Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2021
Institutional positions in Prospect Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- −8 vs. Q2 2021
- Shares held
- 33.6M
- −4.20M (−11.1%) vs. Q2 2021
- Total value
- $258.3M
- −$58.3M (−18.4%) vs. Q2 2021
- New holders
- 19
- 80 more added
- Sold out
- 27
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Advisor Networks LLC | 28,635 | $220.0K | 0.00% | 00.0% | Unchanged |
| Biltmore Capital Advisors LLC | 30,000 | $231.0K | 0.04% | +14,000+87.5% | Added |
| Spire Wealth Management | 30,195 | $233.0K | 0.01% | +159+0.5% | Added |
| Creative Financial Designs Inc | 32,622 | $251.0K | 0.04% | +115+0.4% | Added |
| Bank of New York Mellon Corp | 34,273 | $264.0K | 0.00% | +18,176+112.9% | Added |
| Avantax Advisory Services, Inc. | 34,507 | $265.0K | 0.00% | −412−1.2% | Reduced |
| Mercer Global Advisors Inc | 35,742 | $275.0K | 0.00% | +110.0% | Added |
| United Capital Financial Advisers, LLC | 35,843 | $276.0K | 0.00% | −2,201−5.8% | Reduced |
| Cetera Investment Advisers | 36,152 | $278.0K | 0.00% | +4,985+16.0% | Added |
| Kathmere Capital Management, LLC | 36,339 | $280.0K | 0.05% | 00.0% | Unchanged |
| Barclays PLC | 36,581 | $282.0K | 0.00% | −20,665−36.1% | Reduced |
| Belpointe Asset Management LLC | 36,661 | $283.0K | 0.02% | −90.0% | Reduced |
| JPMorgan Chase & Co | 37,669 | $290.0K | 0.00% | −27,400−42.1% | Reduced |
| Susquehanna Fundamental Investments, LLC | 38,944 | $300.0K | 0.01% | +12,500+47.3% | Added |
| Cetera Advisors LLC | 39,617 | $305.0K | 0.01% | −1,500−3.6% | Reduced |
| Victory Capital Management Inc | 42,608 | $328.0K | 0.00% | −1,995−4.5% | Reduced |
| Apollon Wealth Management, LLC | 46,900 | $361.0K | 0.05% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 47,440 | $365.0K | 0.02% | −42,550−47.3% | Reduced |
| Citadel Advisors LLC | 47,942 | $369.0K | 0.00% | −276,349−85.2% | Reduced |
| Corsicana & Co. | 50,000 | $385.0K | 0.25% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 50,243 | $387.0K | 0.18% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 53,245 | $410.0K | 0.08% | +18,771+54.4% | Added |
| Blair William & Co | 54,400 | $419.0K | 0.00% | +2,000+3.8% | Added |
| Roman Butler Fullerton & Co | 52,365 | $432.0K | 0.20% | +912+1.8% | Added |
| Harbour Investments, Inc. | 56,319 | $434.0K | 0.01% | −1,122−2.0% | Reduced |
| Goldman Sachs Group Inc | 56,549 | $435.0K | 0.00% | +26,508+88.2% | Added |
| Virtu Financial LLC | 57,473 | $443.0K | 0.04% | −184,544−76.3% | Reduced |
| Bank of Montreal | 55,600 | $444.0K | 0.00% | −2,851−4.9% | Reduced |
| American Portfolios Advisors | 58,715 | $452.1K | 0.02% | +2,187+3.9% | Added |
| Independent Advisor Alliance | 61,540 | $474.0K | 0.03% | +4,391+7.7% | Added |
| Kestra Advisory Services, LLC | 62,552 | $482.0K | 0.00% | +11,880+23.4% | Added |
| Arkadios Wealth Advisors | 69,245 | $533.0K | 0.08% | +5,310+8.3% | Added |
| Centaurus Financial, Inc. | 69,386 | $534.0K | 0.04% | −1,800−2.5% | Reduced |
| Ameriprise Financial Inc | 71,873 | $553.0K | 0.00% | +1,163+1.6% | Added |
| Schonfeld Strategic Advisors LLC | 73,600 | $566.0K | 0.01% | +58,960+402.7% | Added |
| Summit Global Investments | 75,000 | $578.0K | 0.04% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 77,000 | $593.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 76,982 | $593.0K | 0.00% | +21,389+38.5% | Added |
| Virtus ETF Advisers LLC | 78,732 | $606.0K | 0.27% | +5,789+7.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 82,188 | $632.0K | 0.06% | +10,545+14.7% | Added |
| Vanguard Capital Wealth Advisors | 86,259 | $636.0K | 0.48% | +5,722+7.1% | Added |
| Aurora Private Wealth, Inc. | 84,178 | $648.0K | 0.26% | +70.0% | Added |
| Bank of America Corp | 86,914 | $669.0K | 0.00% | −4,180−4.6% | Reduced |
| Group One Trading, L.P. | 87,106 | $671.0K | 0.01% | −149,339−63.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 91,798 | $707.0K | 0.00% | −14,993−14.0% | Reduced |
| Westwood Holdings Group Inc. | 92,667 | $714.0K | 0.01% | +92,667 | New |
| Wells Fargo & Company | 93,736 | $722.0K | 0.00% | −17,576−15.8% | Reduced |
| Davenport & Co LLC | 95,021 | $732.0K | 0.01% | −6,385−6.3% | Reduced |
| Concorde Asset Management, LLC | 101,877 | $784.0K | 0.45% | +101,877 | New |
| Guggenheim Capital LLC | 103,496 | $797.0K | 0.00% | −7,750−7.0% | Reduced |
| Sigma Planning Corp | 112,088 | $863.0K | 0.03% | +668+0.6% | Added |
| Great West Life Assurance Co | 113,716 | $881.0K | 0.00% | +25,417+28.8% | Added |
| Advisory Services Network, LLC | 115,982 | $893.0K | 0.03% | −14,709−11.3% | Reduced |
| Catalyst Capital Advisors LLC | 126,900 | $977.0K | 0.05% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 132,197 | $1.02M | 1.87% | +10.0% | Added |
| Alberta Investment Management Corp | 133,600 | $1.03M | 0.01% | −44,100−24.8% | Reduced |
| Northern Trust Corp | 142,965 | $1.10M | 0.00% | +974+0.7% | Added |
| Truist Financial Corp | 156,279 | $1.20M | 0.00% | −943−0.6% | Reduced |
| Mackenzie Financial Corp | 159,919 | $1.23M | 0.00% | +22,075+16.0% | Added |
| Royal Bank of Canada | 164,522 | $1.27M | 0.00% | +2,015+1.2% | Added |
| Nissay Asset Management Corp | 180,270 | $1.39M | 0.01% | 00.0% | Unchanged |
| Philadelphia Trust Co | 183,600 | $1.41M | 0.10% | +2,000+1.1% | Added |
| Garner Asset Management Corp | 185,545 | $1.43M | 0.67% | +1,400+0.8% | Added |
| International Assets Investment Management, LLC | 242,883 | $1.62M | 0.29% | +7,600+3.2% | Added |
| Kestra Private Wealth Services, LLC | 211,388 | $1.63M | 0.09% | +3,803+1.8% | Added |
| XML Financial, LLC | 220,479 | $1.70M | 0.23% | +4,435+2.1% | Added |
| D.A. Davidson & Co. | 244,724 | $1.88M | 0.02% | +34,531+16.4% | Added |
| DnB Asset Management AS | 263,170 | $2.03M | 0.01% | +52,805+25.1% | Added |
| Raymond James & Associates | 312,468 | $2.41M | 0.00% | +103,387+49.4% | Added |
| Strategic Wealth Advisors Group, LLC | 334,533 | $2.58M | 0.13% | −2,705−0.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 353,362 | $2.72M | 0.01% | −995−0.3% | Reduced |
| US Bancorp | 424,742 | $3.27M | 0.01% | −310−0.1% | Reduced |
| Two Sigma Investments, LP | 432,023 | $3.33M | 0.01% | +417,441+2,862.7% | Added |
| First Republic Investment Management, Inc. | 438,746 | $3.38M | 0.01% | +54,314+14.1% | Added |
| Advisors Asset Management, Inc. | 515,469 | $3.97M | 0.06% | +127,586+32.9% | Added |
| Advisor Group Holdings, Inc. | 536,128 | $4.13M | 0.01% | +28,801+5.7% | Added |
| McKinley Capital Management LLC /Delaware | 562,837 | $4.33M | 0.41% | +34,649+6.6% | Added |
| LPL Financial LLC | 576,563 | $4.44M | 0.00% | +60,867+11.8% | Added |
| Allianz Asset Management GmbH | 607,343 | $4.68M | 0.00% | +362,512+148.1% | Added |
| D. E. Shaw & Co., Inc. | 867,184 | $6.68M | 0.01% | +60,746+7.5% | Added |
| Commonwealth Equity Services, LLC | 870,426 | $6.70M | 0.02% | −4,680−0.5% | Reduced |
| UBS Group AG | 893,749 | $6.88M | 0.00% | −10,366−1.1% | Reduced |
| Susquehanna International Group, LLP | 901,223 | $6.94M | 0.01% | +188,147+26.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,085,479 | $8.36M | 0.01% | +11,980+1.1% | Added |
| Muzinich & Co., Inc. | 1,085,479 | $8.36M | 5.58% | +11,980+1.1% | Added |
| Morgan Stanley | 1,368,437 | $10.5M | 0.00% | +59,669+4.6% | Added |
| Two Sigma Advisers, LP | 1,975,100 | $15.2M | 0.04% | +1,925,400+3,874.0% | Added |
| LSV Asset Management | 2,225,835 | $17.1M | 0.03% | −3,723,173−62.6% | Reduced |
| Legal & General Group Plc | 2,311,608 | $17.8M | 0.01% | −162,838−6.6% | Reduced |
| Invesco Ltd. | 2,361,071 | $18.2M | 0.00% | +353,061+17.6% | Added |
| BlackRock Inc. | 2,370,190 | $18.3M | 0.00% | +565,410+31.3% | Added |
| Van Eck Associates Corp | 3,151,453 | $24.3M | 0.06% | +557,671+21.5% | Added |
| Gerber Kawasaki Wealth & Investment Management | 3 | – | – | −14,224−100.0% | Reduced |
| Sofos Investments, Inc. | 5 | – | – | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −3,656,040−100.0% | Sold out |
| Sante Capital Fund, LP | 0 | $0 | 0.00% | −403,565−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −194,931−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −58,775−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −58,683−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −54,057−100.0% | Sold out |