Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −3 vs. Q4 2024
- Shares held
- 22.3M
- −199.8K (−0.9%) vs. Q4 2024
- Total value
- $187.2M
- +$14.5M (+8.4%) vs. Q4 2024
- New holders
- 4
- 14 more added
- Sold out
- 7
- 21 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Broadwater Capital Management LLC | 68 | $571 | 0.00% | −107−61.1% | Reduced |
| Ancora Advisors, LLC | 600 | $5.03K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $8.39K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,525 | $12.8K | 0.00% | −475−23.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,668 | $14.0K | 0.00% | +111+7.1% | Added |
| Bank of America Corp | 2,100 | $17.6K | 0.00% | −3,038−59.1% | Reduced |
| Wells Fargo & Company | 3,501 | $29.4K | 0.00% | +3,441+5,735.0% | Added |
| Union Bancaire Privee, UBP SA | 4,200 | $35.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,506 | $38.0K | 0.00% | +3,306+275.5% | Added |
| UBS Group AG | 9,011 | $75.6K | 0.00% | +106+1.2% | Added |
| Advisor Group Holdings, Inc. | 10,100 | $84.8K | 0.00% | +5,444+116.9% | Added |
| Virtu Financial LLC | 11,262 | $94.0K | 0.01% | +11,262 | New |
| Citadel Advisors LLC | 11,731 | $98.4K | 0.00% | +11,731 | New |
| Triasima Portfolio Management inc. | 11,900 | $99.8K | 0.02% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $104.0K | 0.08% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $109.1K | 0.03% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $125.8K | 0.09% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,170 | $127.3K | 0.00% | −2,295−13.1% | Reduced |
| The PNC Financial Services Group, Inc. | 16,145 | $135.5K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 17,619 | $147.8K | 0.02% | +1,500+9.3% | Added |
| Roberts Glore & Co Inc | 17,633 | $147.9K | 0.05% | −500−2.8% | Reduced |
| CSS LLC | 18,873 | $158.3K | 0.01% | −3,529−15.8% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $168.0K | 0.01% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 22,781 | $191.1K | 0.10% | −40−0.2% | Reduced |
| Marex Group plc | 29,150 | $244.6K | 0.00% | +29,150 | New |
| BEAM Asset Management, LLC | 34,000 | $285.3K | 0.10% | 00.0% | Unchanged |
| DKM Wealth Management, Inc. | 34,001 | $285.3K | 0.28% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 41,150 | $345.2K | 0.07% | +1,700+4.3% | Added |
| Barometer Capital Management Inc. | 42,700 | $358.3K | 0.13% | +42,700 | New |
| Bard Associates Inc | 49,459 | $415.0K | 0.15% | −350−0.7% | Reduced |
| Hudson Portfolio Management LLC | 52,981 | $444.5K | 0.43% | −1,150−2.1% | Reduced |
| Nomura Asset Management Co Ltd | 58,257 | $488.8K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 66,876 | $561.1K | 0.22% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 72,719 | $610.1K | 0.07% | −225−0.3% | Reduced |
| Landscape Capital Management, L.L.C. | 74,755 | $627.2K | 0.06% | −33,094−30.7% | Reduced |
| Dynamic Advisor Solutions LLC | 75,288 | $631.7K | 0.02% | +409+0.5% | Added |
| Baird Financial Group, Inc. | 79,058 | $663.3K | 0.00% | −1,363−1.7% | Reduced |
| Quantedge Capital Pte Ltd | 80,550 | $675.8K | 0.21% | −7,800−8.8% | Reduced |
| Raymond James Financial Inc | 96,752 | $811.7K | 0.00% | +2,313+2.4% | Added |
| Mraz, Amerine & Associates, Inc. | 104,491 | $875.6K | 0.15% | +2,670+2.6% | Added |
| Barry Investment Advisors, LLC | 151,136 | $1.27M | 0.34% | −37,569−19.9% | Reduced |
| Kovitz Investment Group Partners, LLC | 163,742 | $1.37M | 0.01% | −2,050−1.2% | Reduced |
| Raffles Associates LP | 245,368 | $2.06M | 2.51% | −2,800−1.1% | Reduced |
| Morgan Stanley | 306,899 | $2.57M | 0.00% | +46,348+17.8% | Added |
| Hara Capital LLC | 328,047 | $2.75M | 1.86% | −48,416−12.9% | Reduced |
| Matisse Capital | 362,000 | $3.04M | 1.60% | 00.0% | Unchanged |
| Almitas Capital LLC | 511,819 | $4.29M | 1.42% | +14,348+2.9% | Added |
| Karpus Management, Inc. | 994,595 | $8.34M | 0.27% | −47,463−4.6% | Reduced |
| Saba Capital Management, L.P. | 1,585,045 | $13.3M | 0.36% | +550,850+53.3% | Added |
| Lazard Asset Management LLC | 2,300,838 | $19.3M | 0.03% | +77,888+3.5% | Added |
| City of London Investment Management Co Ltd | 4,486,762 | $37.6M | 4.03% | −54,916−1.2% | Reduced |
| 1607 Capital Partners, LLC | 4,568,762 | $38.3M | 3.09% | −317,573−6.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,069,602 | $42.5M | 0.07% | −169,054−3.2% | Reduced |
| Rpo LLC | 0 | $0 | 0.00% | −100,852−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −56,681−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −51,595−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −39,150−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −22,129−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −598−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −250−100.0% | Sold out |