Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +8 vs. Q2 2024
- Shares held
- 22.6M
- +435.9K (+2.0%) vs. Q2 2024
- Total value
- $191.0M
- +$23.1M (+13.8%) vs. Q2 2024
- New holders
- 9
- 18 more added
- Sold out
- 1
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,714,329 | $47.3M | 0.07% | −15,942−0.3% | Reduced |
| 1607 Capital Partners, LLC | 5,160,129 | $42.7M | 3.90% | +75,322+1.5% | Added |
| City of London Investment Management Co Ltd | 4,580,657 | $37.9M | 3.29% | −322,510−6.6% | Reduced |
| Lazard Asset Management LLC | 2,247,924 | $18.6M | 0.02% | −294,115−11.6% | Reduced |
| Karpus Management, Inc. | 1,059,528 | $8.76M | 0.24% | −29,465−2.7% | Reduced |
| International Assets Investment Management, LLC | 38,042 | $4.60M | 0.01% | +33,442+727.0% | Added |
| Almitas Capital LLC | 497,471 | $4.11M | 1.45% | +136,624+37.9% | Added |
| Hara Capital LLC | 371,564 | $3.07M | 1.91% | +36,453+10.9% | Added |
| Saba Capital Management, L.P. | 321,162 | $2.66M | 0.06% | +302,091+1,584.0% | Added |
| Matisse Capital | 263,808 | $2.18M | 1.06% | +17,352+7.0% | Added |
| Morgan Stanley | 247,856 | $2.05M | 0.00% | −1,440−0.6% | Reduced |
| Raffles Associates LP | 224,025 | $1.85M | 1.90% | +31,000+16.1% | Added |
| Barry Investment Advisors, LLC | 194,668 | $1.61M | 0.49% | −2,167−1.1% | Reduced |
| Raymond James & Associates | 167,693 | $1.39M | 0.00% | −11,588−6.5% | Reduced |
| Kovitz Investment Group Partners, LLC | 167,173 | $1.35M | 0.01% | +167,173 | New |
| Landscape Capital Management, L.L.C. | 139,930 | $1.16M | 0.12% | +52,526+60.1% | Added |
| Baird Financial Group, Inc. | 86,695 | $717.0K | 0.00% | +1,147+1.3% | Added |
| Wolverine Asset Management LLC | 78,228 | $646.9K | 0.01% | −9,399−10.7% | Reduced |
| Rpo LLC | 76,345 | $631.4K | 0.94% | +60,878+393.6% | Added |
| Shaker Financial Services, LLC | 75,633 | $625.5K | 0.24% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 74,189 | $613.5K | 0.02% | −2,054−2.7% | Reduced |
| Logan Stone Capital, LLC | 74,144 | $613.2K | 0.15% | +10,788+17.0% | Added |
| SeaCrest Wealth Management, LLC | 72,985 | $603.6K | 0.07% | −6,899−8.6% | Reduced |
| Bard Associates Inc | 68,213 | $564.1K | 0.19% | −500−0.7% | Reduced |
| Nomura Asset Management Co Ltd | 56,006 | $463.2K | 0.00% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 54,131 | $447.7K | 0.44% | +54,131 | New |
| Susquehanna International Group, LLP | 51,237 | $423.7K | 0.00% | +51,237 | New |
| BEAM Asset Management, LLC | 38,400 | $317.6K | 0.10% | −2,000−5.0% | Reduced |
| Quantedge Capital Pte Ltd | 37,200 | $307.6K | 0.09% | +37,200 | New |
| Mraz, Amerine & Associates, Inc. | 31,300 | $258.9K | 0.05% | +31,300 | New |
| Boothbay Fund Management, LLC | 27,395 | $226.6K | 0.01% | +27,395 | New |
| Triasima Portfolio Management inc. | 24,600 | $203.4K | 0.05% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 22,813 | $188.7K | 0.13% | +514+2.3% | Added |
| CSS LLC | 22,418 | $185.4K | 0.01% | +2,515+12.6% | Added |
| HighTower Advisors, LLC | 22,471 | $181.0K | 0.00% | +1,609+7.7% | Added |
| Ingalls & Snyder LLC | 20,000 | $165.0K | 0.01% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,792 | $163.7K | 0.00% | +150+0.8% | Added |
| Roberts Glore & Co Inc | 18,968 | $156.9K | 0.05% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,145 | $133.5K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 16,119 | $133.3K | 0.02% | +3,075+23.6% | Added |
| Successful Portfolios LLC | 15,000 | $124.0K | 0.08% | 00.0% | Unchanged |
| Citadel Advisors LLC | 12,764 | $105.6K | 0.00% | +12,764 | New |
| Virtu Financial LLC | 12,588 | $104.0K | 0.01% | +12,588 | New |
| Seed Wealth Management, Inc. | 12,400 | $102.5K | 0.08% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $98.3K | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 8,961 | $74.1K | 0.01% | +2,184+32.2% | Added |
| UBS Group AG | 7,853 | $64.9K | 0.00% | −8,225−51.2% | Reduced |
| Advisor Group Holdings, Inc. | 4,543 | $37.6K | 0.00% | −200−4.2% | Reduced |
| Bank of America Corp | 2,100 | $17.4K | 0.00% | −161−7.1% | Reduced |
| US Bancorp | 2,000 | $16.5K | 0.00% | +2,000 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | $12.9K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $10.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $8.27K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 661 | $5.00K | 0.00% | +72+12.2% | Added |
| Ancora Advisors, LLC | 600 | $4.96K | 0.00% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 175 | $1.45K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 0 | $1 | 0.00% | −2,572−100.0% | Reduced |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −18,397−100.0% | Sold out |
| Custom Portfolio Group LLC | – | – | – | – | Not filed |