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Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q4 2023

Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
166
+8 vs. Q3 2023
Shares held
29.6M
+1.08M (+3.8%) vs. Q3 2023
Total value
$431.3M
+$64.0M (+17.4%) vs. Q3 2023
New holders
24
64 more added
Sold out
16
43 more reduced

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 166 institutions
Q1 2021: 164 institutionsQ2 2021: 168 institutionsQ3 2021: 157 institutionsQ4 2021: 167 institutionsQ1 2022: 150 institutionsQ2 2022: 145 institutionsQ3 2022: 152 institutionsQ4 2022: 164 institutionsQ1 2023: 167 institutionsQ2 2023: 158 institutionsQ3 2023: 160 institutionsQ4 2023: 166 institutionsQ1 2024: 171 institutionsQ2 2024: 176 institutionsQ3 2024: 183 institutionsQ4 2024: 185 institutionsQ1 2025: 183 institutionsQ2 2025: 188 institutionsQ3 2025: 198 institutionsQ4 2025: 199 institutionsQ1 2026: 202 institutionsQ2 2026: 208 institutions
Value heldQ4 2023: $431.3M
Q1 2021: $576.3MQ2 2021: $618.6MQ3 2021: $569.7MQ4 2021: $613.0MQ1 2022: $478.3MQ2 2022: $398.2MQ3 2022: $350.1MQ4 2022: $366.8MQ1 2023: $370.7MQ2 2023: $381.9MQ3 2023: $369.7MQ4 2023: $431.3MQ1 2024: $455.1MQ2 2024: $443.5MQ3 2024: $482.7MQ4 2024: $501.6MQ1 2025: $470.9MQ2 2025: $510.9MQ3 2025: $565.6MQ4 2025: $582.2MQ1 2026: $601.8MQ2 2026: $717.3M
Institutions holding RVT and their total value by quarter
QuarterHoldersValue
Q2 2026208$717.3M
Q1 2026202$601.8M
Q4 2025199$582.2M
Q3 2025198$565.6M
Q2 2025188$510.9M
Q1 2025183$470.9M
Q4 2024185$501.6M
Q3 2024183$482.7M
Q2 2024176$443.5M
Q1 2024171$455.1M
Q4 2023166$431.3M
Q3 2023160$369.7M
Q2 2023158$381.9M
Q1 2023167$370.7M
Q4 2022164$366.8M
Q3 2022152$350.1M
Q2 2022145$398.2M
Q1 2022150$478.3M
Q4 2021167$613.0M
Q3 2021157$569.7M
Q2 2021168$618.6M
Q1 2021164$576.3M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2023.

Institutions holding RVT in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$150.00%00.0%Unchanged
Naples Money Management LLC5$770.00%+5New
Rise Advisors, LLC8$1190.00%00.0%Unchanged
Harbor Investment Advisory, LLC12$1750.00%00.0%Unchanged
Key Financial Inc31$4510.00%00.0%Unchanged
Huntington National Bank–$4520.00%–New
AlphaMark Advisors, LLC50$1.00K0.00%00.0%Unchanged
Lee Financial Co100$1.46K0.00%00.0%Unchanged
IFP Advisors, Inc155$2.26K0.00%00.0%Unchanged
JFS Wealth Advisors, LLC209$3.04K0.00%+4+2.0%Added
CWM, LLC276$4.00K0.00%−970−77.8%Reduced
Washington Trust Co300$4.37K0.00%+6+2.0%Added
Game Plan Financial Advisors, LLC300$4.37K0.00%+300New
GPS Wealth Strategies Group, LLC302$4.40K0.00%+6+2.0%Added
Thomas J. Herzfeld Advisors, Inc.331$4.82K0.00%−3,376−91.1%Reduced
NBC Securities, Inc.495$7.00K0.00%+10+2.1%Added
City State Bank447$7.00K0.00%+9+2.1%Added
American Capital Advisory, LLC741$10.8K0.01%+741New
Carmichael Hill & Associates, Inc.850$12.4K0.01%−561−39.8%Reduced
M&R Capital Management Inc937$13.6K0.00%+19+2.1%Added
Central Trust Co1,000$14.6K0.00%00.0%Unchanged
JPMorgan Chase & Co1,067$15.5K0.00%+613+135.0%Added
Global Retirement Partners, LLC1,127$15.6K0.00%+955+555.2%Added
Hexagon Capital Partners LLC1,503$21.9K0.01%00.0%Unchanged
Baystate Wealth Management LLC1,537$22.4K0.00%+1,537New
AdvisorNet Financial, Inc1,850$26.9K0.00%00.0%Unchanged
Pathway Financial Advisers, LLC2,000$29.1K0.01%00.0%Unchanged
CGC Financial Services, LLC2,424$35.3K0.02%00.0%Unchanged
McIlrath & Eck, LLC2,461$35.8K0.01%+49+2.0%Added
Brown, Lisle/Cummings, Inc.2,900$42.2K0.02%00.0%Unchanged
Principal Securities, Inc.3,269$47.6K0.00%+3,269New
Pingora Partners LLC3,733$54.4K0.05%+3,733New
Advisory Services Network, LLC3,800$55.3K0.00%+3,800New
Creative Financial Designs Inc4,535$66.0K0.01%00.0%Unchanged
North Star Investment Management Corp.6,125$89.2K0.01%00.0%Unchanged
Operose Advisors LLC7,000$101.9K0.04%00.0%Unchanged
Carolinas Wealth Consulting LLC9,144$133.1K0.03%00.0%Unchanged
Mascoma Wealth Management LLC10,217$148.8K0.04%−500−4.7%Reduced
Graves-Light Private Wealth Management, Inc.10,253$149.3K0.02%00.0%Unchanged
Kovack Advisors, Inc.10,363$150.9K0.02%−4,048−28.1%Reduced
LaFleur & Godfrey LLC10,404$151.5K0.02%00.0%Unchanged
Allworth Financial LP10,481$152.6K0.00%+10,481New
Sittner & Nelson, LLC10,594$154.2K0.08%+214+2.1%Added
TrinityPoint Wealth, LLC10,695$155.7K0.03%00.0%Unchanged
CTC Alternative Strategies, Ltd.10,803$157.3K0.33%+10,803New
Verus Capital Partners, LLC10,828$157.7K0.02%+10,828New
First Financial Bank - Trust Division10,899$158.7K0.02%00.0%Unchanged
Parisi Gray Wealth Management10,903$158.7K0.06%+220+2.1%Added
Thrivent Financial for Lutherans12,391$180.0K0.00%+12,391New
Tiaa Trust, National Association12,882$187.6K0.00%+260+2.1%Added
Spire Wealth Management13,451$189.4K0.01%00.0%Unchanged
Fca Corp13,172$191.8K0.07%+879+7.2%Added
Chapin Davis, Inc.13,274$193.3K0.08%00.0%Unchanged
Centurion Wealth Management LLC13,451$195.8K0.08%00.0%Unchanged
Coastline Trust Co13,474$196.2K0.03%00.0%Unchanged
Kestra Private Wealth Services, LLC13,897$202.3K0.01%+103+0.7%Added
Focus Financial Network Inc13,999$203.8K0.01%+13,999New
Truist Financial Corp14,249$207.5K0.00%−2,313−14.0%Reduced
National Asset Management, Inc.14,384$209.4K0.01%−1,133−7.3%Reduced
Creative Planning14,469$210.7K0.00%+2,185+17.8%Added
Wealthcare Advisory Partners LLC14,700$214.0K0.01%+2,137+17.0%Added
Carson Advisory Inc.14,913$217.1K0.17%+300+2.1%Added
Stephens Inc15,123$220.2K0.00%+290+2.0%Added
Benchmark Wealth Management, LLC15,277$222.4K0.13%−775−4.8%Reduced
Barrett & Company, Inc.15,825$230.4K0.12%+60.0%Added
Concorde Asset Management, LLC15,904$231.6K0.16%+416+2.7%Added
Apollon Wealth Management, LLC16,491$240.1K0.01%00.0%Unchanged
Hennion & Walsh Asset Management, Inc.16,679$242.8K0.01%+16,679New
Silverlake Wealth Management LLC17,270$251.5K0.14%+23+0.1%Added
Redmond Asset Management, LLC17,900$260.6K0.08%00.0%Unchanged
North Star Asset Management Inc18,029$262.5K0.01%00.0%Unchanged
Brown Advisory Inc18,747$273.0K0.00%−1,392−6.9%Reduced
Kestra Advisory Services, LLC18,779$273.4K0.00%−8,194−30.4%Reduced
Abel Hall, LLC20,000$291.2K0.25%+20,000New
Susquehanna International Group, LLP20,574$299.6K0.00%+20,574New
Prevail Innovative Wealth Advisors, LLC20,708$301.5K0.14%+4,103+24.7%Added
Cetera Advisor Networks LLC20,829$303.3K0.00%+1,778+9.3%Added
Level Four Advisory Services, LLC20,974$305.4K0.02%−202−1.0%Reduced
International Assets Investment Management, LLC21,492$312.9K0.04%+2,168+11.2%Added
Tradition Wealth Management, LLC21,485$313.0K0.03%−2,077−8.8%Reduced
Cliftonlarsonallen Wealth Advisors, LLC23,224$338.1K0.01%+23,224New
Advisor Resource Council25,998$378.5K0.04%+25,998New
Baird Financial Group, Inc.26,998$393.1K0.00%−1,000−3.6%Reduced
Uncommon Cents Investing LLC27,539$401.0K0.13%−65−0.2%Reduced
Atria Wealth Solutions, Inc.28,056$408.5K0.01%−3,456−11.0%Reduced
Alexander Randolph Advisory, Inc.28,443$414.1K0.38%+28,443New
The PNC Financial Services Group, Inc.28,511$415.1K0.00%+2,365+9.0%Added
Mercer Global Advisors Inc29,598$431.0K0.00%+419+1.4%Added
Weiss Asset Management LP30,409$442.8K0.03%+30,409New
First Trust Advisors LP31,218$454.5K0.00%−3,456−10.0%Reduced
Whitener Capital Management, Inc.32,659$475.5K0.17%+8,870+37.3%Added
Centaurus Financial, Inc.33,380$486.0K0.04%−63,800−65.7%Reduced
Envestnet Asset Management Inc33,860$493.0K0.00%−944−2.7%Reduced
Quantedge Capital Pte Ltd34,100$496.5K0.24%−5,800−14.5%Reduced
Stonebrook Private Inc.35,153$511.8K0.17%+35,153New
1776 Wealth LLC35,406$515.5K0.26%+35,406New
David J Yvars Group38,589$565.4K0.45%−4,000−9.4%Reduced
GWM Advisors LLC39,668$571.1K0.01%+12,346+45.2%Added
All Season Financial Advisors, Inc.41,003$597.0K0.51%+13,697+50.2%Added
Bank of Montreal36,460$605.2K0.00%−1,181−3.1%Reduced