Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +3 vs. Q2 2023
- Shares held
- 28.7M
- +1.09M (+3.9%) vs. Q2 2023
- Total value
- $369.7M
- −$12.0M (−3.1%) vs. Q2 2023
- New holders
- 16
- 64 more added
- Sold out
- 13
- 43 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barrett & Company, Inc. | 15,819 | $203.6K | 0.12% | +50.0% | Added |
| National Asset Management, Inc. | 15,517 | $199.7K | 0.01% | +13+0.1% | Added |
| Concorde Asset Management, LLC | 15,488 | $199.3K | 0.18% | +3,035+24.4% | Added |
| Stephens Inc | 14,833 | $190.9K | 0.00% | +271+1.9% | Added |
| Carson Advisory Inc. | 14,613 | $188.1K | 0.16% | −363−2.4% | Reduced |
| AE Wealth Management LLC | 14,561 | $187.4K | 0.00% | +14,561 | New |
| Kovack Advisors, Inc. | 14,411 | $185.5K | 0.03% | −2,764−16.1% | Reduced |
| Wetherby Asset Management Inc | 13,881 | $178.6K | 0.01% | +159+1.2% | Added |
| Kestra Private Wealth Services, LLC | 13,794 | $177.5K | 0.01% | +96+0.7% | Added |
| Coastline Trust Co | 13,474 | $173.4K | 0.03% | 00.0% | Unchanged |
| Spire Wealth Management | 13,451 | $173.1K | 0.01% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 13,451 | $173.1K | 0.08% | 00.0% | Unchanged |
| Matisse Capital | 13,382 | $172.2K | 0.12% | 00.0% | Unchanged |
| Chapin Davis, Inc. | 13,274 | $170.8K | 0.08% | 00.0% | Unchanged |
| Tiaa Trust, National Association | 12,622 | $162.4K | 0.00% | +12,622 | New |
| Wealthcare Advisory Partners LLC | 12,563 | $161.7K | 0.01% | +1,126+9.8% | Added |
| Fca Corp | 12,293 | $158.2K | 0.06% | +239+2.0% | Added |
| Creative Planning | 12,284 | $158.1K | 0.00% | −6,381−34.2% | Reduced |
| First Financial Bank - Trust Division | 10,899 | $140.3K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,717 | $137.9K | 0.04% | −100−0.9% | Reduced |
| TrinityPoint Wealth, LLC | 10,695 | $137.6K | 0.03% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 10,683 | $137.5K | 0.06% | +10,683 | New |
| LaFleur & Godfrey LLC | 10,404 | $133.9K | 0.02% | −1,616−13.4% | Reduced |
| Sittner & Nelson, LLC | 10,380 | $133.6K | 0.08% | +201+2.0% | Added |
| Great Valley Advisor Group, Inc. | 10,096 | $129.9K | 0.01% | +10,096 | New |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $129.8K | 0.02% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,144 | $109.7K | 0.03% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $90.1K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $78.8K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 4,535 | $58.4K | 0.01% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 3,707 | $47.7K | 0.02% | +71+2.0% | Added |
| Cary Street Partner Investment Advisory LLC | 3,697 | $47.6K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,900 | $37.3K | 0.02% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 2,424 | $31.2K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 2,412 | $31.0K | 0.01% | +46+1.9% | Added |
| Pathway Financial Advisers, LLC | 2,000 | $25.7K | 0.01% | +2,000 | New |
| AdvisorNet Financial, Inc | 1,850 | $23.8K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,503 | $19.3K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,411 | $18.2K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,246 | $16.0K | 0.00% | +5+0.4% | Added |
| Central Trust Co | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 918 | $11.8K | 0.00% | +18+2.0% | Added |
| Anchor Investment Management, LLC | 887 | $11.4K | 0.00% | +887 | New |
| Raleigh Capital Management Inc. | 690 | $8.88K | 0.00% | −170−19.8% | Reduced |
| City State Bank | 438 | $6.00K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 485 | $6.00K | 0.00% | +485 | New |
| JPMorgan Chase & Co | 454 | $5.85K | 0.00% | +454 | New |
| Larson Financial Group LLC | 300 | $3.86K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 296 | $3.81K | 0.00% | +5+1.7% | Added |
| Washington Trust Co | 294 | $3.78K | 0.00% | +5+1.7% | Added |
| Ronald Blue Trust, Inc. | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 205 | $2.63K | 0.00% | +4+2.0% | Added |
| Global Retirement Partners, LLC | 172 | $2.16K | 0.00% | +3+1.8% | Added |
| IFP Advisors, Inc | 155 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 100 | $1.29K | 0.00% | +100 | New |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% | +50 | New |
| Key Financial Inc | 31 | $399 | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 12 | $154 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 8 | $103 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $13 | 0.00% | 00.0% | Unchanged |
| 1776 Wealth LLC | 0 | $0 | 0.00% | −35,406−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −31,048−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −24,798−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −24,763−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −24,400−100.0% | Sold out |
| Americana Partners, LLC | 0 | $0 | 0.00% | −19,430−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −13,017−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,153−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −2,314−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −301−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Tiaa, FSB | – | – | – | – | Not filed |