2024
- Total value
- $501.6M
- +$69.8M (+16.2%) vs. Q3 2024
- New holders
- 24
- 73 more added
- Sold out
- 13
- 45 more reduced
9 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beacon Financial Advisory LLC | 16,397 | $259.1K | 0.08% | +3,069+23.0% | Added |
| Carson Advisory Inc. | 16,229 | $256.4K | 0.18% | +455+2.9% | Added |
| Tradition Wealth Management, LLC | 15,499 | $244.9K | 0.02% | −3,554−18.7% | Reduced |
| Baird Financial Group, Inc. | 15,498 | $244.9K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 14,684 | $232.0K | 0.00% | +23+0.2% | Added |
| Brown Advisory Inc | 14,603 | $230.7K | 0.00% | −7,042−32.5% | Reduced |
| National Asset Management, Inc. | 14,510 | $229.3K | 0.01% | −5,362−27.0% | Reduced |
| Dover Advisors, LLC | 14,400 | $227.5K | 0.13% | +14,400 | New |
| Fca Corp | 14,283 | $225.7K | 0.07% | +384+2.8% | Added |
| Barrett & Company, Inc. | 14,204 | $224.4K | 0.09% | +12+0.1% | Added |
| Tiaa Trust, National Association | 14,200 | $224.4K | 0.00% | −561−3.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 13,883 | $219.3K | 0.00% | +13,883 | New |
| Independent Advisor Alliance | 13,800 | $218.0K | 0.00% | +13,800 | New |
| B&L Asset Management LLC | 13,452 | $212.5K | 0.13% | +1,330+11.0% | Added |
| Centurion Wealth Management LLC | 13,451 | $212.5K | 0.07% | 00.0% | Unchanged |
| North Star Asset Management Inc | 13,397 | $211.7K | 0.01% | −716−5.1% | Reduced |
| Cutter & CO Brokerage, Inc. | 13,129 | $207.4K | 0.05% | +370+2.9% | Added |
| EP Wealth Advisors, LLC | 13,025 | $205.8K | 0.00% | +1,070+9.0% | Added |
| Kestra Private Wealth Services, LLC | 12,939 | $204.4K | 0.00% | −1,102−7.8% | Reduced |
| Benchmark Wealth Management, LLC | 12,910 | $204.0K | 0.10% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,688 | $200.5K | 0.00% | +2,719+27.3% | Added |
| Uhlmann Price Securities, LLC | 12,619 | $199.4K | 0.15% | +12,619 | New |
| Atria Wealth Solutions, Inc. | 12,230 | $193.2K | 0.00% | +1,903+18.4% | Added |
| Kovack Advisors, Inc. | 12,207 | $192.9K | 0.02% | +20.0% | Added |
| Parisi Gray Wealth Management | 11,867 | $187.5K | 0.06% | +333+2.9% | Added |
| GWN Securities Inc. | 11,235 | $186.6K | 0.05% | +11,235 | New |
| Wetherby Asset Management Inc | 11,798 | $186.4K | 0.01% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 11,723 | $185.2K | 0.00% | +11,723 | New |
| Sittner & Nelson, LLC | 11,531 | $182.2K | 0.08% | +324+2.9% | Added |
| Allworth Financial LP | 10,844 | $180.1K | 0.00% | +138+1.3% | Added |
| Canal Capital Management, LLC | 11,303 | $178.6K | 0.03% | +11,303 | New |
| Formidable Asset Management, LLC | 11,269 | $178.1K | 0.03% | +260+2.4% | Added |
| Creative Planning | 11,046 | $174.5K | 0.00% | −745−6.3% | Reduced |
| First Financial Bank - Trust Division | 10,899 | $172.2K | 0.02% | 00.0% | Unchanged |
| Keyes, Stange & Wooten Wealth Management, LLC | 10,735 | $169.6K | 0.10% | +10,735 | New |
| TrinityPoint Wealth, LLC | 10,695 | $169.0K | 0.02% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 10,649 | $168.3K | 0.04% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,472 | $165.5K | 0.00% | +10,472 | New |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $162.0K | 0.02% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 10,247 | $161.9K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,217 | $161.4K | 0.04% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 10,209 | $161.3K | 0.01% | +1,019+11.1% | Added |
| Chapin Davis, Inc. | 10,174 | $159.7K | 0.05% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,144 | $144.5K | 0.03% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $110.6K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $96.8K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,000 | $79.0K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $79.0K | 0.06% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,047 | $63.9K | 0.00% | 00.0% | Unchanged |
| Pingora Partners LLC | 3,733 | $59.0K | 0.04% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,409 | $53.9K | 0.00% | −521−13.3% | Reduced |
| Principal Securities, Inc. | 3,398 | $53.7K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 2,976 | $47.0K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,900 | $45.8K | 0.01% | 00.0% | Unchanged |
| ESL Trust Services, LLC | 2,705 | $42.7K | 0.01% | +76+2.9% | Added |
| Quent Capital, LLC | 2,692 | $42.5K | 0.00% | +75+2.9% | Added |
| McIlrath & Eck, LLC | 2,679 | $42.3K | 0.01% | +75+2.9% | Added |
| Vermillion Wealth Management, Inc. | 1,834 | $29.0K | 0.01% | +1,834 | New |
| EverSource Wealth Advisors, LLC | 1,750 | $27.6K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $23.7K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,495 | $23.6K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 1,031 | $16.3K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $15.8K | 0.00% | 00.0% | Unchanged |
| Curio Wealth, LLC | 1,000 | $15.8K | 0.01% | +1,000 | New |
| WPG Advisers, LLC | 818 | $12.9K | 0.01% | +818 | New |
| Park Square Financial Group, LLC | 813 | $12.8K | 0.01% | +813 | New |
| American Capital Advisory, LLC | 741 | $11.7K | 0.01% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 600 | $9.48K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 599 | $9.46K | 0.00% | +599 | New |
| City State Bank | 455 | $7.19K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 407 | $6.45K | 0.00% | −11,224−96.5% | Reduced |
| National Bank of Canada | 407 | $6.43K | 0.00% | +95+30.4% | Added |
| Creative Financial Designs Inc | 363 | $5.74K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 361 | $5.70K | 0.00% | +11+3.1% | Added |
| GPS Wealth Strategies Group, LLC | 327 | $5.17K | 0.00% | +9+2.8% | Added |
| Game Plan Financial Advisors, LLC | 300 | $4.76K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 262 | $4.15K | 0.00% | +23+9.6% | Added |
| Global Retirement Partners, LLC | 185 | $2.92K | 0.00% | +5+2.8% | Added |
| IFP Advisors, Inc | 155 | $2.45K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 143 | $2.26K | 0.00% | +4+2.9% | Added |
| Harbour Investments, Inc. | 124 | $1.96K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 51 | $1.00K | 0.00% | +1+2.0% | Added |
| Key Financial Inc | 31 | $490 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 15 | $235 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $32 | 0.00% | −1−33.3% | Reduced |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −75,192−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −75,048−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −28,972−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −28,119−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −25,462−100.0% | Sold out |
| Wiley Bros.-Aintree Capital, LLC | 0 | $0 | 0.00% | −16,778−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −12,950−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −524−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −438−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −229−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Bokf, NA | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |