Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 183
- +8 vs. Q2 2024
- Shares held
- 31.1M
- +551.3K (+1.8%) vs. Q2 2024
- Total value
- $482.7M
- +$40.4M (+9.1%) vs. Q2 2024
- New holders
- 22
- 71 more added
- Sold out
- 14
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $47 | 0.00% | −10−76.9% | Reduced |
| Bokf, NA | 5 | $77 | 0.00% | +5 | New |
| Harbor Investment Advisory, LLC | 12 | $188 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 15 | $233 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 19 | $298 | 0.00% | +19 | New |
| Key Financial Inc | 31 | $487 | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 124 | $1.95K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 139 | $2.19K | 0.00% | +2+1.5% | Added |
| IFP Advisors, Inc | 155 | $2.43K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 180 | $2.82K | 0.00% | −1−0.6% | Reduced |
| Tortoise Investment Management, LLC | 229 | $3.60K | 0.00% | +4+1.8% | Added |
| JPMorgan Chase & Co | 239 | $3.76K | 0.00% | −1−0.4% | Reduced |
| Game Plan Financial Advisors, LLC | 300 | $4.71K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 312 | $4.90K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 318 | $4.99K | 0.00% | +5+1.6% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 350 | $5.50K | 0.00% | +6+1.7% | Added |
| Creative Financial Designs Inc | 363 | $5.70K | 0.00% | −1,181−76.5% | Reduced |
| Investors Research Corp | 438 | $6.88K | 0.00% | +8+1.9% | Added |
| City State Bank | 455 | $7.14K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 524 | $8.00K | 0.00% | +10+1.9% | Added |
| Ransom Advisory, Ltd | 600 | $9.42K | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 741 | $11.6K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 850 | $13.3K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 991 | $15.6K | 0.00% | +17+1.7% | Added |
| Central Trust Co | 1,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 1,031 | $16.2K | 0.00% | +1,031 | New |
| Pathway Financial Advisers, LLC | 1,495 | $23.5K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $23.6K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,750 | $27.5K | 0.00% | +1,750 | New |
| McIlrath & Eck, LLC | 2,604 | $40.9K | 0.01% | +47+1.8% | Added |
| Quent Capital, LLC | 2,617 | $41.1K | 0.00% | +46+1.8% | Added |
| ESL Trust Services, LLC | 2,629 | $41.3K | 0.01% | −10.0% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,900 | $45.5K | 0.01% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 2,976 | $46.7K | 0.00% | −323−9.8% | Reduced |
| Principal Securities, Inc. | 3,398 | $53.3K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 3,496 | $54.9K | 0.01% | 00.0% | Unchanged |
| Pingora Partners LLC | 3,733 | $58.6K | 0.04% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,930 | $61.7K | 0.00% | +3,930 | New |
| Salem Investment Counselors Inc | 4,047 | $63.5K | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,000 | $78.5K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $78.5K | 0.06% | +5,000 | New |
| North Star Investment Management Corp. | 6,125 | $96.2K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $109.9K | 0.04% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,144 | $143.6K | 0.03% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 9,190 | $144.3K | 0.01% | +9,190 | New |
| The PNC Financial Services Group, Inc. | 9,969 | $156.5K | 0.00% | −19,073−65.7% | Reduced |
| Chapin Davis, Inc. | 10,174 | $159.7K | 0.05% | +10,174 | New |
| Mascoma Wealth Management LLC | 10,217 | $160.4K | 0.04% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 10,247 | $160.9K | 0.02% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $161.0K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 10,327 | $162.1K | 0.00% | −3,412−24.8% | Reduced |
| SignalPoint Asset Management, LLC | 10,649 | $165.6K | 0.04% | −50−0.5% | Reduced |
| TrinityPoint Wealth, LLC | 10,695 | $167.9K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 10,706 | $168.1K | 0.00% | +73+0.7% | Added |
| Susquehanna International Group, LLP | 10,887 | $170.9K | 0.00% | +10,887 | New |
| First Financial Bank - Trust Division | 10,899 | $171.1K | 0.02% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 11,009 | $172.8K | 0.03% | +191+1.8% | Added |
| Sittner & Nelson, LLC | 11,207 | $175.9K | 0.08% | +199+1.8% | Added |
| Parisi Gray Wealth Management | 11,534 | $181.1K | 0.06% | +205+1.8% | Added |
| CIBC Private Wealth Group, LLC | 11,631 | $182.6K | 0.00% | +607+5.5% | Added |
| Creative Planning | 11,791 | $185.1K | 0.00% | +842+7.7% | Added |
| Wetherby Asset Management Inc | 11,798 | $185.2K | 0.01% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 11,955 | $187.7K | 0.00% | +11,955 | New |
| B&L Asset Management LLC | 12,122 | $190.3K | 0.12% | +12,122 | New |
| Kovack Advisors, Inc. | 12,205 | $191.6K | 0.02% | +32+0.3% | Added |
| Cutter & CO Brokerage, Inc. | 12,759 | $200.3K | 0.05% | +12,759 | New |
| Benchmark Wealth Management, LLC | 12,910 | $202.7K | 0.10% | −748−5.5% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 12,950 | $203.3K | 0.08% | +12,950 | New |
| Beacon Financial Advisory LLC | 13,328 | $209.2K | 0.07% | +734+5.8% | Added |
| K2 Principal Fund, L.P. | 13,400 | $210.4K | 0.03% | +13,400 | New |
| Centurion Wealth Management LLC | 13,451 | $211.2K | 0.07% | +13,451 | New |
| Apollon Wealth Management, LLC | 13,878 | $217.9K | 0.01% | −2,355−14.5% | Reduced |
| Fca Corp | 13,899 | $218.2K | 0.07% | +236+1.7% | Added |
| Kestra Private Wealth Services, LLC | 14,041 | $220.4K | 0.00% | +1,115+8.6% | Added |
| North Star Asset Management Inc | 14,113 | $221.6K | 0.01% | −150−1.1% | Reduced |
| Barrett & Company, Inc. | 14,192 | $222.8K | 0.10% | +107+0.8% | Added |
| Stephens Inc | 14,661 | $230.2K | 0.00% | +245+1.7% | Added |
| Tiaa Trust, National Association | 14,761 | $231.8K | 0.00% | +1,195+8.8% | Added |
| Baird Financial Group, Inc. | 15,498 | $243.3K | 0.00% | 00.0% | Unchanged |
| Carson Advisory Inc. | 15,774 | $247.7K | 0.16% | +280+1.8% | Added |
| Kestra Advisory Services, LLC | 16,396 | $257.4K | 0.00% | +1,269+8.4% | Added |
| Wiley Bros.-Aintree Capital, LLC | 16,778 | $263.4K | 0.01% | +16,778 | New |
| City of London Investment Management Co Ltd | 17,221 | $270.4K | 0.02% | +17,221 | New |
| Level Four Advisory Services, LLC | 18,255 | $276.6K | 0.01% | +540+3.0% | Added |
| LifePro Asset Management | 17,757 | $278.8K | 0.17% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 17,900 | $281.0K | 0.09% | 00.0% | Unchanged |
| South State Corp. | 18,972 | $297.9K | 0.02% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 19,053 | $299.1K | 0.03% | −2,478−11.5% | Reduced |
| Independent Financial Group, LLC | 19,197 | $301.4K | 0.01% | −7,721−28.7% | Reduced |
| National Asset Management, Inc. | 19,872 | $307.6K | 0.01% | +1,047+5.6% | Added |
| Abel Hall, LLC | 20,000 | $314.0K | 0.21% | 00.0% | Unchanged |
| Brown Advisory Inc | 21,645 | $339.8K | 0.00% | +107+0.5% | Added |
| Invesco Ltd. | 22,293 | $350.0K | 0.00% | +821+3.8% | Added |
| HBK Sorce Advisory LLC | 22,316 | $350.4K | 0.01% | +7,447+50.1% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 23,224 | $364.6K | 0.01% | −68−0.3% | Reduced |
| Moors & Cabot, Inc. | 23,727 | $372.5K | 0.02% | +28+0.1% | Added |
| Walleye Capital LLC | 25,462 | $399.8K | 0.00% | −20,431−44.5% | Reduced |
| Uncommon Cents Investing LLC | 27,449 | $431.0K | 0.12% | −50−0.2% | Reduced |
| Bay Rivers Group | 27,663 | $434.3K | 0.22% | +5,800+26.5% | Added |