Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q1 2024
- Shares held
- 22.1M
- −126.4K (−0.6%) vs. Q1 2024
- Total value
- $167.8M
- −$9.79M (−5.5%) vs. Q1 2024
- New holders
- 4
- 19 more added
- Sold out
- 3
- 9 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,730,271 | $43.4M | 0.07% | −7,548−0.1% | Reduced |
| 1607 Capital Partners, LLC | 5,084,807 | $38.5M | 3.45% | +63,160+1.3% | Added |
| City of London Investment Management Co Ltd | 4,903,167 | $37.2M | 3.18% | +395,290+8.8% | Added |
| Lazard Asset Management LLC | 2,542,039 | $19.3M | 0.02% | −480,411−15.9% | Reduced |
| Karpus Management, Inc. | 1,088,993 | $8.25M | 0.23% | +20,679+1.9% | Added |
| Almitas Capital LLC | 360,847 | $2.74M | 1.14% | +74,904+26.2% | Added |
| Hara Capital LLC | 335,111 | $2.54M | 1.63% | +20,672+6.6% | Added |
| Morgan Stanley | 249,296 | $1.89M | 0.00% | −493,660−66.4% | Reduced |
| Matisse Capital | 246,456 | $1.87M | 0.92% | +163,319+196.4% | Added |
| Barry Investment Advisors, LLC | 196,835 | $1.49M | 0.50% | −9,022−4.4% | Reduced |
| Raffles Associates LP | 193,025 | $1.46M | 1.65% | +38,530+24.9% | Added |
| Raymond James & Associates | 179,281 | $1.36M | 0.00% | +20,760+13.1% | Added |
| Wolverine Asset Management LLC | 87,627 | $664.2K | 0.01% | +86,689+9,241.9% | Added |
| Landscape Capital Management, L.L.C. | 87,404 | $662.5K | 0.06% | +51,704+144.8% | Added |
| Baird Financial Group, Inc. | 85,548 | $648.5K | 0.00% | −693−0.8% | Reduced |
| SeaCrest Wealth Management, LLC | 79,884 | $605.5K | 0.07% | +2,341+3.0% | Added |
| Dynamic Advisor Solutions LLC | 76,243 | $577.9K | 0.02% | −171−0.2% | Reduced |
| Shaker Financial Services, LLC | 75,633 | $573.3K | 0.23% | 00.0% | Unchanged |
| Bard Associates Inc | 68,713 | $520.8K | 0.20% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 63,356 | $480.2K | 0.12% | +24,065+61.2% | Added |
| Nomura Asset Management Co Ltd | 56,006 | $424.5K | 0.00% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 40,400 | $306.2K | 0.10% | +40,400 | New |
| Triasima Portfolio Management inc. | 24,600 | $186.5K | 0.02% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 22,299 | $169.0K | 0.12% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 20,862 | $155.0K | 0.00% | +4,001+23.7% | Added |
| Ingalls & Snyder LLC | 20,000 | $152.0K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 19,903 | $150.9K | 0.01% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,642 | $148.9K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 19,071 | $144.6K | 0.00% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 18,968 | $143.8K | 0.04% | −9,375−33.1% | Reduced |
| Atlas Wealth LLC | 18,397 | $138.9K | 0.02% | +18,397 | New |
| The PNC Financial Services Group, Inc. | 16,145 | $122.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 16,078 | $121.9K | 0.00% | +7,078+78.6% | Added |
| Rpo LLC | 15,467 | $117.2K | 0.18% | +15,467 | New |
| Successful Portfolios LLC | 15,000 | $113.7K | 0.08% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 13,044 | $98.9K | 0.01% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $98.5K | 0.03% | −2,000−13.3% | Reduced |
| Seed Wealth Management, Inc. | 12,400 | $94.0K | 0.08% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 6,777 | $51.4K | 0.01% | +557+9.0% | Added |
| Advisor Group Holdings, Inc. | 4,743 | $36.0K | 0.00% | +3,543+295.3% | Added |
| International Assets Investment Management, LLC | 4,600 | $34.9K | 0.00% | +4,600 | New |
| Wells Fargo & Company | 2,572 | $19.5K | 0.00% | −2,768−51.8% | Reduced |
| Bank of America Corp | 2,261 | $17.1K | 0.00% | +161+7.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | $11.8K | 0.00% | +331+27.0% | Added |
| Custom Portfolio Group LLC | 1,645 | $10.8K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.58K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $4.55K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 589 | $4.00K | 0.00% | +135+29.7% | Added |
| Broadwater Capital Management LLC | 175 | $1.33K | 0.00% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −176,082−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Benedetti & Gucer, Inc. | – | – | – | – | Not filed |