Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 183
- +8 vs. Q2 2024
- Shares held
- 31.1M
- +551.3K (+1.8%) vs. Q2 2024
- Total value
- $482.7M
- +$40.4M (+9.1%) vs. Q2 2024
- New holders
- 22
- 71 more added
- Sold out
- 14
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kestra Advisory Services, LLC | 16,396 | $257.4K | 0.00% | +1,269+8.4% | Added |
| Carson Advisory Inc. | 15,774 | $247.7K | 0.16% | +280+1.8% | Added |
| Baird Financial Group, Inc. | 15,498 | $243.3K | 0.00% | 00.0% | Unchanged |
| Tiaa Trust, National Association | 14,761 | $231.8K | 0.00% | +1,195+8.8% | Added |
| Stephens Inc | 14,661 | $230.2K | 0.00% | +245+1.7% | Added |
| Barrett & Company, Inc. | 14,192 | $222.8K | 0.10% | +107+0.8% | Added |
| North Star Asset Management Inc | 14,113 | $221.6K | 0.01% | −150−1.1% | Reduced |
| Kestra Private Wealth Services, LLC | 14,041 | $220.4K | 0.00% | +1,115+8.6% | Added |
| Fca Corp | 13,899 | $218.2K | 0.07% | +236+1.7% | Added |
| Apollon Wealth Management, LLC | 13,878 | $217.9K | 0.01% | −2,355−14.5% | Reduced |
| Centurion Wealth Management LLC | 13,451 | $211.2K | 0.07% | +13,451 | New |
| K2 Principal Fund, L.P. | 13,400 | $210.4K | 0.03% | +13,400 | New |
| Beacon Financial Advisory LLC | 13,328 | $209.2K | 0.07% | +734+5.8% | Added |
| Walled Lake Planning & Wealth Management, LLC | 12,950 | $203.3K | 0.08% | +12,950 | New |
| Benchmark Wealth Management, LLC | 12,910 | $202.7K | 0.10% | −748−5.5% | Reduced |
| Cutter & CO Brokerage, Inc. | 12,759 | $200.3K | 0.05% | +12,759 | New |
| Kovack Advisors, Inc. | 12,205 | $191.6K | 0.02% | +32+0.3% | Added |
| B&L Asset Management LLC | 12,122 | $190.3K | 0.12% | +12,122 | New |
| EP Wealth Advisors, LLC | 11,955 | $187.7K | 0.00% | +11,955 | New |
| Wetherby Asset Management Inc | 11,798 | $185.2K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 11,791 | $185.1K | 0.00% | +842+7.7% | Added |
| CIBC Private Wealth Group, LLC | 11,631 | $182.6K | 0.00% | +607+5.5% | Added |
| Parisi Gray Wealth Management | 11,534 | $181.1K | 0.06% | +205+1.8% | Added |
| Sittner & Nelson, LLC | 11,207 | $175.9K | 0.08% | +199+1.8% | Added |
| Formidable Asset Management, LLC | 11,009 | $172.8K | 0.03% | +191+1.8% | Added |
| First Financial Bank - Trust Division | 10,899 | $171.1K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,887 | $170.9K | 0.00% | +10,887 | New |
| Allworth Financial LP | 10,706 | $168.1K | 0.00% | +73+0.7% | Added |
| TrinityPoint Wealth, LLC | 10,695 | $167.9K | 0.02% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 10,649 | $165.6K | 0.04% | −50−0.5% | Reduced |
| Atria Wealth Solutions, Inc. | 10,327 | $162.1K | 0.00% | −3,412−24.8% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $161.0K | 0.02% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 10,247 | $160.9K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,217 | $160.4K | 0.04% | 00.0% | Unchanged |
| Chapin Davis, Inc. | 10,174 | $159.7K | 0.05% | +10,174 | New |
| The PNC Financial Services Group, Inc. | 9,969 | $156.5K | 0.00% | −19,073−65.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 9,190 | $144.3K | 0.01% | +9,190 | New |
| Carolinas Wealth Consulting LLC | 9,144 | $143.6K | 0.03% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $109.9K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $96.2K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,000 | $78.5K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $78.5K | 0.06% | +5,000 | New |
| Salem Investment Counselors Inc | 4,047 | $63.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,930 | $61.7K | 0.00% | +3,930 | New |
| Pingora Partners LLC | 3,733 | $58.6K | 0.04% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 3,496 | $54.9K | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 3,398 | $53.3K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 2,976 | $46.7K | 0.00% | −323−9.8% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,900 | $45.5K | 0.01% | 00.0% | Unchanged |
| ESL Trust Services, LLC | 2,629 | $41.3K | 0.01% | −10.0% | Reduced |
| Quent Capital, LLC | 2,617 | $41.1K | 0.00% | +46+1.8% | Added |
| McIlrath & Eck, LLC | 2,604 | $40.9K | 0.01% | +47+1.8% | Added |
| EverSource Wealth Advisors, LLC | 1,750 | $27.5K | 0.00% | +1,750 | New |
| Hexagon Capital Partners LLC | 1,503 | $23.6K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,495 | $23.5K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 1,031 | $16.2K | 0.00% | +1,031 | New |
| Central Trust Co | 1,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 991 | $15.6K | 0.00% | +17+1.7% | Added |
| Carmichael Hill & Associates, Inc. | 850 | $13.3K | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 741 | $11.6K | 0.01% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 600 | $9.42K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 524 | $8.00K | 0.00% | +10+1.9% | Added |
| City State Bank | 455 | $7.14K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 438 | $6.88K | 0.00% | +8+1.9% | Added |
| Creative Financial Designs Inc | 363 | $5.70K | 0.00% | −1,181−76.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 350 | $5.50K | 0.00% | +6+1.7% | Added |
| GPS Wealth Strategies Group, LLC | 318 | $4.99K | 0.00% | +5+1.6% | Added |
| National Bank of Canada | 312 | $4.90K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 300 | $4.71K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 239 | $3.76K | 0.00% | −1−0.4% | Reduced |
| Tortoise Investment Management, LLC | 229 | $3.60K | 0.00% | +4+1.8% | Added |
| Global Retirement Partners, LLC | 180 | $2.82K | 0.00% | −1−0.6% | Reduced |
| IFP Advisors, Inc | 155 | $2.43K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 139 | $2.19K | 0.00% | +2+1.5% | Added |
| Harbour Investments, Inc. | 124 | $1.95K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 31 | $487 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 19 | $298 | 0.00% | +19 | New |
| Smartleaf Asset Management LLC | 15 | $233 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $188 | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 5 | $77 | 0.00% | +5 | New |
| FMR LLC | 3 | $47 | 0.00% | −10−76.9% | Reduced |
| International Assets Investment Management, LLC | 370,774 | – | – | +349,005+1,603.2% | Added |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −734,489−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −48,680−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −44,715−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −34,357−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −23,641−100.0% | Sold out |
| Silverlake Wealth Management LLC | 0 | $0 | 0.00% | −17,315−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,505−100.0% | Sold out |
| Stonebrook Private Inc. | 0 | $0 | 0.00% | −10,746−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −10,026−100.0% | Sold out |
| Riggs Asset Managment Co. Inc. | 0 | $0 | 0.00% | −1,068−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −525−100.0% | Sold out |
| Abich Financial Wealth Management LLC | 0 | $0 | 0.00% | −215−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |