Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +2 vs. Q3 2022
- Shares held
- 22.5M
- +395.2K (+1.8%) vs. Q3 2022
- Total value
- $146.1M
- +$16.5M (+12.7%) vs. Q3 2022
- New holders
- 8
- 15 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6,372,534 | $41.3M | 0.07% | +393,272+6.6% | Added |
| 1607 Capital Partners, LLC | 4,873,763 | $31.6M | 2.17% | +204,239+4.4% | Added |
| City of London Investment Management Co Ltd | 4,547,676 | $29.5M | 2.38% | −64,905−1.4% | Reduced |
| Lazard Asset Management LLC | 3,505,260 | $22.7M | 0.03% | 00.0% | Unchanged |
| Karpus Management, Inc. | 692,650 | $4.49M | 0.15% | +26,316+3.9% | Added |
| Morgan Stanley | 390,232 | $2.53M | 0.00% | −20,117−4.9% | Reduced |
| Barry Investment Advisors, LLC | 342,929 | $2.22M | 0.70% | −142,293−29.3% | Reduced |
| Cornerstone Advisors, LLC | 293,462 | $1.90M | 0.09% | −52,528−15.2% | Reduced |
| Relative Value Partners Group, LLC | 226,273 | $1.47M | 0.10% | −7,602−3.3% | Reduced |
| Envestnet Asset Management Inc | 143,125 | $927.5K | 0.00% | −248−0.2% | Reduced |
| Park Avenue Securities LLC | 134,036 | $869.0K | 0.02% | −1,964−1.4% | Reduced |
| Wolverine Asset Management LLC | 131,271 | $850.6K | 0.01% | +39,065+42.4% | Added |
| Raymond James & Associates | 99,199 | $642.8K | 0.00% | +453+0.5% | Added |
| Baird Financial Group, Inc. | 83,907 | $544.0K | 0.00% | +548+0.7% | Added |
| Almitas Capital LLC | 81,958 | $531.1K | 0.24% | +81,478+16,974.6% | Added |
| Shaker Financial Services, LLC | 75,633 | $490.1K | 0.23% | −4,410−5.5% | Reduced |
| Guild Investment Management, Inc. | 69,929 | $453.1K | 0.78% | +7,869+12.7% | Added |
| Dynamic Advisor Solutions LLC | 66,508 | $431.0K | 0.03% | +1,368+2.1% | Added |
| Hudson Portfolio Management LLC | 60,897 | $394.6K | 0.44% | −21,950−26.5% | Reduced |
| Nomura Asset Management Co Ltd | 54,139 | $350.8K | 0.00% | +374+0.7% | Added |
| Roberts Glore & Co Inc | 29,918 | $193.9K | 0.07% | 00.0% | Unchanged |
| Bard Associates Inc | 26,350 | $170.7K | 0.07% | +60.0% | Added |
| CSS LLC | 22,340 | $144.8K | 0.01% | +154+0.7% | Added |
| Atlas Wealth LLC | 22,199 | $143.8K | 0.04% | +22,199 | New |
| Integrated Capital Management, Inc. | 20,835 | $135.0K | 0.12% | −1,818−8.0% | Reduced |
| Dakota Wealth Management | 19,432 | $125.9K | 0.01% | −5,560−22.2% | Reduced |
| Waterfront Wealth Inc. | 15,000 | $102.9K | 0.04% | +2,600+21.0% | Added |
| Susquehanna International Group, LLP | 15,661 | $101.5K | 0.00% | +15,661 | New |
| Peapack Gladstone Financial Corp | 13,861 | $90.0K | 0.00% | −2,374−14.6% | Reduced |
| The PNC Financial Services Group, Inc. | 13,545 | $87.8K | 0.00% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $80.4K | 0.09% | +12,400 | New |
| Landscape Capital Management, L.L.C. | 12,130 | $78.6K | 0.01% | +12,130 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $71.3K | 0.02% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 10,845 | $70.3K | 0.01% | −1,250−10.3% | Reduced |
| HighTower Advisors, LLC | 10,300 | $67.0K | 0.00% | +10,300 | New |
| Blue Bell Private Wealth Management, LLC | 5,319 | $34.5K | 0.01% | −411−7.2% | Reduced |
| Wells Fargo & Company | 5,280 | $34.2K | 0.00% | −5,533−51.2% | Reduced |
| National Bank of Canada | 5,000 | $32.5K | 0.00% | +5,000 | New |
| Advisor Group Holdings, Inc. | 4,200 | $27.2K | 0.00% | +4,200 | New |
| Bank of America Corp | 4,100 | $26.6K | 0.00% | +3,354+449.6% | Added |
| Royal Bank of Canada | 3,334 | $22.0K | 0.00% | −3,588−51.8% | Reduced |
| Register Financial Advisors LLC | 2,104 | $13.6K | 0.01% | +2,104 | New |
| US Bancorp | 1,000 | $6.48K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.48K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 746 | $4.83K | 0.00% | −2,988−80.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 703 | $4.55K | 0.00% | +150+27.1% | Added |
| Ancora Advisors, LLC | 500 | $3.00K | 0.00% | −1,000−66.7% | Reduced |
| Hamel Associates, Inc. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Hedges Asset Management LLC | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,371−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,648−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |