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Livermore
Livermore
ZHEN

Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q2 2024

Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
50
+1 vs. Q1 2024
Shares held
22.1M
+368.9K (+1.7%) vs. Q1 2024
Total value
$167.8M
−$5.83M (−3.4%) vs. Q1 2024
New holders
4
20 more added
Sold out
3
8 more reduced

1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2024: 50 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ2 2024: $167.8M
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q2 2024

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2024.

Institutions holding JOF in Q2 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Broadwater Capital Management LLC175$1.33K0.00%00.0%Unchanged
Bessemer Group Inc589$4.00K0.00%+135+29.7%Added
Ancora Advisors, LLC600$4.55K0.00%00.0%Unchanged
Barclays PLC1,000$7.58K0.00%00.0%Unchanged
CWM, LLC1,200$9.00K0.00%00.0%Unchanged
Custom Portfolio Group LLC1,645$10.8K0.01%00.0%Unchanged
Thomas J. Herzfeld Advisors, Inc.1,557$11.8K0.00%+331+27.0%Added
Bank of America Corp2,261$17.1K0.00%+161+7.7%Added
Wells Fargo & Company2,572$19.5K0.00%−2,768−51.8%Reduced
International Assets Investment Management, LLC4,600$34.9K0.00%+4,600New
Advisor Group Holdings, Inc.4,743$36.0K0.00%+3,543+295.3%Added
Blue Bell Private Wealth Management, LLC6,777$51.4K0.01%+557+9.0%Added
Seed Wealth Management, Inc.12,400$94.0K0.08%00.0%Unchanged
Waterfront Wealth Inc.13,000$98.5K0.03%−2,000−13.3%Reduced
Pekin Hardy Strauss, Inc.13,044$98.9K0.01%00.0%Unchanged
Successful Portfolios LLC15,000$113.7K0.08%00.0%Unchanged
Rpo LLC15,467$117.2K0.18%+15,467New
UBS Group AG16,078$121.9K0.00%+7,078+78.6%Added
The PNC Financial Services Group, Inc.16,145$122.4K0.00%00.0%Unchanged
Atlas Wealth LLC18,397$138.9K0.02%+18,397New
Roberts Glore & Co Inc18,968$143.8K0.04%−9,375−33.1%Reduced
Saba Capital Management, L.P.19,071$144.6K0.00%00.0%Unchanged
Dakota Wealth Management19,642$148.9K0.00%00.0%Unchanged
CSS LLC19,903$150.9K0.01%00.0%Unchanged
Ingalls & Snyder LLC20,000$152.0K0.01%00.0%Unchanged
HighTower Advisors, LLC20,862$155.0K0.00%+4,001+23.7%Added
Mills Wealth Advisors LLC22,299$169.0K0.12%00.0%Unchanged
Triasima Portfolio Management inc.24,600$186.5K0.02%00.0%Unchanged
BEAM Asset Management, LLC40,400$306.2K0.10%+40,400New
Nomura Asset Management Co Ltd56,006$424.5K0.00%00.0%Unchanged
Logan Stone Capital, LLC63,356$480.2K0.12%+24,065+61.2%Added
Bard Associates Inc68,713$520.8K0.20%00.0%Unchanged
Shaker Financial Services, LLC75,633$573.3K0.23%00.0%Unchanged
Dynamic Advisor Solutions LLC76,243$577.9K0.02%−171−0.2%Reduced
SeaCrest Wealth Management, LLC79,884$605.5K0.07%+2,341+3.0%Added
Baird Financial Group, Inc.85,548$648.5K0.00%−693−0.8%Reduced
Landscape Capital Management, L.L.C.87,404$662.5K0.06%+51,704+144.8%Added
Wolverine Asset Management LLC87,627$664.2K0.01%+86,689+9,241.9%Added
Raymond James & Associates179,281$1.36M0.00%+20,760+13.1%Added
Raffles Associates LP193,025$1.46M1.65%+38,530+24.9%Added
Barry Investment Advisors, LLC196,835$1.49M0.50%−9,022−4.4%Reduced
Matisse Capital246,456$1.87M0.92%+163,319+196.4%Added
Morgan Stanley249,296$1.89M0.00%+1,644+0.7%Added
Hara Capital LLC335,111$2.54M1.63%+20,672+6.6%Added
Almitas Capital LLC360,847$2.74M1.14%+74,904+26.2%Added
Karpus Management, Inc.1,088,993$8.25M0.23%+20,679+1.9%Added
Lazard Asset Management LLC2,542,039$19.3M0.02%−480,411−15.9%Reduced
City of London Investment Management Co Ltd4,903,167$37.2M3.18%+395,290+8.8%Added
1607 Capital Partners, LLC5,084,807$38.5M3.45%+63,160+1.3%Added
Allspring Global Investments Holdings, LLC5,730,271$43.4M0.07%−7,548−0.1%Reduced
Relative Value Partners Group, LLC0$00.00%−176,082−100.0%Sold out
Register Financial Advisors LLC0$00.00%−1,500−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out
Benedetti & Gucer, Inc.––––Not filed