Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −3 vs. Q4 2024
- Shares held
- 22.3M
- −199.8K (−0.9%) vs. Q4 2024
- Total value
- $187.2M
- +$14.5M (+8.4%) vs. Q4 2024
- New holders
- 4
- 14 more added
- Sold out
- 7
- 21 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,069,602 | $42.5M | 0.07% | −169,054−3.2% | Reduced |
| 1607 Capital Partners, LLC | 4,568,762 | $38.3M | 3.09% | −317,573−6.5% | Reduced |
| City of London Investment Management Co Ltd | 4,486,762 | $37.6M | 4.03% | −54,916−1.2% | Reduced |
| Lazard Asset Management LLC | 2,300,838 | $19.3M | 0.03% | +77,888+3.5% | Added |
| Saba Capital Management, L.P. | 1,585,045 | $13.3M | 0.36% | +550,850+53.3% | Added |
| Karpus Management, Inc. | 994,595 | $8.34M | 0.27% | −47,463−4.6% | Reduced |
| Almitas Capital LLC | 511,819 | $4.29M | 1.42% | +14,348+2.9% | Added |
| Matisse Capital | 362,000 | $3.04M | 1.60% | 00.0% | Unchanged |
| Hara Capital LLC | 328,047 | $2.75M | 1.86% | −48,416−12.9% | Reduced |
| Morgan Stanley | 306,899 | $2.57M | 0.00% | +46,348+17.8% | Added |
| Raffles Associates LP | 245,368 | $2.06M | 2.51% | −2,800−1.1% | Reduced |
| Kovitz Investment Group Partners, LLC | 163,742 | $1.37M | 0.01% | −2,050−1.2% | Reduced |
| Barry Investment Advisors, LLC | 151,136 | $1.27M | 0.34% | −37,569−19.9% | Reduced |
| Mraz, Amerine & Associates, Inc. | 104,491 | $875.6K | 0.15% | +2,670+2.6% | Added |
| Raymond James Financial Inc | 96,752 | $811.7K | 0.00% | +2,313+2.4% | Added |
| Quantedge Capital Pte Ltd | 80,550 | $675.8K | 0.21% | −7,800−8.8% | Reduced |
| Baird Financial Group, Inc. | 79,058 | $663.3K | 0.00% | −1,363−1.7% | Reduced |
| Dynamic Advisor Solutions LLC | 75,288 | $631.7K | 0.02% | +409+0.5% | Added |
| Landscape Capital Management, L.L.C. | 74,755 | $627.2K | 0.06% | −33,094−30.7% | Reduced |
| SeaCrest Wealth Management, LLC | 72,719 | $610.1K | 0.07% | −225−0.3% | Reduced |
| Shaker Financial Services, LLC | 66,876 | $561.1K | 0.22% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 58,257 | $488.8K | 0.00% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 52,981 | $444.5K | 0.43% | −1,150−2.1% | Reduced |
| Bard Associates Inc | 49,459 | $415.0K | 0.15% | −350−0.7% | Reduced |
| Barometer Capital Management Inc. | 42,700 | $358.3K | 0.13% | +42,700 | New |
| Blue Bell Private Wealth Management, LLC | 41,150 | $345.2K | 0.07% | +1,700+4.3% | Added |
| DKM Wealth Management, Inc. | 34,001 | $285.3K | 0.28% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 34,000 | $285.3K | 0.10% | 00.0% | Unchanged |
| Marex Group plc | 29,150 | $244.6K | 0.00% | +29,150 | New |
| Mills Wealth Advisors LLC | 22,781 | $191.1K | 0.10% | −40−0.2% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $168.0K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 18,873 | $158.3K | 0.01% | −3,529−15.8% | Reduced |
| Roberts Glore & Co Inc | 17,633 | $147.9K | 0.05% | −500−2.8% | Reduced |
| Pekin Hardy Strauss, Inc. | 17,619 | $147.8K | 0.02% | +1,500+9.3% | Added |
| The PNC Financial Services Group, Inc. | 16,145 | $135.5K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,170 | $127.3K | 0.00% | −2,295−13.1% | Reduced |
| Successful Portfolios LLC | 15,000 | $125.8K | 0.09% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $109.1K | 0.03% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $104.0K | 0.08% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 11,900 | $99.8K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,731 | $98.4K | 0.00% | +11,731 | New |
| Virtu Financial LLC | 11,262 | $94.0K | 0.01% | +11,262 | New |
| Advisor Group Holdings, Inc. | 10,100 | $84.8K | 0.00% | +5,444+116.9% | Added |
| UBS Group AG | 9,011 | $75.6K | 0.00% | +106+1.2% | Added |
| CWM, LLC | 4,506 | $38.0K | 0.00% | +3,306+275.5% | Added |
| Union Bancaire Privee, UBP SA | 4,200 | $35.2K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,501 | $29.4K | 0.00% | +3,441+5,735.0% | Added |
| Bank of America Corp | 2,100 | $17.6K | 0.00% | −3,038−59.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,668 | $14.0K | 0.00% | +111+7.1% | Added |
| US Bancorp | 1,525 | $12.8K | 0.00% | −475−23.8% | Reduced |
| Barclays PLC | 1,000 | $8.39K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $5.03K | 0.00% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 68 | $571 | 0.00% | −107−61.1% | Reduced |
| Rpo LLC | 0 | $0 | 0.00% | −100,852−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −56,681−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −51,595−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −39,150−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −22,129−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −598−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −250−100.0% | Sold out |