Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +2 vs. Q1 2026
- Shares held
- 20.7M
- −1.14M (−5.2%) vs. Q1 2026
- Total value
- $243.9M
- +$5.73M (+2.4%) vs. Q1 2026
- New holders
- 11
- 16 more added
- Sold out
- 9
- 14 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 4,483,067 | $52.8M | 0.08% | −592,502−11.7% | Reduced |
| City of London Investment Management Co Ltd | 3,894,571 | $45.9M | 2.76% | +174,562+4.7% | Added |
| Lazard Asset Management LLC | 3,560,978 | $41.9M | 0.06% | +60,365+1.7% | Added |
| 1607 Capital Partners, LLC | 2,724,109 | $32.1M | 2.79% | −860,491−24.0% | Reduced |
| Saba Capital Management, L.P. | 1,948,781 | $23.0M | 0.70% | +346,975+21.7% | Added |
| Bank of America Corp | 443,293 | $5.22M | 0.00% | 00.0% | Unchanged |
| Karpus Management, Inc. | 417,754 | $4.92M | 0.14% | −18,700−4.3% | Reduced |
| Almitas Capital LLC | 386,375 | $4.55M | 1.09% | −16,581−4.1% | Reduced |
| Morgan Stanley | 289,647 | $3.41M | 0.00% | −246,176−45.9% | Reduced |
| Pekin Hardy Strauss, Inc. | 281,705 | $3.32M | 0.29% | +47,136+20.1% | Added |
| Raffles Associates LP | 221,934 | $2.61M | 1.15% | +110,967+100.0% | Added |
| Mraz, Amerine & Associates, Inc. | 202,362 | $2.38M | 0.34% | +6,909+3.5% | Added |
| Bulldog Investors, LLP | 187,557 | $2.21M | 0.49% | +83,376+80.0% | Added |
| Flagship Harbor Advisors, LLC | 162,571 | $1.92M | 0.07% | +162,571 | New |
| LPL Financial LLC | 150,688 | $1.78M | 0.00% | +31,520+26.5% | Added |
| Altium Capital Management LP | 150,412 | $1.77M | 3.73% | 00.0% | Unchanged |
| Raymond James Financial Inc | 106,861 | $1.26M | 0.00% | +650+0.6% | Added |
| CIBC World Markets Inc. | 105,444 | $1.24M | 0.00% | +11,096+11.8% | Added |
| Hara Capital LLC | 98,764 | $1.16M | 0.61% | −1,200−1.2% | Reduced |
| Shaker Financial Services, LLC | 93,079 | $1.10M | 0.34% | +3,000+3.3% | Added |
| Verition Fund Management LLC | 79,538 | $937.0K | 0.01% | −175,907−68.9% | Reduced |
| CSS LLC | 68,679 | $809.0K | 0.04% | +43,387+171.5% | Added |
| Baird Financial Group, Inc. | 63,423 | $747.1K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 58,289 | $686.6K | 0.15% | +19,067+48.6% | Added |
| Barry Investment Advisors, LLC | 57,510 | $677.5K | 0.14% | −58,007−50.2% | Reduced |
| HRT Financial LP | 42,242 | $497.0K | 0.00% | +42,242 | New |
| CI Private Wealth, LLC | 42,100 | $495.9K | 0.00% | +347+0.8% | Added |
| Citadel Advisors LLC | 38,815 | $457.2K | 0.00% | +38,815 | New |
| Quantinno Capital Management LP | 36,100 | $425.3K | 0.00% | +814+2.3% | Added |
| Dynamic Advisor Solutions LLC | 34,366 | $404.8K | 0.01% | 00.0% | Unchanged |
| DKM Wealth Management, Inc. | 34,001 | $400.5K | 0.26% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 24,500 | $288.6K | 0.06% | 00.0% | Unchanged |
| Readystate Asset Management LP | 22,249 | $262.1K | 0.01% | +22,249 | New |
| Triasima Portfolio Management inc. | 21,800 | $256.8K | 0.03% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $236.0K | 0.01% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 21,395 | $233.2K | 0.01% | −5,830−21.4% | Reduced |
| Roberts Glore & Co Inc | 17,633 | $207.7K | 0.05% | 00.0% | Unchanged |
| XTX Topco Ltd | 16,076 | $189.4K | 0.00% | +16,076 | New |
| Successful Portfolios LLC | 15,000 | $175.9K | 0.08% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 12,823 | $151.1K | 0.05% | −11,997−48.3% | Reduced |
| Sanctuary Advisors, LLC | 12,300 | $144.9K | 0.00% | +12,300 | New |
| Wells Fargo & Company | 10,292 | $121.2K | 0.00% | +5,879+133.2% | Added |
| CF Capital LLC | 10,000 | $117.8K | 0.14% | +10,000 | New |
| Advisor Group Holdings, Inc. | 9,184 | $108.3K | 0.00% | −1,288−12.3% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $71.3K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 5,649 | $66.5K | 0.00% | −750−11.7% | Reduced |
| Noble Wealth Management PBC | 4,500 | $53.0K | 0.02% | −45,178−90.9% | Reduced |
| International Assets Investment Management, LLC | 3,900 | $45.8K | 0.00% | 00.0% | Unchanged |
| United Financial Planning Group LLC | 2,800 | $33.0K | 0.02% | +2,800 | New |
| JPMorgan Chase & Co | 2,107 | $25.0K | 0.00% | +2,107 | New |
| US Bancorp | 1,525 | $18.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 783 | $9.22K | 0.00% | −367−31.9% | Reduced |
| Ancora Advisors, LLC | 500 | $5.89K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 333 | $3.82K | 0.00% | +333 | New |
| Highline Wealth Partners LLC | 200 | $2.36K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 132 | $1.55K | 0.00% | +132 | New |
| Colony Group, LLC | 0 | $0 | 0.00% | −111,255−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −90,057−100.0% | Sold out |
| Evolve Private Wealth, LLC | 0 | $0 | 0.00% | −57,744−100.0% | Sold out |
| Hudson Portfolio Management LLC | 0 | $0 | 0.00% | −50,781−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −12,022−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,470−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −10,321−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |