Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 198
- +12 vs. Q2 2025
- Shares held
- 35.1M
- +1.15M (+3.4%) vs. Q2 2025
- Total value
- $565.6M
- +$55.0M (+10.8%) vs. Q2 2025
- New holders
- 28
- 82 more added
- Sold out
- 16
- 47 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JFS Wealth Advisors, LLC | 0 | $1 | 0.00% | 0 | New |
| Tower Research Capital LLC (TRC) | 4 | $65 | 0.00% | −12−75.0% | Reduced |
| Golden State Wealth Management, LLC | 8 | $129 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 13 | $210 | 0.00% | +13 | New |
| Key Financial Inc | 31 | $503 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 35 | $565 | 0.00% | +35 | New |
| DHJJ Financial Advisors, Ltd. | 55 | $888 | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 33 | $1.00K | 0.00% | +33 | New |
| Larson Financial Group LLC | 81 | $1.31K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 103 | $1.66K | 0.00% | +1+1.0% | Added |
| Harbour Investments, Inc. | 124 | $2.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 155 | $2.50K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 194 | $3.13K | 0.00% | +3+1.6% | Added |
| Game Plan Financial Advisors, LLC | 300 | $4.84K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 311 | $5.02K | 0.00% | +5+1.6% | Added |
| GPS Wealth Strategies Group, LLC | 345 | $5.57K | 0.00% | +6+1.8% | Added |
| JPMorgan Chase & Co | 361 | $5.83K | 0.00% | +361 | New |
| Creative Financial Designs Inc | 363 | $5.86K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 382 | $6.16K | 0.00% | +7+1.9% | Added |
| National Bank of Canada | 407 | $6.57K | 0.00% | 00.0% | Unchanged |
| City State Bank | 464 | $7.48K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 538 | $8.68K | 0.00% | −1,368−71.8% | Reduced |
| NBC Securities, Inc. | 571 | $9.22K | 0.00% | +10+1.8% | Added |
| Ransom Advisory, Ltd | 600 | $9.68K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 687 | $11.1K | 0.00% | +687 | New |
| Ameritas Advisory Services, LLC | 700 | $11.3K | 0.00% | 00.0% | Unchanged |
| Eastern Bank | 838 | $13.5K | 0.00% | +838 | New |
| CIBC Private Wealth Group, LLC | 994 | $16.0K | 0.00% | +587+144.2% | Added |
| Central Trust Co | 1,000 | $16.1K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 1,092 | $17.7K | 0.01% | +1,092 | New |
| Jones Financial Companies LLLP | 1,214 | $19.6K | 0.00% | +1,144+1,634.3% | Added |
| Assetmark, Inc | 1,339 | $21.6K | 0.00% | +20+1.5% | Added |
| Pinnacle Bancorp, Inc. | 1,375 | $22.2K | 0.01% | +24+1.8% | Added |
| Pathway Financial Advisers, LLC | 1,495 | $24.1K | 0.01% | +1,495 | New |
| Hughes Financial Services, LLC | 1,617 | $25.6K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,743 | $28.0K | 0.00% | +56+3.3% | Added |
| Westfuller Advisors, LLC | 1,769 | $28.5K | 0.01% | +1,769 | New |
| Rockefeller Capital Management L.P. | 1,826 | $29.5K | 0.00% | +1,826 | New |
| Newbridge Financial Services Group, Inc. | 1,907 | $30.8K | 0.00% | +33+1.8% | Added |
| Vermillion Wealth Management, Inc. | 2,250 | $36.3K | 0.01% | +416+22.7% | Added |
| Salomon & Ludwin, LLC | 2,655 | $43.4K | 0.00% | −321−10.8% | Reduced |
| Quent Capital, LLC | 2,850 | $46.0K | 0.00% | +2,850 | New |
| Brown, Lisle/Cummings, Inc. | 2,900 | $46.8K | 0.01% | 00.0% | Unchanged |
| Coastline Trust Co | 3,000 | $48.4K | 0.01% | +3,000 | New |
| Sound Income Strategies, LLC | 3,150 | $50.8K | 0.00% | +3,150 | New |
| Principal Securities, Inc. | 3,489 | $56.3K | 0.00% | −400−10.3% | Reduced |
| EverSource Wealth Advisors, LLC | 3,500 | $56.5K | 0.00% | +1,750+100.0% | Added |
| Pingora Partners LLC | 3,733 | $60.2K | 0.04% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,047 | $65.3K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $80.7K | 0.05% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,408 | $87.2K | 0.00% | +408+8.2% | Added |
| North Star Investment Management Corp. | 6,125 | $98.8K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $112.9K | 0.03% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,886 | $159.5K | 0.06% | +173+1.8% | Added |
| Formidable Asset Management, LLC | 10,687 | $160.8K | 0.03% | −809−7.0% | Reduced |
| Farther Finance Advisors, LLC | 10,071 | $162.4K | 0.00% | +30.0% | Added |
| Mascoma Wealth Management LLC | 10,217 | $164.8K | 0.04% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $165.4K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,296 | $166.1K | 0.01% | +10,296 | New |
| Truist Financial Corp | 10,376 | $167.4K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,481 | $169.1K | 0.02% | +14+0.1% | Added |
| Davenport & Co LLC | 10,493 | $169.3K | 0.00% | +25+0.2% | Added |
| NorthStar Asset Management LLC | 10,513 | $169.6K | 0.08% | +184+1.8% | Added |
| Coastal Bridge Advisors, LLC | 10,695 | $172.5K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,858 | $175.1K | 0.00% | −7,074−39.4% | Reduced |
| Belpointe Asset Management LLC | 10,980 | $177.1K | 0.01% | +10,980 | New |
| Fortis Capital Advisors, LLC | 10,980 | $177.1K | 0.03% | +10,980 | New |
| Creative Planning | 10,999 | $177.4K | 0.00% | −1,007−8.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 11,245 | $181.4K | 0.00% | +556+5.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 11,365 | $183.7K | 0.00% | −810−6.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 11,723 | $189.1K | 0.00% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 11,798 | $190.3K | 0.01% | 00.0% | Unchanged |
| Endeavor Private Wealth, Inc. | 12,205 | $196.9K | 0.06% | +12,205 | New |
| Tradition Wealth Management, LLC | 12,570 | $202.8K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,713 | $205.1K | 0.00% | +1,221+10.6% | Added |
| North Star Asset Management Inc | 13,197 | $212.9K | 0.01% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 13,228 | $213.4K | 0.07% | −1,242−8.6% | Reduced |
| Uhlmann Price Securities, LLC | 13,368 | $215.6K | 0.13% | +1,521+12.8% | Added |
| Centurion Wealth Management LLC | 13,451 | $217.0K | 0.05% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 13,624 | $219.8K | 0.02% | +3,512+34.7% | Added |
| Independent Financial Group, LLC | 13,844 | $223.3K | 0.01% | −7,030−33.7% | Reduced |
| Tiaa Trust, National Association | 14,854 | $239.6K | 0.00% | +259+1.8% | Added |
| Fca Corp | 15,097 | $243.5K | 0.07% | +254+1.7% | Added |
| Stephens Inc | 15,499 | $250.0K | 0.00% | +255+1.7% | Added |
| Keyes, Stange & Wooten Wealth Management, LLC | 15,695 | $253.2K | 0.12% | 00.0% | Unchanged |
| Carson Advisory Inc. | 17,192 | $277.3K | 0.15% | +300+1.8% | Added |
| Beacon Financial Advisory LLC | 17,370 | $280.2K | 0.06% | +1,275+7.9% | Added |
| Sierra Ocean, LLC | 17,377 | $280.3K | 0.24% | −2,186−11.2% | Reduced |
| Redmond Asset Management, LLC | 17,900 | $288.7K | 0.07% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 18,379 | $296.8K | 0.01% | −516−2.7% | Reduced |
| PKS Advisory Services, LLC | 18,608 | $300.2K | 0.07% | +18,608 | New |
| South State Corp. | 18,972 | $306.0K | 0.01% | −1,000−5.0% | Reduced |
| Millennium Management LLC | 19,000 | $306.5K | 0.00% | +19,000 | New |
| K2 Principal Fund, L.P. | 19,837 | $320.0K | 0.03% | +347+1.8% | Added |
| Spirepoint Private Client, LLC | 20,859 | $336.5K | 0.04% | +20,859 | New |
| Envestnet Asset Management Inc | 20,942 | $337.8K | 0.00% | −8,698−29.3% | Reduced |
| International Assets Investment Management, LLC | 22,573 | $344.7K | 0.03% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 23,753 | $383.1K | 0.18% | +359+1.5% | Added |
| Daymark Wealth Partners, LLC | 23,828 | $384.3K | 0.01% | +34+0.1% | Added |