Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +9 vs. Q4 2025
- Shares held
- 36.1M
- +111.7K (+0.3%) vs. Q4 2025
- Total value
- $601.8M
- +$20.8M (+3.6%) vs. Q4 2025
- New holders
- 32
- 88 more added
- Sold out
- 23
- 44 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ronald Blue Trust, Inc. | 0 | $2 | 0.00% | −35−100.0% | Reduced |
| Rockefeller Capital Management L.P. | 5 | $83 | 0.00% | +5 | New |
| Citigroup Inc | 7 | $116 | 0.00% | +7 | New |
| Whittier Trust Co of Nevada Inc | 8 | $135 | 0.00% | +8 | New |
| Nemes Rush Group LLC | 26 | $432 | 0.00% | +26 | New |
| Key Financial Inc | 32 | $531 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 38 | $633 | 0.00% | +38 | New |
| DHJJ Financial Advisors, Ltd. | 55 | $913 | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 34 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 88 | $1.46K | 0.00% | +88 | New |
| Lodestone Wealth Management LLC | 107 | $1.78K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 109 | $1.81K | 0.00% | +3+2.8% | Added |
| Highline Wealth Partners LLC | 137 | $2.27K | 0.00% | +12+9.6% | Added |
| Hager Investment Management Services, LLC | 161 | $2.67K | 0.00% | +161 | New |
| Beaird Harris Wealth Management, LLC | 249 | $4.13K | 0.00% | +249 | New |
| JPMorgan Chase & Co | 292 | $4.71K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 300 | $4.98K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 327 | $5.43K | 0.00% | +6+1.9% | Added |
| Creative Financial Designs Inc | 363 | $6.03K | 0.00% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 390 | $6.47K | 0.00% | −31−7.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 402 | $6.68K | 0.00% | +7+1.8% | Added |
| National Bank of Canada | 407 | $6.75K | 0.00% | 00.0% | Unchanged |
| City State Bank | 472 | $7.83K | 0.00% | +8+1.7% | Added |
| Hantz Financial Services, Inc. | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 565 | $9.38K | 0.00% | +10+1.8% | Added |
| NBC Securities, Inc. | 601 | $9.99K | 0.00% | +11+1.9% | Added |
| Harbour Investments, Inc. | 634 | $10.5K | 0.00% | +510+411.3% | Added |
| Anfield Capital Management, LLC | 779 | $12.9K | 0.00% | +779 | New |
| Golden State Equity Partners | 929 | $15.4K | 0.00% | +929 | New |
| Central Trust Co | 1,000 | $16.6K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,300 | $21.6K | 0.00% | +1,300 | New |
| Osbon Capital Management LLC | 1,490 | $24.7K | 0.02% | +1,490 | New |
| Hughes Financial Services, LLC | 1,617 | $26.8K | 0.00% | 00.0% | Unchanged |
| Westfuller Advisors, LLC | 1,862 | $30.9K | 0.01% | +34+1.9% | Added |
| Fairway Wealth LLC | 2,000 | $33.2K | 0.01% | +2,000 | New |
| Huntington National Bank | – | $35.6K | 0.00% | – | New |
| Salomon & Ludwin, LLC | 2,204 | $37.2K | 0.00% | 00.0% | Unchanged |
| Vermillion Wealth Management, Inc. | 2,376 | $39.4K | 0.02% | −53−2.2% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,900 | $48.1K | 0.01% | 00.0% | Unchanged |
| Quent Capital, LLC | 2,999 | $49.8K | 0.00% | +54+1.8% | Added |
| UBS Asset Management Americas Inc | 3,071 | $51.0K | 0.00% | +3,071 | New |
| Assetmark, Inc | 3,701 | $61.4K | 0.00% | +2,362+176.4% | Added |
| Pingora Partners LLC | 3,733 | $62.0K | 0.04% | 00.0% | Unchanged |
| Community Financial Services Group, LLC | 3,918 | $66.5K | 0.01% | +3,918 | New |
| Salem Investment Counselors Inc | 4,047 | $67.2K | 0.00% | +4,047 | New |
| EverSource Wealth Advisors, LLC | 4,500 | $74.7K | 0.00% | 00.0% | Unchanged |
| Prosperity Bancshares Inc | 5,178 | $86.0K | 0.07% | +5,178 | New |
| Private Wealth Asset Management, LLC | 5,469 | $90.8K | 0.01% | +2,211+67.9% | Added |
| North Star Investment Management Corp. | 6,125 | $101.7K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $116.2K | 0.03% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 10,239 | $164.8K | 0.03% | −495−4.6% | Reduced |
| Mascoma Wealth Management LLC | 10,217 | $169.6K | 0.04% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 10,218 | $169.6K | 0.06% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $170.2K | 0.02% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 10,695 | $177.5K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,787 | $179.1K | 0.00% | +120+1.1% | Added |
| Zacks Investment Management | 10,788 | $179.1K | 0.00% | +10,788 | New |
| Strategic Blueprint, LLC | 10,788 | $179.1K | 0.01% | +10,788 | New |
| NorthStar Asset Management LLC | 11,068 | $183.7K | 0.09% | +201+1.8% | Added |
| Endeavor Private Wealth, Inc. | 11,280 | $187.2K | 0.05% | 00.0% | Unchanged |
| Coquina Private Wealth LLC | 11,402 | $189.3K | 0.15% | +205+1.8% | Added |
| CWM, LLC | 11,419 | $189.6K | 0.00% | +9,731+576.5% | Added |
| Closed-End Fund Advisors, Inc. | 11,552 | $191.8K | 0.20% | +612+5.6% | Added |
| Wedmont Private Capital | 11,023 | $192.6K | 0.01% | +11,023 | New |
| Truist Financial Corp | 11,938 | $198.2K | 0.00% | −61−0.5% | Reduced |
| North Star Asset Management Inc | 12,277 | $203.8K | 0.01% | −300−2.4% | Reduced |
| Tradition Wealth Management, LLC | 12,579 | $208.8K | 0.01% | +30.0% | Added |
| Verus Capital Partners, LLC | 13,045 | $216.6K | 0.01% | −433−3.2% | Reduced |
| Creative Planning | 13,074 | $217.0K | 0.00% | −662−4.8% | Reduced |
| The PNC Financial Services Group, Inc. | 13,146 | $218.2K | 0.00% | +392+3.1% | Added |
| Barrett & Company, Inc. | 13,250 | $220.0K | 0.08% | +8+0.1% | Added |
| Centurion Wealth Management LLC | 13,451 | $223.3K | 0.05% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 14,074 | $233.6K | 0.02% | +255+1.8% | Added |
| Sage Private Wealth Group, LLC | 14,080 | $233.7K | 0.12% | +14,080 | New |
| Colony Group, LLC | 15,596 | $258.9K | 0.00% | +102+0.7% | Added |
| Independent Advisor Alliance | 15,651 | $259.8K | 0.00% | +15,651 | New |
| Tiaa-Cref Individual & Institutional Services, LLC | 15,677 | $260.2K | 0.00% | +15,677 | New |
| Keyes, Stange & Wooten Wealth Management, LLC | 15,695 | $260.5K | 0.12% | 00.0% | Unchanged |
| US Bancorp | 15,724 | $261.0K | 0.00% | +283+1.8% | Added |
| Fca Corp | 15,860 | $263.3K | 0.07% | +277+1.8% | Added |
| Karpus Management, Inc. | 16,088 | $267.1K | 0.01% | +16,088 | New |
| Stephens Inc | 16,277 | $270.2K | 0.00% | +281+1.8% | Added |
| K2 Principal Fund, L.P. | 16,503 | $273.9K | 0.03% | −4,000−19.5% | Reduced |
| Kovack Advisors, Inc. | 16,777 | $283.5K | 0.02% | +1,648+10.9% | Added |
| Sierra Ocean, LLC | 17,377 | $288.5K | 0.24% | 00.0% | Unchanged |
| Fortem Financial Group, LLC | 17,388 | $288.6K | 0.07% | +17,388 | New |
| Simplicity Wealth,LLC | 17,757 | $294.8K | 0.02% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 17,900 | $297.1K | 0.08% | 00.0% | Unchanged |
| Carson Advisory Inc. | 18,096 | $300.4K | 0.16% | +328+1.8% | Added |
| Independent Financial Group, LLC | 18,595 | $308.7K | 0.01% | +791+4.4% | Added |
| HBK Sorce Advisory LLC | 16,634 | $310.7K | 0.01% | +244+1.5% | Added |
| South State Corp. | 18,972 | $314.9K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 19,022 | $315.8K | 0.07% | +898+5.0% | Added |
| Northwestern Mutual Wealth Management Co | 19,241 | $319.4K | 0.00% | +6,824+55.0% | Added |
| Harbour Wealth Management Group, Inc. | 19,545 | $324.4K | 0.24% | +156+0.8% | Added |
| Decker Wealth Management LLC | 19,547 | $324.5K | 0.07% | +216+1.1% | Added |
| PKS Advisory Services, LLC | 20,749 | $344.4K | 0.08% | −83−0.4% | Reduced |
| Level Four Advisory Services, LLC | 20,841 | $346.0K | 0.01% | −15,928−43.3% | Reduced |
| Daymark Wealth Partners, LLC | 21,930 | $364.0K | 0.01% | +37+0.2% | Added |
| Eclectic Associates Inc | 22,954 | $381.0K | 0.05% | +12,812+126.3% | Added |