Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- 0 vs. Q3 2024
- Shares held
- 22.9M
- +485.3K (+2.2%) vs. Q3 2024
- Total value
- $175.6M
- −$14.0M (−7.4%) vs. Q3 2024
- New holders
- 6
- 17 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,238,656 | $40.2M | 0.06% | −475,673−8.3% | Reduced |
| 1607 Capital Partners, LLC | 4,886,335 | $37.5M | 3.01% | −273,794−5.3% | Reduced |
| City of London Investment Management Co Ltd | 4,541,678 | $34.8M | 3.46% | −38,979−0.9% | Reduced |
| Lazard Asset Management LLC | 2,222,950 | $17.1M | 0.02% | −24,974−1.1% | Reduced |
| Karpus Management, Inc. | 1,042,058 | $7.99M | 0.24% | −17,470−1.6% | Reduced |
| Saba Capital Management, L.P. | 1,034,195 | $7.93M | 0.20% | +713,033+222.0% | Added |
| Hara Capital LLC | 763,526 | $5.86M | 1.87% | +391,962+105.5% | Added |
| Almitas Capital LLC | 497,471 | $3.82M | 0.84% | 00.0% | Unchanged |
| Matisse Capital | 362,000 | $2.78M | 1.41% | +98,192+37.2% | Added |
| Morgan Stanley | 260,551 | $2.00M | 0.00% | +12,695+5.1% | Added |
| Raffles Associates LP | 248,168 | $1.90M | 2.05% | +24,143+10.8% | Added |
| Barry Investment Advisors, LLC | 188,705 | $1.45M | 0.47% | −5,963−3.1% | Reduced |
| Kovitz Investment Group Partners, LLC | 165,792 | $1.27M | 0.01% | −1,381−0.8% | Reduced |
| Landscape Capital Management, L.L.C. | 107,849 | $827.2K | 0.09% | −32,081−22.9% | Reduced |
| Mraz, Amerine & Associates, Inc. | 101,821 | $781.0K | 0.14% | +70,521+225.3% | Added |
| Rpo LLC | 100,852 | $773.5K | 1.01% | +24,507+32.1% | Added |
| Raymond James Financial Inc | 94,439 | $724.3K | 0.00% | +94,439 | New |
| Quantedge Capital Pte Ltd | 88,350 | $677.6K | 0.25% | +51,150+137.5% | Added |
| Baird Financial Group, Inc. | 80,421 | $616.8K | 0.00% | −6,274−7.2% | Reduced |
| Dynamic Advisor Solutions LLC | 74,879 | $574.3K | 0.02% | +690+0.9% | Added |
| SeaCrest Wealth Management, LLC | 72,944 | $559.5K | 0.06% | −41−0.1% | Reduced |
| Shaker Financial Services, LLC | 66,876 | $512.9K | 0.20% | −8,757−11.6% | Reduced |
| Nomura Asset Management Co Ltd | 58,257 | $446.8K | 0.00% | +2,251+4.0% | Added |
| Ionic Capital Management LLC | 56,681 | $434.7K | 0.43% | +56,681 | New |
| Hudson Portfolio Management LLC | 54,131 | $415.2K | 0.41% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 51,595 | $395.7K | 0.01% | +24,200+88.3% | Added |
| Bard Associates Inc | 49,809 | $382.0K | 0.13% | −18,404−27.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 39,450 | $302.6K | 0.06% | +30,489+340.2% | Added |
| Independent Advisor Alliance | 39,150 | $300.3K | 0.00% | +39,150 | New |
| DKM Wealth Management, Inc. | 34,001 | $260.8K | 0.25% | +34,001 | New |
| BEAM Asset Management, LLC | 34,000 | $260.8K | 0.08% | −4,400−11.5% | Reduced |
| Mills Wealth Advisors LLC | 22,821 | $175.0K | 0.10% | +80.0% | Added |
| CSS LLC | 22,402 | $171.8K | 0.01% | −16−0.1% | Reduced |
| Susquehanna International Group, LLP | 22,129 | $169.7K | 0.00% | −29,108−56.8% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $153.0K | 0.01% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 18,133 | $139.1K | 0.04% | −835−4.4% | Reduced |
| HighTower Advisors, LLC | 17,465 | $134.0K | 0.00% | −5,006−22.3% | Reduced |
| The PNC Financial Services Group, Inc. | 16,145 | $123.8K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 16,119 | $123.6K | 0.02% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $115.0K | 0.08% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $99.7K | 0.02% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $95.1K | 0.08% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 11,900 | $91.3K | 0.02% | −12,700−51.6% | Reduced |
| UBS Group AG | 8,905 | $68.3K | 0.00% | +1,052+13.4% | Added |
| Bank of America Corp | 5,138 | $39.4K | 0.00% | +3,038+144.7% | Added |
| Advisor Group Holdings, Inc. | 4,656 | $35.7K | 0.00% | +113+2.5% | Added |
| Union Bancaire Privee, UBP SA | 4,200 | $32.0K | 0.00% | +4,200 | New |
| US Bancorp | 2,000 | $15.3K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | $11.9K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.67K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 598 | $5.00K | 0.00% | −63−9.5% | Reduced |
| Ancora Advisors, LLC | 600 | $4.60K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 250 | $2.00K | 0.00% | +250 | New |
| Broadwater Capital Management LLC | 175 | $1.34K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 60 | $460 | 0.00% | +60 | Added |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −38,042−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −78,228−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −74,144−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −19,792−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,764−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,588−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |