Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Westwood Holdings Group Inc. | 93,246 | $649.0K | 0.01% | −255−0.3% | Reduced |
| SMH Capital Advisors Inc | 100,718 | $686.0K | 4.08% | +276+0.3% | Added |
| Bank of America Corp | 98,690 | $686.9K | 0.00% | −10,335−9.5% | Reduced |
| Kovack Advisors, Inc. | 99,024 | $689.2K | 0.09% | +8,399+9.3% | Added |
| Caxton Associates LP | 99,366 | $691.6K | 0.11% | +14,657+17.3% | Added |
| Mackenzie Financial Corp | 101,024 | $703.1K | 0.00% | +29,063+40.4% | Added |
| AE Wealth Management LLC | 108,913 | $758.0K | 0.00% | −348−0.3% | Reduced |
| Sigma Planning Corp | 110,137 | $766.6K | 0.03% | +2,009+1.9% | Added |
| Wells Fargo & Company | 111,338 | $774.9K | 0.00% | −4,731−4.1% | Reduced |
| KBC Group NV | 113,593 | $791.0K | 0.00% | −13,438−10.6% | Reduced |
| Mariner, LLC | 114,554 | $797.0K | 0.00% | −27,756−19.5% | Reduced |
| Nissay Asset Management Corp | 116,246 | $809.1K | 0.01% | −64,024−35.5% | Reduced |
| Invesco Ltd. | 122,711 | $854.1K | 0.00% | −33,727−21.6% | Reduced |
| Advisory Services Network, LLC | 123,803 | $861.7K | 0.02% | −13,619−9.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $869.3K | 0.01% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 126,915 | $883.0K | 0.02% | −10,953−7.9% | Reduced |
| Arkadios Wealth Advisors | 137,846 | $959.4K | 0.11% | +6,490+4.9% | Added |
| Sculati Wealth Management, LLC | 144,175 | $1.00M | 0.53% | −39,086−21.3% | Reduced |
| Sona Asset Management (US) LLC | 160,000 | $1.11M | 0.24% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 162,961 | $1.13M | 0.00% | +3,152+2.0% | Added |
| Palogic Value Management, L.P. | 165,375 | $1.15M | 0.56% | +16,262+10.9% | Added |
| Garner Asset Management Corp | 187,210 | $1.30M | 0.62% | +3,105+1.7% | Added |
| Truist Financial Corp | 193,395 | $1.35M | 0.00% | −1,110−0.6% | Reduced |
| Philadelphia Trust Co | 194,100 | $1.35M | 0.14% | 00.0% | Unchanged |
| DnB Asset Management AS | 212,110 | $1.48M | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 221,741 | $1.54M | 0.06% | −1,408−0.6% | Reduced |
| International Assets Investment Management, LLC | 241,987 | $1.68M | 0.24% | −316,736−56.7% | Reduced |
| Great West Life Assurance Co | 258,609 | $1.80M | 0.00% | −60,343−18.9% | Reduced |
| D.A. Davidson & Co. | 270,396 | $1.88M | 0.02% | +13,790+5.4% | Added |
| Group One Trading, L.P. | 288,811 | $2.01M | 0.10% | +1,033+0.4% | Added |
| US Bancorp | 294,786 | $2.05M | 0.00% | +982+0.3% | Added |
| Northern Trust Corp | 343,980 | $2.39M | 0.00% | −100,643−22.6% | Reduced |
| UBS Group AG | 392,496 | $2.73M | 0.00% | −5,498−1.4% | Reduced |
| Raymond James & Associates | 430,116 | $2.99M | 0.00% | +17,590+4.3% | Added |
| McKinley Capital Management LLC /Delaware | 455,327 | $3.17M | 0.42% | −57,924−11.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 556,395 | $3.87M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 556,395 | $3.87M | 3.35% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 580,905 | $4.04M | 0.01% | −22,334−3.7% | Reduced |
| Advisor Group Holdings, Inc. | 618,931 | $4.31M | 0.01% | +45,914+8.0% | Added |
| Advisors Asset Management, Inc. | 664,724 | $4.63M | 0.09% | +24,168+3.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 715,174 | $4.98M | 0.02% | +48,997+7.4% | Added |
| Commonwealth Equity Services, LLC | 897,990 | $6.25M | 0.01% | +9,664+1.1% | Added |
| LPL Financial LLC | 955,631 | $6.65M | 0.01% | +129,997+15.7% | Added |
| XML Financial, LLC | 1,286,115 | $9.06M | 1.10% | +352,121+37.7% | Added |
| Morgan Stanley | 1,654,669 | $11.5M | 0.00% | +69,718+4.4% | Added |
| BlackRock Inc. | 1,719,093 | $12.0M | 0.00% | −428,813−20.0% | Reduced |
| LSV Asset Management | 1,767,102 | $12.3M | 0.03% | −35,300−2.0% | Reduced |
| Legal & General Group Plc | 2,725,987 | $19.0M | 0.01% | +100,931+3.8% | Added |
| Van Eck Associates Corp | 3,740,090 | $26.0M | 0.06% | +355,522+10.5% | Added |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −148,007−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −138,100−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −109,074−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −86,535−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −32,044−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −20,527−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −17,804−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −13,880−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −13,027−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −12,902−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −12,195−100.0% | Sold out |
| LVM Capital Management Ltd | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −10,421−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −6,700−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −6,500−100.0% | Sold out |
| PrairieView Partners, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −2,096−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,465−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −1,465−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −1,228−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −807−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −641−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| RE Dickinson Investment Advisors, LLC | 0 | $0 | 0.00% | −320−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −137−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Semmax Financial Advisors Inc. | – | – | – | – | Not filed |
| Cribstone Capital Management, LLC | – | – | – | – | Not filed |
| Align Wealth Management, LLC | – | – | – | – | Not filed |