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Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q4 2023

Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
166
+8 vs. Q3 2023
Shares held
29.6M
+1.08M (+3.8%) vs. Q3 2023
Total value
$431.3M
+$64.0M (+17.4%) vs. Q3 2023
New holders
24
64 more added
Sold out
16
43 more reduced

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 166 institutions
Q1 2021: 164 institutionsQ2 2021: 168 institutionsQ3 2021: 157 institutionsQ4 2021: 167 institutionsQ1 2022: 150 institutionsQ2 2022: 145 institutionsQ3 2022: 152 institutionsQ4 2022: 164 institutionsQ1 2023: 167 institutionsQ2 2023: 158 institutionsQ3 2023: 160 institutionsQ4 2023: 166 institutionsQ1 2024: 171 institutionsQ2 2024: 176 institutionsQ3 2024: 183 institutionsQ4 2024: 185 institutionsQ1 2025: 183 institutionsQ2 2025: 188 institutionsQ3 2025: 198 institutionsQ4 2025: 199 institutionsQ1 2026: 202 institutionsQ2 2026: 208 institutions
Value heldQ4 2023: $431.3M
Q1 2021: $576.3MQ2 2021: $618.6MQ3 2021: $569.7MQ4 2021: $613.0MQ1 2022: $478.3MQ2 2022: $398.2MQ3 2022: $350.1MQ4 2022: $366.8MQ1 2023: $370.7MQ2 2023: $381.9MQ3 2023: $369.7MQ4 2023: $431.3MQ1 2024: $455.1MQ2 2024: $443.5MQ3 2024: $482.7MQ4 2024: $501.6MQ1 2025: $470.9MQ2 2025: $510.9MQ3 2025: $565.6MQ4 2025: $582.2MQ1 2026: $601.8MQ2 2026: $717.3M
Institutions holding RVT and their total value by quarter
QuarterHoldersValue
Q2 2026208$717.3M
Q1 2026202$601.8M
Q4 2025199$582.2M
Q3 2025198$565.6M
Q2 2025188$510.9M
Q1 2025183$470.9M
Q4 2024185$501.6M
Q3 2024183$482.7M
Q2 2024176$443.5M
Q1 2024171$455.1M
Q4 2023166$431.3M
Q3 2023160$369.7M
Q2 2023158$381.9M
Q1 2023167$370.7M
Q4 2022164$366.8M
Q3 2022152$350.1M
Q2 2022145$398.2M
Q1 2022150$478.3M
Q4 2021167$613.0M
Q3 2021157$569.7M
Q2 2021168$618.6M
Q1 2021164$576.3M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2023.

Institutions holding RVT in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Concorde Asset Management, LLC15,904$231.6K0.16%+416+2.7%Added
Barrett & Company, Inc.15,825$230.4K0.12%+60.0%Added
Benchmark Wealth Management, LLC15,277$222.4K0.13%−775−4.8%Reduced
Stephens Inc15,123$220.2K0.00%+290+2.0%Added
Carson Advisory Inc.14,913$217.1K0.17%+300+2.1%Added
Wealthcare Advisory Partners LLC14,700$214.0K0.01%+2,137+17.0%Added
Creative Planning14,469$210.7K0.00%+2,185+17.8%Added
National Asset Management, Inc.14,384$209.4K0.01%−1,133−7.3%Reduced
Truist Financial Corp14,249$207.5K0.00%−2,313−14.0%Reduced
Focus Financial Network Inc13,999$203.8K0.01%+13,999New
Kestra Private Wealth Services, LLC13,897$202.3K0.01%+103+0.7%Added
Coastline Trust Co13,474$196.2K0.03%00.0%Unchanged
Centurion Wealth Management LLC13,451$195.8K0.08%00.0%Unchanged
Chapin Davis, Inc.13,274$193.3K0.08%00.0%Unchanged
Fca Corp13,172$191.8K0.07%+879+7.2%Added
Spire Wealth Management13,451$189.4K0.01%00.0%Unchanged
Tiaa Trust, National Association12,882$187.6K0.00%+260+2.1%Added
Thrivent Financial for Lutherans12,391$180.0K0.00%+12,391New
Parisi Gray Wealth Management10,903$158.7K0.06%+220+2.1%Added
First Financial Bank - Trust Division10,899$158.7K0.02%00.0%Unchanged
Verus Capital Partners, LLC10,828$157.7K0.02%+10,828New
CTC Alternative Strategies, Ltd.10,803$157.3K0.33%+10,803New
TrinityPoint Wealth, LLC10,695$155.7K0.03%00.0%Unchanged
Sittner & Nelson, LLC10,594$154.2K0.08%+214+2.1%Added
Allworth Financial LP10,481$152.6K0.00%+10,481New
LaFleur & Godfrey LLC10,404$151.5K0.02%00.0%Unchanged
Kovack Advisors, Inc.10,363$150.9K0.02%−4,048−28.1%Reduced
Graves-Light Private Wealth Management, Inc.10,253$149.3K0.02%00.0%Unchanged
Mascoma Wealth Management LLC10,217$148.8K0.04%−500−4.7%Reduced
Carolinas Wealth Consulting LLC9,144$133.1K0.03%00.0%Unchanged
Operose Advisors LLC7,000$101.9K0.04%00.0%Unchanged
North Star Investment Management Corp.6,125$89.2K0.01%00.0%Unchanged
Creative Financial Designs Inc4,535$66.0K0.01%00.0%Unchanged
Advisory Services Network, LLC3,800$55.3K0.00%+3,800New
Pingora Partners LLC3,733$54.4K0.05%+3,733New
Principal Securities, Inc.3,269$47.6K0.00%+3,269New
Brown, Lisle/Cummings, Inc.2,900$42.2K0.02%00.0%Unchanged
McIlrath & Eck, LLC2,461$35.8K0.01%+49+2.0%Added
CGC Financial Services, LLC2,424$35.3K0.02%00.0%Unchanged
Pathway Financial Advisers, LLC2,000$29.1K0.01%00.0%Unchanged
AdvisorNet Financial, Inc1,850$26.9K0.00%00.0%Unchanged
Baystate Wealth Management LLC1,537$22.4K0.00%+1,537New
Hexagon Capital Partners LLC1,503$21.9K0.01%00.0%Unchanged
Global Retirement Partners, LLC1,127$15.6K0.00%+955+555.2%Added
JPMorgan Chase & Co1,067$15.5K0.00%+613+135.0%Added
Central Trust Co1,000$14.6K0.00%00.0%Unchanged
M&R Capital Management Inc937$13.6K0.00%+19+2.1%Added
Carmichael Hill & Associates, Inc.850$12.4K0.01%−561−39.8%Reduced
American Capital Advisory, LLC741$10.8K0.01%+741New
NBC Securities, Inc.495$7.00K0.00%+10+2.1%Added
City State Bank447$7.00K0.00%+9+2.1%Added
Thomas J. Herzfeld Advisors, Inc.331$4.82K0.00%−3,376−91.1%Reduced
GPS Wealth Strategies Group, LLC302$4.40K0.00%+6+2.0%Added
Washington Trust Co300$4.37K0.00%+6+2.0%Added
Game Plan Financial Advisors, LLC300$4.37K0.00%+300New
CWM, LLC276$4.00K0.00%−970−77.8%Reduced
JFS Wealth Advisors, LLC209$3.04K0.00%+4+2.0%Added
IFP Advisors, Inc155$2.26K0.00%00.0%Unchanged
Lee Financial Co100$1.46K0.00%00.0%Unchanged
AlphaMark Advisors, LLC50$1.00K0.00%00.0%Unchanged
Huntington National Bank–$4520.00%–New
Key Financial Inc31$4510.00%00.0%Unchanged
Harbor Investment Advisory, LLC12$1750.00%00.0%Unchanged
Rise Advisors, LLC8$1190.00%00.0%Unchanged
Naples Money Management LLC5$770.00%+5New
FMR LLC1$150.00%00.0%Unchanged
Wolverine Asset Management LLC0$00.00%−354,142−100.0%Sold out
Atlas Private Wealth Advisors0$00.00%−109,830−100.0%Sold out
Lokken Investment Group LLC0$00.00%−70,667−100.0%Sold out
Elequin Capital LP0$00.00%−50,794−100.0%Sold out
Pasadena Private Wealth, LLC0$00.00%−35,900−100.0%Sold out
Sigma Planning Corp0$00.00%−30,979−100.0%Sold out
Avestar Capital, LLC0$00.00%−22,800−100.0%Sold out
AE Wealth Management LLC0$00.00%−14,561−100.0%Sold out
Wetherby Asset Management Inc0$00.00%−13,881−100.0%Sold out
Matisse Capital0$00.00%−13,382−100.0%Sold out
Great Valley Advisor Group, Inc.0$00.00%−10,096−100.0%Sold out
Cary Street Partner Investment Advisory LLC0$00.00%−3,697−100.0%Sold out
Anchor Investment Management, LLC0$00.00%−887−100.0%Sold out
Raleigh Capital Management Inc.0$00.00%−690−100.0%Sold out
Larson Financial Group LLC0$00.00%−300−100.0%Sold out
Ronald Blue Trust, Inc.0$00.00%−250−100.0%Sold out
Rothschild Investment Corp––––Not filed
First Republic Investment Management, Inc.––––Not filed