Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
Q3 2023 vs. Q2 2023
How the institutions holding Royce Small-Cap Trust, Inc. changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Of which not filed for Q3 2023 | Q3 2023 | Change |
|---|---|---|---|---|
| Holders | 158 | 1 | 160 | +3 |
| Shares | 27.7M | 12.4K | 28.7M | +1.09M (+3.9%) |
| Value | $381.9M | $170.8K | $369.7M | −$12.0M (−3.1%) |
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Comerica Bank | 90,463 | $1.16M | 0.01% |
| Elequin Capital LP | 50,794 | $653.7K | 0.13% |
| Pasadena Private Wealth, LLC | 35,900 | $462.0K | 0.14% |
| Bulldog Investors, LLP | 30,300 | $390.0K | 0.14% |
| All Season Financial Advisors, Inc. | 27,306 | $351.4K | 0.36% |
| Prevail Innovative Wealth Advisors, LLC | 16,605 | $213.7K | 0.11% |
| AE Wealth Management LLC | 14,561 | $187.4K | 0.00% |
| Tiaa Trust, National Association | 12,622 | $162.4K | 0.00% |
| Parisi Gray Wealth Management | 10,683 | $137.5K | 0.06% |
| Great Valley Advisor Group, Inc. | 10,096 | $129.9K | 0.01% |
| Pathway Financial Advisers, LLC | 2,000 | $25.7K | 0.01% |
| Anchor Investment Management, LLC | 887 | $11.4K | 0.00% |
| NBC Securities, Inc. | 485 | $6.00K | 0.00% |
| JPMorgan Chase & Co | 454 | $5.85K | 0.00% |
| Lee Financial Co | 100 | $1.29K | 0.00% |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% |
Sold out (13)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| 1776 Wealth LLC | 35,406 | $488.6K |
| Susquehanna International Group, LLP | 31,048 | $428.5K |
| Northern Trust Corp | 24,798 | $342.2K |
| Mariner, LLC | 24,763 | $341.7K |
| Alpha DNA Investment Management LLC | 24,400 | $336.7K |
| Americana Partners, LLC | 19,430 | $268.1K |
| Csenge Advisory Group | 13,017 | $179.6K |
| Virtu Financial LLC | 10,153 | $140.0K |
| WealthPLAN Partners, LLC | 2,314 | $31.9K |
| Farther Finance Advisors, LLC | 672 | $9.27K |
| EverSource Wealth Advisors, LLC | 301 | $4.15K |
| TFC Financial Management | 39 | $532 |
| Huntington National Bank | – | $444 |
Not filed for Q3 2023 yet (1)
Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Tiaa, FSB | 12,378 | $170.8K |