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Livermore
Livermore
ZHEN

Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

Holders of 5% or more of JOF

Holders whose latest Schedule 13D or 13G filing reports 5% or more of Japan Smaller Capitalization Fund Inc, largest stake first. The change is against the holder's previous filing.

Holders of 5% or more of JOF
HolderLatest formStakeChangeFirst filedLatest filingFiling
Allspring Global Investments Holdings, LLC13G/A18.50%5.24M shares–Jan 13, 20251 filingJan 13, 2025SEC
1607 Capital Partners, LLC13G/A12.65%3.58M shares−2.35 ppfrom 15.00%May 15, 20253 filingsMay 15, 2026SEC
City of London Investment Management Co Ltd13G/A12.40%3.52M shares–Nov 14, 20251 filingNov 14, 2025SEC
Lazard Asset Management LLC13G12.30%3.48M shares+4.18 ppfrom 8.12%Nov 14, 20244 filingsDec 3, 2025SEC
Saba Capital Management, L.P.13D/A6.73%1.91M shares+1.13 ppfrom 5.60%Mar 10, 20258 filingsApr 30, 2026SEC

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

17 Schedule 13D and 13G filings on Japan Smaller Capitalization Fund Inc, newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on JOF
Filed (ET)FilerFormStakeChangeEvent dateFiling
May 15, 20264:00 PM ET1607 Capital Partners, LLC13G/A12.65%3.58M shares−2.35 ppfrom 15.00%Mar 31, 2026SEC
Apr 30, 20263:19 PM ETSaba Capital Management, L.P.and 2 others13D/A6.73%1.91M shares+1.13 ppfrom 5.60%Apr 29, 2026SEC
Feb 18, 20261:33 PM ETSaba Capital Management, L.P.and 2 others13D/A5.60%1.59M shares+0.67 ppfrom 4.93%Feb 13, 2026SEC
Jan 22, 202612:23 PM ETSaba Capital Management, L.P.and 2 others13D/A4.93%1.40M shares−0.22 ppfrom 5.15%Below 5%Jan 20, 2026SEC
Jan 15, 20265:17 PM ETSaba Capital Management, L.P.and 2 others13D/A5.15%1.46M shares−1.12 ppfrom 6.27%Jan 14, 2026SEC
Dec 3, 20253:30 PM ETLazard Asset Management LLC13G12.30%3.48M shares+4.18 ppfrom 8.12%Nov 28, 2025SEC
Nov 14, 20254:02 PM ETCity of London Investment Management Co Ltd13G/A12.40%3.52M shares–Sep 30, 2025SEC
Nov 10, 20256:40 PM ETSaba Capital Management, L.P.and 2 others13D/A6.27%1.78M shares−1.17 ppfrom 7.44%Nov 6, 2025SEC
Aug 14, 20255:05 PM ET1607 Capital Partners, LLC13G/A15.00%4.25M shares−1.12 ppfrom 16.12%Jun 30, 2025SEC
May 23, 20251:30 PM ETSaba Capital Management, L.P.and 2 others13D/A7.44%2.11M shares+1.07 ppfrom 6.37%May 21, 2025SEC
May 15, 20253:39 PM ETLazard Asset Management LLC13G/A8.12%2.30M shares+0.27 ppfrom 7.85%Mar 31, 2025SEC
May 15, 202510:35 AM ET1607 Capital Partners, LLC13G/A16.12%4.57M shares–Mar 31, 2025SEC
Apr 23, 20252:36 PM ETSaba Capital Management, L.P.and 2 others13D/A6.37%1.81M shares+1.26 ppfrom 5.11%Apr 22, 2025SEC
Mar 10, 20258:16 PM ETSaba Capital Management, L.P.and 2 others13D5.11%1.45M sharesNewMar 6, 2025SEC
Feb 14, 20252:50 PM ETLazard Asset Management LLC13G7.85%2.22M shares−0.08 ppfrom 7.93%Dec 31, 2024SEC
Jan 13, 20252:57 PM ETAllspring Global Investments Holdings, LLC13G/A18.50%5.24M shares–Dec 31, 2024SEC
Nov 14, 20245:55 PM ETLazard Asset Management LLC13G7.93%2.25M sharesNewSep 30, 2024SEC

Form 144: proposed insider sales

Notices from officers, directors and other affiliates planning to sell Japan Smaller Capitalization Fund Inc shares.

No Form 144 notices for Japan Smaller Capitalization Fund Inc are on file.