Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q4 2024 vs. Q3 2024

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of RVT: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	183	9	185	+11
Shares	31.1M	3.24M	31.7M	+3.86M (+13.9%)
Value	$482.7M	$50.9M	$501.6M	+$69.8M (+16.2%)

9 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (24)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to RVT in Q4 2024
Institution	Shares	Value	% of portfolio
Raymond James Financial Inc	3,072,086	$48.5M	0.02%
Modern Wealth Management, LLC	537,859	$8.50M	0.32%
Warren Averett Asset Management, LLC	50,753	$801.9K	0.01%
Comprehensive Money Management Services LLC	46,830	$739.9K	0.61%
Atlanta Consulting Group Advisors, LLC	43,745	$691.2K	0.25%
We Are One Seven, LLC	42,159	$666.1K	0.03%
Mezzasalma Advisors, LLC	23,970	$378.7K	0.12%
Vista Investment Partners II, LLC	23,247	$367.3K	0.22%
Sierra Ocean, LLC	19,563	$309.1K	0.25%
PKS Advisory Services, LLC	19,344	$305.6K	0.09%
Dover Advisors, LLC	14,400	$227.5K	0.13%
Wealth Enhancement Advisory Services, LLC	13,883	$219.3K	0.00%
Independent Advisor Alliance	13,800	$218.0K	0.00%
Uhlmann Price Securities, LLC	12,619	$199.4K	0.15%
GWN Securities Inc.	11,235	$186.6K	0.05%
Kovitz Investment Group Partners, LLC	11,723	$185.2K	0.00%
Canal Capital Management, LLC	11,303	$178.6K	0.03%
Keyes, Stange & Wooten Wealth Management, LLC	10,735	$169.6K	0.10%
Davenport & Co LLC	10,472	$165.5K	0.00%
Vermillion Wealth Management, Inc.	1,834	$29.0K	0.01%
Curio Wealth, LLC	1,000	$15.8K	0.01%
WPG Advisers, LLC	818	$12.9K	0.01%
Park Square Financial Group, LLC	813	$12.8K	0.01%
Jones Financial Companies LLLP	599	$9.46K	0.00%

Sold out (13)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of RVT in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Polar Asset Management Partners Inc.	75,192	$1.18M
Saba Capital Management, L.P.	75,048	$1.18M
Sigma Planning Corp	28,972	$454.9K
Wolverine Asset Management LLC	28,119	$441.5K
Walleye Capital LLC	25,462	$399.8K
Wiley Bros.-Aintree Capital, LLC	16,778	$263.4K
Walled Lake Planning & Wealth Management, LLC	12,950	$203.3K
NBC Securities, Inc.	524	$8.00K
Investors Research Corp	438	$6.88K
Tortoise Investment Management, LLC	229	$3.60K
Assetmark, Inc	19	$298
Harbor Investment Advisory, LLC	12	$188
Bokf, NA	5	$77

Not filed for Q4 2024 yet (9)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James Financial Services Advisors, Inc.	1,579,874	$24.8M
Raymond James & Associates	1,502,749	$23.6M
9258 Wealth Management, LLC	51,140	$802.9K
Raymond James Trust N.A.	43,769	$687.2K
All Season Financial Advisors, Inc.	40,909	$642.3K
LifePro Asset Management	17,757	$278.8K
FinTrust Capital Advisors, LLC	3,496	$54.9K
M&R Capital Management Inc	991	$15.6K
Carmichael Hill & Associates, Inc.	850	$13.3K